| Ex. AGY-FED-FINANCIAL-074 | FINRA Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | FINRA | United States; Financial Industry Regulatory Authority (self-regulatory organization registered under Exchange Act § 15A, 15 U.S.C. § 78o-3, subject to SEC oversight)Sector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. SEC-13-028 | Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | Financial Industry Regulatory Authority (self-regulatory organization under SEC oversight) | United StatesSector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-007 | Press release: TDLR Takes Action in Response to COVID-19 Threat (temporary distance education; cancellation of licensed combative sports events; advisory board meetings cancelled)TDLR Takes Action in Response to COVID-19 Threat: Agency Approves Temporary Distance Learning, Cancels Events and Meetings | Texas Department of Licensing and Regulation (Executive Director Brian E. Francis) | Texas; Texas Department of Licensing and RegulationSector regulator | Mar. 13, 2020 | 2020 Q22020 Q3 | Context (guidance or announcement)Gathering capSchools and child careEvents and venuesOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-024 | Temporary Waiver of Regulations that Prohibit or Limit Online, Electronic, or Distance Theoretical Instruction (effective Mar. 13, 2020; amended May 27, 2020)Temporary Waiver of Regulations that Prohibit or Limit Online, Electronic, or Distance Theoretical Instruction | DPOR Director Mary Broz-Vaughan | Virginia; DPOR (all regulatory boards, including the Board for Barbers and Cosmetology)Sector regulator | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Schools and child careOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-031 | NCEES COVID-19 exam administration updates (chronology: April 2020 pencil-and-paper exams cancelled; Pearson VUE capacity limits through 2021; masks required at Pearson VUE centers from Dec. 1, 2021)Latest Information on COVID-19 Response (NCEES) | NCEES | All States; National Council of Examiners for Engineering and Surveying (the council of the State engineering and surveying licensing boards, which administers the FE, PE, FS and PS examinations for every board)Sector regulator | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Capacity limitGathering capFace-covering requirementOther | Confirmed from a secondary source | |
| Ex. DC-083 | OSSE, Child Care Provider Closures and Public Funding (issued March 13, 2020)Child Care Provider Closures and Public Funding | Office of the State Superintendent of Education (OSSE) | District of ColumbiaSector regulator | Mar. 13, 2020 | 2020 Q2 | Business closureSchools and child care | Primary source read | |
| Ex. FL-083 | Informational Memorandum OIR-20-03MGuidance for Business Continuity and Continuity of Operations Plans | Office of Insurance Regulation, Commissioner David Altmaier | FloridaSector regulator | Mar. 16, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateWorkplace rules | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-008 | Press release: TDLR moving employees to remote work in response to COVID-19 (customer service lobby closed to the public; PSI practical exams unavailable in Amarillo and McAllen; reduced seats at other centers)TDLR moving employees to remote work in response to COVID-19 | Texas Department of Licensing and Regulation | Texas; Texas Department of Licensing and RegulationSector regulator | Mar. 17, 2020 | 2020 Q2 | Context (guidance or announcement)Telework mandateCourts and public officesOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-053 | Press release: IDFPR Announces Measures to Assist Licensees and Education Providers During the COVID-19 Pandemic (five variances: renewals due Mar. 1-July 31, 2020 extended to Sept. 30, 2020; CE deadlines extended; live-attendance requirement waived; massage-school online instruction; cosmetology-school online theory above the 10 percent limit)Illinois Department of Financial and Professional Regulation Announces Measures to Assist Licensees and Education Providers During the… | Illinois Department of Financial and Professional Regulation, Secretary Deborah Hagan | Illinois; Department of Financial and Professional Regulation (Division of Professional Regulation and Division of Real Estate)Sector regulator | Mar. 18, 2020 | 2020 Q22020 Q3 | Schools and child careOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-054 | Division of Professional Regulation Variances (Mar. 20, 2020; 13 pages): renewal extension, CE extension, live-attendance waiver, massage-school and cosmetology-school online instructionDPR Variances (Mar. 20, 2020) | IDFPR Division of Professional Regulation | Illinois; IDFPR Division of Professional RegulationSector regulator | Mar. 20, 2020 | 2020 Q22020 Q3 | Schools and child careOther | Confirmed from a secondary source | |
| Ex. AGY-ST-TRADE-BOARDS-065 | Coronavirus - Child Care page (archived Apr. 2, 2020): list of child care providers 'approved to operate during the COVID-19 public health emergency' for personnel in life-sustaining positionsChild Care Centers - providers approved to operate during the COVID-19 public health emergency | Pennsylvania DHS / OCDEL | Pennsylvania; Department of Human Services, Office of Child Development and Early Learning (child-care licensing)Sector regulator | Mar. 17, 2020 | 2020 Q2 | Context (guidance or announcement)Business closureSchools and child careOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-070 | Coronavirus Update - ARE 5.0 (chronology from March 2020: Prometric test centers closed; ARE appointments cancelled; seat credits; masks required at test centers; online proctoring launched Nov. 16, 2020; continued closures and short-notice cancellations into 2021)Coronavirus Update--ARE 5.0 (updated Feb. 3-4, 2021) | NCARB | All States; National Council of Architectural Registration Boards (council of the 55 architectural licensing boards; administers the Architect Registration Examination)Sector regulator | Mar. 20, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Business closureCapacity limitFace-covering requirementOther | Confirmed from a secondary source | |
