| Ex. AGY-FED-FINANCIAL-074 | FINRA Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | FINRA | United States; Financial Industry Regulatory Authority (self-regulatory organization registered under Exchange Act § 15A, 15 U.S.C. § 78o-3, subject to SEC oversight)Sector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. SEC-13-028 | Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | Financial Industry Regulatory Authority (self-regulatory organization under SEC oversight) | United StatesSector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-ALCOHOL-077 | VA ABC Bureau of Law Enforcement COVID-19 Response, Licensee Topics (version 15, September 29, 2020)Bureau of Law Enforcement responses on procedural and regulatory matters for licensed businesses affected by COVID-19 (Topics 1 onward… | Virginia Alcoholic Beverage Control Authority, Bureau of Law Enforcement (Travis G. Hill, Chief Executive Officer) | Virginia (State alcoholic-beverage regulator)Sector regulator | Sept. 29, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Alcohol and barsWorkplace rulesSupply chainOther | Primary source read | |
| Ex. AGY-ST-ALCOHOL-107 | LED Bulletin 20-02, Lawful Product Returns for Event Cancellations Attributable to COVID-19 ConcernsBulletin 20-02: Lawful Product Returns For Event Cancellations Attributable to COVID-19 Concerns | Colorado Department of Revenue, Liquor Enforcement Division | Colorado (State alcoholic-beverage regulator)Sector regulator | Mar. 13, 2020 | 2020 Q2 | Context (guidance or announcement)Events and venuesSupply chainOther | Confirmed from a secondary source | |
| Ex. AGY-ST-TRADE-BOARDS-031 | NCEES COVID-19 exam administration updates (chronology: April 2020 pencil-and-paper exams cancelled; Pearson VUE capacity limits through 2021; masks required at Pearson VUE centers from Dec. 1, 2021)Latest Information on COVID-19 Response (NCEES) | NCEES | All States; National Council of Examiners for Engineering and Surveying (the council of the State engineering and surveying licensing boards, which administers the FE, PE, FS and PS examinations for every board)Sector regulator | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Capacity limitGathering capFace-covering requirementOther | Confirmed from a secondary source | |
| Ex. MN-057 | Board of Dentistry 'COVID-19 (Coronavirus)' resource page: Pandemic Response Updates (Mar. 13 to May 7, 2020), 'Recommendation on Limitation of Practice', 'Implementation Plan for Management and Treatment of Non-emergent and Elective Dental Care' templatesBoard of Dentistry COVID-19 Pandemic Response Updates | Minnesota Board of Dentistry | MinnesotaSector regulator | June 1, 2020 | 2020 Q2 | Health care ordersSupply chain | Primary source read | |
| Ex. AGY-ST-HEALTH-BOARDS-015 | Board of Pharmacy compilation, 'COVID-19 Response Efforts' (updated Oct. 6, 2025): rescinded and continuing COVID-19 waivers, resolutions and emergency rules with issue and rescission datesCOVID-19 Response Efforts: Rescinded COVID-19 Waivers and Guidance; COVID-19 Immunization Waivers; COVID-19 Waivers and Resolutions for… | State of Ohio Board of Pharmacy | State of Ohio Board of Pharmacy; State levelSector regulator | Oct. 6, 2025 | | Health care ordersSupply chainOther | Confirmed from a secondary source | |
| Ex. FL-088 | FLHSMV COVID-19 Emergency Order (commercial motor vehicles) (Mar. 14, 2020)COVID-19 Emergency Order (Pursuant to Executive Order 20-52): suspension of registration, IFTA/IRP and hours-of-service enforcement for… | Department of Highway Safety and Motor Vehicles, Executive Director Terry L. Rhodes | FloridaSector regulator | Mar. 14, 2020 | 2020 Q2 | Supply chainOther | Primary source read | |
| Ex. FL-083 | Informational Memorandum OIR-20-03MGuidance for Business Continuity and Continuity of Operations Plans | Office of Insurance Regulation, Commissioner David Altmaier | FloridaSector regulator | Mar. 16, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateWorkplace rules | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-008 | Press release: TDLR moving employees to remote work in response to COVID-19 (customer service lobby closed to the public; PSI practical exams unavailable in Amarillo and McAllen; reduced seats at other centers)TDLR moving employees to remote work in response to COVID-19 | Texas Department of Licensing and Regulation | Texas; Texas Department of Licensing and RegulationSector regulator | Mar. 17, 2020 | 2020 Q2 | Context (guidance or announcement)Telework mandateCourts and public officesOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-070 | Coronavirus Update - ARE 5.0 (chronology from March 2020: Prometric test centers closed; ARE appointments cancelled; seat credits; masks required at test centers; online proctoring launched Nov. 16, 2020; continued closures and short-notice cancellations into 2021)Coronavirus Update--ARE 5.0 (updated Feb. 3-4, 2021) | NCARB | All States; National Council of Architectural Registration Boards (council of the 55 architectural licensing boards; administers the Architect Registration Examination)Sector regulator | Mar. 20, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Business closureCapacity limitFace-covering requirementOther | Confirmed from a secondary source | |
| Ex. PA-117 | Closure of all Fine Wine & Good Spirits stores at the end of business Mar. 17, 2020 (indefinite); limited online sales resumed Apr. 1, 2020; curbside pickup from Apr. 20, 2020 (under the Governor's Apr. 20 amendment, PA-110); phased store reopening with the county phases from May 8, 2020PLCB store closures and phased reopening (Mar. 17 - June 2020) | Pennsylvania Liquor Control Board | PennsylvaniaSector regulator | Mar. 16, 2020 | 2020 Q2 | Business closureAlcohol and barsSupply chain | Confirmed from a secondary source | |
