| Ex. AGY-FED-FINANCIAL-074 | FINRA Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | FINRA | United States; Financial Industry Regulatory Authority (self-regulatory organization registered under Exchange Act § 15A, 15 U.S.C. § 78o-3, subject to SEC oversight)Sector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. SEC-13-028 | Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | Financial Industry Regulatory Authority (self-regulatory organization under SEC oversight) | United StatesSector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-ALCOHOL-077 | VA ABC Bureau of Law Enforcement COVID-19 Response, Licensee Topics (version 15, September 29, 2020)Bureau of Law Enforcement responses on procedural and regulatory matters for licensed businesses affected by COVID-19 (Topics 1 onward… | Virginia Alcoholic Beverage Control Authority, Bureau of Law Enforcement (Travis G. Hill, Chief Executive Officer) | Virginia (State alcoholic-beverage regulator)Sector regulator | Sept. 29, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Alcohol and barsWorkplace rulesSupply chainOther | Primary source read | |
| Ex. AGY-ST-ALCOHOL-107 | LED Bulletin 20-02, Lawful Product Returns for Event Cancellations Attributable to COVID-19 ConcernsBulletin 20-02: Lawful Product Returns For Event Cancellations Attributable to COVID-19 Concerns | Colorado Department of Revenue, Liquor Enforcement Division | Colorado (State alcoholic-beverage regulator)Sector regulator | Mar. 13, 2020 | 2020 Q2 | Context (guidance or announcement)Events and venuesSupply chainOther | Confirmed from a secondary source | |
| Ex. MN-057 | Board of Dentistry 'COVID-19 (Coronavirus)' resource page: Pandemic Response Updates (Mar. 13 to May 7, 2020), 'Recommendation on Limitation of Practice', 'Implementation Plan for Management and Treatment of Non-emergent and Elective Dental Care' templatesBoard of Dentistry COVID-19 Pandemic Response Updates | Minnesota Board of Dentistry | MinnesotaSector regulator | June 1, 2020 | 2020 Q2 | Health care ordersSupply chain | Primary source read | |
| Ex. AGY-ST-HEALTH-BOARDS-015 | Board of Pharmacy compilation, 'COVID-19 Response Efforts' (updated Oct. 6, 2025): rescinded and continuing COVID-19 waivers, resolutions and emergency rules with issue and rescission datesCOVID-19 Response Efforts: Rescinded COVID-19 Waivers and Guidance; COVID-19 Immunization Waivers; COVID-19 Waivers and Resolutions for… | State of Ohio Board of Pharmacy | State of Ohio Board of Pharmacy; State levelSector regulator | Oct. 6, 2025 | | Health care ordersSupply chainOther | Confirmed from a secondary source | |
| Ex. FL-088 | FLHSMV COVID-19 Emergency Order (commercial motor vehicles) (Mar. 14, 2020)COVID-19 Emergency Order (Pursuant to Executive Order 20-52): suspension of registration, IFTA/IRP and hours-of-service enforcement for… | Department of Highway Safety and Motor Vehicles, Executive Director Terry L. Rhodes | FloridaSector regulator | Mar. 14, 2020 | 2020 Q2 | Supply chainOther | Primary source read | |
| Ex. FL-083 | Informational Memorandum OIR-20-03MGuidance for Business Continuity and Continuity of Operations Plans | Office of Insurance Regulation, Commissioner David Altmaier | FloridaSector regulator | Mar. 16, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateWorkplace rules | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-008 | Press release: TDLR moving employees to remote work in response to COVID-19 (customer service lobby closed to the public; PSI practical exams unavailable in Amarillo and McAllen; reduced seats at other centers)TDLR moving employees to remote work in response to COVID-19 | Texas Department of Licensing and Regulation | Texas; Texas Department of Licensing and RegulationSector regulator | Mar. 17, 2020 | 2020 Q2 | Context (guidance or announcement)Telework mandateCourts and public officesOther | Primary source read | |
| Ex. PA-117 | Closure of all Fine Wine & Good Spirits stores at the end of business Mar. 17, 2020 (indefinite); limited online sales resumed Apr. 1, 2020; curbside pickup from Apr. 20, 2020 (under the Governor's Apr. 20 amendment, PA-110); phased store reopening with the county phases from May 8, 2020PLCB store closures and phased reopening (Mar. 17 - June 2020) | Pennsylvania Liquor Control Board | PennsylvaniaSector regulator | Mar. 16, 2020 | 2020 Q2 | Business closureAlcohol and barsSupply chain | Confirmed from a secondary source | |
| Ex. IA-071 | Regulatory Guidance for Working from Residence or Other Company Designated LocationGuidance allowing licensed mortgage bankers, brokers, servicers and loan originators, regulated and industrial loan licensees, delayed… | Iowa Division of Banking (Finance Bureau Chief Rodney Reed) | IowaSector regulator | Mar. 18, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. NJ-104 | Department of Banking and Insurance Bulletin No. 20-06No-action position regarding temporarily working from home due to COVID-19 (branch office licensure for mortgage lenders, brokers, loan… | Marlene Caride, Commissioner of Banking and Insurance | New JerseySector regulator | Mar. 19, 2020 | 2020 Q22020 Q32020 Q4 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-ALCOHOL-078 | Virginia ABC message to customers and industry partners, March 20, 2020Message to Customers and Industry Partners (March 20, 2020): ABC store operations under COVID-19 | Virginia Alcoholic Beverage Control Authority (Chief Executive Officer) | Virginia (State alcoholic-beverage regulator and State retailer of distilled spirits)Sector regulator | Mar. 20, 2020 | 2020 Q2 | Context (guidance or announcement)Supply chainOther | Confirmed from a secondary source | |