| Ex. PA-083 | DHS Coronavirus - Child Care page: list of child care providers approved by waiver to operate during the closure (archived Mar. 29, 2020)Coronavirus (COVID-19) - Child Care (Child Care Centers approved to operate) | Department of Human Services, Office of Child Development and Early Learning (OCDEL) | PennsylvaniaSector regulator | Mar. 29, 2020 | 2020 Q2 | Business closureSchools and child care | Primary source read | |
| Ex. IA-071 | Regulatory Guidance for Working from Residence or Other Company Designated LocationGuidance allowing licensed mortgage bankers, brokers, servicers and loan originators, regulated and industrial loan licensees, delayed… | Iowa Division of Banking (Finance Bureau Chief Rodney Reed) | IowaSector regulator | Mar. 18, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. MET-BAL-105 | MDOT MTA COVID-19 service reductions, boarding rules and face-covering requirement (agency web notice, captured Apr. 17, 2020)MDOT MTA Coronavirus (COVID-19) page: service status and face-covering requirement | Maryland Department of Transportation, Maryland Transit Administration | Baltimore region (MDOT Maryland Transit Administration: Local Bus, Light RailLink, Metro SubwayLink, MobilityLink, Commuter Bus, MARC)Sector regulator | Apr. 17, 2020 | 2020 Q22020 Q3 | Face-covering requirementTravel and quarantineOther | Primary source read | |
| Ex. NJ-104 | Department of Banking and Insurance Bulletin No. 20-06No-action position regarding temporarily working from home due to COVID-19 (branch office licensure for mortgage lenders, brokers, loan… | Marlene Caride, Commissioner of Banking and Insurance | New JerseySector regulator | Mar. 19, 2020 | 2020 Q22020 Q32020 Q4 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-064 | Temporary Licensing Order, Case Number 2020-CDS-007Temporary Relief for Registrants Affected by the COVID-19 Outbreak | Tung Chan, Securities Commissioner | Colorado; Division of Securities, Department of Regulatory Agencies (State securities regulator)Sector regulator | Mar. 20, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-088 | Bulletin 2020-08-INSTemporary Regulatory Flexibility Re: COVID-19 | Anita G. Fox, Director | Michigan; Department of Insurance and Financial ServicesSector regulator | Mar. 20, 2020 | 2020 Q22020 Q32020 Q4 | Context (guidance or announcement)Telework mandateGathering capOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-015 | COVID-19 - Effects on CSLB Services (web page as of Mar. 20-22, 2020)COVID-19 - Effects on CSLB Services | Contractors State License Board | California; Contractors State License BoardSector regulator | Mar. 20, 2020 | 2020 Q2 | Context (guidance or announcement)Telework mandateCourts and public officesOther | Primary source read | |
| Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-067 | Duluth Seaway Port Authority notice, Mar. 19, 2020: 'IMPORTANT NOTICE ON COVID-19 AND OFFICE CLOSURE - As of MARCH 21, The Duluth Seaway Port Authority Office will be closed in response to the Coronavirus'Important Notice on COVID-19 and Office Closure (office closed as of March 21, 2020) | Duluth Seaway Port Authority | Minnesota (Duluth; Port of Duluth-Superior)Sector regulator | Mar. 19, 2020 | 2020 Q2 | Context (guidance or announcement)Business closureTelework mandate | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-024 | Bulletin No. 20-11COVID-19 State of Emergency: Remote Claim Handling | Insurance Commissioner | Maryland; Maryland Insurance AdministrationSector regulator | Mar. 23, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateWorkplace rules | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-060 | Emergency Order: Temporary Relief for Registrants Affected by the COVID-19 OutbreakEmergency Order granting temporary relief to displaced broker-dealers, investment advisers and their agents and representatives | Commissioner of Securities (State Auditor J.B. McCuskey) | West Virginia; Securities Commission, Office of the State Auditor (State securities regulator)Sector regulator | Mar. 23, 2020 | 2020 Q22020 Q3 | Telework mandateOther | Primary source read | |
| Ex. MET-CLT-070 | GoTriangle COVID-19 Updates page (as of Aug. 8, 2020)GoTriangle COVID-19 Updates - fares suspended, rear-door boarding, face coverings required from June 22, 2020 | GoTriangle | GoTriangle (Research Triangle Regional Public Transportation Authority; Wake, Durham and Orange Counties)Sector regulator | June 22, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Capacity limitFace-covering requirementOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-063 | Memorandum to registrants of March 24, 2020Regarding the ongoing developments related to the coronavirus (COVID-19) situation (Division operations; telework; remote examinations) | Benjamin Schrope, Interim Director, Securities Division | New Mexico; Securities Division, Regulation and Licensing Department (State securities regulator)Sector regulator | Mar. 24, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-069 | Temporary No-Action Relief for Registrants Affected by the COVID-19 Outbreak (announcement of March 24, 2020)Temporary No-action Relief for Registrants Affected by the COVID-19 Outbreak | Washington State Department of Financial Institutions, Securities Division | Washington; Department of Financial Institutions, Securities Division (State securities regulator)Sector regulator | Mar. 24, 2020 | 2020 Q22020 Q32020 Q4 | Context (guidance or announcement)Telework mandateOther | Primary source read | |