| Ex. IA-071 | Regulatory Guidance for Working from Residence or Other Company Designated LocationGuidance allowing licensed mortgage bankers, brokers, servicers and loan originators, regulated and industrial loan licensees, delayed… | Iowa Division of Banking (Finance Bureau Chief Rodney Reed) | IowaSector regulator | Mar. 18, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. MET-BAL-105 | MDOT MTA COVID-19 service reductions, boarding rules and face-covering requirement (agency web notice, captured Apr. 17, 2020)MDOT MTA Coronavirus (COVID-19) page: service status and face-covering requirement | Maryland Department of Transportation, Maryland Transit Administration | Baltimore region (MDOT Maryland Transit Administration: Local Bus, Light RailLink, Metro SubwayLink, MobilityLink, Commuter Bus, MARC)Sector regulator | Apr. 17, 2020 | 2020 Q22020 Q3 | Face-covering requirementTravel and quarantineOther | Primary source read | |
| Ex. NJ-104 | Department of Banking and Insurance Bulletin No. 20-06No-action position regarding temporarily working from home due to COVID-19 (branch office licensure for mortgage lenders, brokers, loan… | Marlene Caride, Commissioner of Banking and Insurance | New JerseySector regulator | Mar. 19, 2020 | 2020 Q22020 Q32020 Q4 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-ALCOHOL-078 | Virginia ABC message to customers and industry partners, March 20, 2020Message to Customers and Industry Partners (March 20, 2020): ABC store operations under COVID-19 | Virginia Alcoholic Beverage Control Authority (Chief Executive Officer) | Virginia (State alcoholic-beverage regulator and State retailer of distilled spirits)Sector regulator | Mar. 20, 2020 | 2020 Q2 | Context (guidance or announcement)Supply chainOther | Confirmed from a secondary source | |
| Ex. AGY-ST-HEALTH-BOARDS-016 | Emergency Rule, 22 Tex. Admin. Code § 291.30 (Medication Limitations)22 TAC § 291.30. Medication Limitations (chloroquine and hydroxychloroquine dispensing restricted) | Texas State Board of Pharmacy (emergency board business meeting of Mar. 20, 2020) | Texas State Board of Pharmacy; State levelSector regulator | Mar. 20, 2020 | 2020 Q22020 Q3 | Health care ordersSupply chain | Primary source read | |
| Ex. AGY-ST-HEALTH-BOARDS-019 | Minutes, Emergency Board Business Meeting held via videoconference, Mar. 20, 2020Minutes of the Emergency Board Business Meeting under the authority of the Governor's Proclamation of Emergency Disaster: adoption of… | Texas State Board of Pharmacy | Texas State Board of Pharmacy; State levelSector regulator | Mar. 20, 2020 | 2020 Q2 | Health care ordersSupply chainOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-064 | Temporary Licensing Order, Case Number 2020-CDS-007Temporary Relief for Registrants Affected by the COVID-19 Outbreak | Tung Chan, Securities Commissioner | Colorado; Division of Securities, Department of Regulatory Agencies (State securities regulator)Sector regulator | Mar. 20, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-088 | Bulletin 2020-08-INSTemporary Regulatory Flexibility Re: COVID-19 | Anita G. Fox, Director | Michigan; Department of Insurance and Financial ServicesSector regulator | Mar. 20, 2020 | 2020 Q22020 Q32020 Q4 | Context (guidance or announcement)Telework mandateGathering capOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-015 | COVID-19 - Effects on CSLB Services (web page as of Mar. 20-22, 2020)COVID-19 - Effects on CSLB Services | Contractors State License Board | California; Contractors State License BoardSector regulator | Mar. 20, 2020 | 2020 Q2 | Context (guidance or announcement)Telework mandateCourts and public officesOther | Primary source read | |
| Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-066 | GT USA Wilmington letter to partners, Mar. 19, 2020: from Mar. 20, 2020 every truck driver asked two screening questions at the gate (foreign travel outside the U.S. or Canada in 14 days; fever, illness or congestion); a 'yes' bars entry to the portUpdate on Port Gate Security (truck driver screening questions; entry refused) | GT USA Wilmington, LLC (private concessionaire operating the State-owned Port of Wilmington for the Diamond State Port Corporation), Commercial Vice President David J. Harriss | Delaware (Port of Wilmington)Sector regulator | Mar. 19, 2020 | 2020 Q2 | Context (guidance or announcement)Workplace rulesQuarantine and isolationSupply chain | Primary source read | |
| Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-067 | Duluth Seaway Port Authority notice, Mar. 19, 2020: 'IMPORTANT NOTICE ON COVID-19 AND OFFICE CLOSURE - As of MARCH 21, The Duluth Seaway Port Authority Office will be closed in response to the Coronavirus'Important Notice on COVID-19 and Office Closure (office closed as of March 21, 2020) | Duluth Seaway Port Authority | Minnesota (Duluth; Port of Duluth-Superior)Sector regulator | Mar. 19, 2020 | 2020 Q2 | Context (guidance or announcement)Business closureTelework mandate | Primary source read | |
| Ex. AGY-ST-ALCOHOL-044 | DBPR Emergency Order 2020-02Emergency Order 2020-02 (suspension of section 499.006(9), Florida Statutes, as to personal protective equipment) | Florida Department of Business and Professional Regulation, Secretary Halsey Beshears | Florida (State business and alcoholic-beverage regulator)Sector regulator | Mar. 23, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Supply chainOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-024 | Bulletin No. 20-11COVID-19 State of Emergency: Remote Claim Handling | Insurance Commissioner | Maryland; Maryland Insurance AdministrationSector regulator | Mar. 23, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateWorkplace rules | Primary source read | |