| Ex. AGY-ST-HEALTH-BOARDS-016 | Emergency Rule, 22 Tex. Admin. Code § 291.30 (Medication Limitations)22 TAC § 291.30. Medication Limitations (chloroquine and hydroxychloroquine dispensing restricted) | Texas State Board of Pharmacy (emergency board business meeting of Mar. 20, 2020) | Texas State Board of Pharmacy; State levelSector regulator | Mar. 20, 2020 | 2020 Q22020 Q3 | Health care ordersSupply chain | Primary source read | |
| Ex. AGY-ST-HEALTH-BOARDS-019 | Minutes, Emergency Board Business Meeting held via videoconference, Mar. 20, 2020Minutes of the Emergency Board Business Meeting under the authority of the Governor's Proclamation of Emergency Disaster: adoption of… | Texas State Board of Pharmacy | Texas State Board of Pharmacy; State levelSector regulator | Mar. 20, 2020 | 2020 Q2 | Health care ordersSupply chainOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-064 | Temporary Licensing Order, Case Number 2020-CDS-007Temporary Relief for Registrants Affected by the COVID-19 Outbreak | Tung Chan, Securities Commissioner | Colorado; Division of Securities, Department of Regulatory Agencies (State securities regulator)Sector regulator | Mar. 20, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-088 | Bulletin 2020-08-INSTemporary Regulatory Flexibility Re: COVID-19 | Anita G. Fox, Director | Michigan; Department of Insurance and Financial ServicesSector regulator | Mar. 20, 2020 | 2020 Q22020 Q32020 Q4 | Context (guidance or announcement)Telework mandateGathering capOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-015 | COVID-19 - Effects on CSLB Services (web page as of Mar. 20-22, 2020)COVID-19 - Effects on CSLB Services | Contractors State License Board | California; Contractors State License BoardSector regulator | Mar. 20, 2020 | 2020 Q2 | Context (guidance or announcement)Telework mandateCourts and public officesOther | Primary source read | |
| Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-066 | GT USA Wilmington letter to partners, Mar. 19, 2020: from Mar. 20, 2020 every truck driver asked two screening questions at the gate (foreign travel outside the U.S. or Canada in 14 days; fever, illness or congestion); a 'yes' bars entry to the portUpdate on Port Gate Security (truck driver screening questions; entry refused) | GT USA Wilmington, LLC (private concessionaire operating the State-owned Port of Wilmington for the Diamond State Port Corporation), Commercial Vice President David J. Harriss | Delaware (Port of Wilmington)Sector regulator | Mar. 19, 2020 | 2020 Q2 | Context (guidance or announcement)Workplace rulesQuarantine and isolationSupply chain | Primary source read | |
| Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-067 | Duluth Seaway Port Authority notice, Mar. 19, 2020: 'IMPORTANT NOTICE ON COVID-19 AND OFFICE CLOSURE - As of MARCH 21, The Duluth Seaway Port Authority Office will be closed in response to the Coronavirus'Important Notice on COVID-19 and Office Closure (office closed as of March 21, 2020) | Duluth Seaway Port Authority | Minnesota (Duluth; Port of Duluth-Superior)Sector regulator | Mar. 19, 2020 | 2020 Q2 | Context (guidance or announcement)Business closureTelework mandate | Primary source read | |
| Ex. AGY-ST-ALCOHOL-044 | DBPR Emergency Order 2020-02Emergency Order 2020-02 (suspension of section 499.006(9), Florida Statutes, as to personal protective equipment) | Florida Department of Business and Professional Regulation, Secretary Halsey Beshears | Florida (State business and alcoholic-beverage regulator)Sector regulator | Mar. 23, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Supply chainOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-024 | Bulletin No. 20-11COVID-19 State of Emergency: Remote Claim Handling | Insurance Commissioner | Maryland; Maryland Insurance AdministrationSector regulator | Mar. 23, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateWorkplace rules | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-060 | Emergency Order: Temporary Relief for Registrants Affected by the COVID-19 OutbreakEmergency Order granting temporary relief to displaced broker-dealers, investment advisers and their agents and representatives | Commissioner of Securities (State Auditor J.B. McCuskey) | West Virginia; Securities Commission, Office of the State Auditor (State securities regulator)Sector regulator | Mar. 23, 2020 | 2020 Q22020 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-060 | PCCA news release, Mar. 23, 2020: the port 'will remain open to provide critical infrastructure services' as area businesses close; the port will remain accessible to port employees, terminal operators, labor, pilots, tug and barge operators, seafarers, stevedores, agents and line handlers if Texas or Nueces County issues a shelter-in-place order; screening protocols and social distancingPort of Corpus Christi Remains Open as COVID-19 Pandemic Evolves | Port of Corpus Christi Authority (PCCA); Chief Executive Officer Sean Strawbridge | Texas (Port of Corpus Christi; Nueces and San Patricio Counties)Sector regulator | Mar. 23, 2020 | 2020 Q2 | Context (guidance or announcement)Workplace rulesSupply chain | Primary source read | |
| Ex. FL-091 | DBPR Emergency Order 2020-02Emergency Order 2020-02 (suspending the adulterated-device bar on expired personal protective equipment) | Department of Business and Professional Regulation, Secretary Halsey Beshears | FloridaSector regulator | Mar. 23, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Health care ordersSupply chain | Primary source read | |