| Ex. AGY-FED-FINANCIAL-052 | Investment Advisers Act Release No. 5463, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderOrder Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 13, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-053 | Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (issued March 13, 2020; updated April 7, 2020; further updated January 19, 2022)Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns | SEC Division of Corporation Finance | United States; Securities and Exchange Commission, Division of Corporation Finance (federal staff guidance)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-057 | Investment Company Act Release No. 33824, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Under Section 6(c) and Section 38(a) of the Investment Company Act Granting Exemptions from Specified Provisions and Commission… | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 25, 2020 | 2020 Q22020 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-058 | Investment Advisers Act Release No. 5469, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderOrder Under Section 206A of the Investment Advisers Act Granting Exemptions from Specified Provisions and Certain Rules Thereunder | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 25, 2020 | 2020 Q22020 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-064 | Investment Company Act Release No. 33897, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder [In-Person Board Relief]Order Extending the In-Person Board Meeting Relief for Registered Management Investment Companies and Business Development Companies | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | June 19, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-HEALTH-OTHER-072 | Federal Bureau of Prisons COVID-19 Action Plan, Phase Two: agency-wide modified operations (Mar. 13, 2020)Federal Bureau of Prisons COVID-19 Action Plan: Agency-wide Modified Operations | Federal Bureau of Prisons (Director), after coordination with DOJ and the White House | United States (federal); Federal Bureau of PrisonsFederal | Mar. 13, 2020 | 2020 Q2 | Business closureGathering capTravel and quarantineWorkplace rules | Primary source read | |
| Ex. AGY-FED-LANDS-SCIENCE-COURTS-003 | Memorandum, 'COVID-19 Implications for EPA's Enforcement and Compliance Assurance Program' (temporary policy)COVID-19 Implications for EPA's Enforcement and Compliance Assurance Program | Susan Parker Bodine, Assistant Administrator for Enforcement and Compliance Assurance | United States Environmental Protection Agency (nationwide)Federal | Mar. 26, 2020 | 2020 Q22020 Q3 | Workplace rulesOther | Primary source read | |
| Ex. AGY-FED-LANDS-SCIENCE-COURTS-010 | Press release closing the Tax Court building to visitors and cancelling April 2020 trial sessions (Mar. 13, 2020)Press Release: building closed to visitors; April 6-30, 2020 trial sessions cancelled | United States Tax Court | United States Tax CourtCourt | Mar. 13, 2020 | 2020 Q2 | Context (guidance or announcement)Gathering capCourts and public offices | Primary source read | |
| Ex. AGY-FED-LANDS-SCIENCE-COURTS-082 | Statement on NASA Goddard's Coronavirus Prep Actions (visitor centers closed; non-mission-essential visits cancelled)Statement on NASA Goddard's Coronavirus Prep Actions | NASA Goddard Space Flight Center | NASA Goddard Space Flight Center (Greenbelt, MD; Wallops Flight Facility, VA; and four other campuses)Federal | Mar. 13, 2020 | 2020 Q2 | Context (guidance or announcement)Business closureTelework mandateGathering cap | Primary source read | |
| Ex. AGY-FED-LANDS-SCIENCE-COURTS-090 | Press release nr20-47, 'National Archives Research Rooms and Presidential Libraries Nationwide to Close March 14'National Archives Research Rooms and Presidential Libraries Nationwide to Close March 14 | National Archives and Records Administration (Archivist David S. Ferriero) | National Archives and Records Administration (all facilities nationwide, including the National Archives Museum and the Presidential Libraries)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q4 | Context (guidance or announcement)Business closureGathering capEvents and venues | Primary source read | |
| Ex. AGY-LOCAL-DISTRICTS-AUTHORITIES-019 | News release, 'SMUD suspends power shutoffs for non-payment' (Mar. 13, 2020)Suspension of disconnections for non-payment, residential and commercial; reconnection of disconnected customers | SMUD (Board of Directors and CEO and General Manager Arlen Orchard) | Sacramento Municipal Utility District (SMUD), California (municipal utility district; Sacramento County and parts of Placer and Yolo Counties)County | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Context (guidance or announcement)Emergency declarationOther | Primary source read | |
| Ex. AGY-LOCAL-DISTRICTS-AUTHORITIES-037 | 'Orange County Convention Center Event Updates' page: show cancellations and postponements (captured Mar. 25, 2020)List of cancelled and postponed events at the Center, March-June 2020 | Orange County Convention Center (Executive Director Mark Tester), under Orange County Mayor Jerry Demings's emergency executive orders | Orange County Convention Center (Orange County Government), Florida (county department)County | Mar. 25, 2020 | 2020 Q2 | Business closureGathering capEvents and venues | Primary source read | |
| Ex. AGY-LOCAL-DISTRICTS-AUTHORITIES-040 | 'Coronavirus (COVID-19) Information' page: closure of recreation centers and program buildings and cancellation of all classes, programs and events (captured Apr. 2, 2020)Recreation centers and program buildings closed to the public; all classes, programs and events cancelled through May 3, 2020 | Minneapolis Park and Recreation Board (Superintendent Al Bangoura; Board of Commissioners) | Minneapolis Park and Recreation Board, Minnesota (independent park board)City | Apr. 2, 2020 | 2020 Q2 | Context (guidance or announcement)Emergency declarationBusiness closureGathering cap | Primary source read | |
| Ex. AGY-LOCAL-DISTRICTS-AUTHORITIES-045 | Message to HISD parents regarding COVID-19 (Mar. 12, 2020)Closure of all schools and district offices March 13 through March 30, 2020 | Houston ISD (Interim Superintendent Grenita Lathan) | Houston Independent School District, Texas (independent school district)City | Mar. 12, 2020 | | Context (guidance or announcement)Business closureSchools and child care | Primary source read | |
| Ex. AGY-LOCAL-DISTRICTS-AUTHORITIES-071 | News release, 'City of Austin Utilities suspends disconnects amid COVID-19' (Mar. 13, 2020)Suspension of all utility disconnects for non-payment (electric, water, wastewater, solid waste) | City of Austin (Mayor Steve Adler; Austin Energy General Manager Jackie Sargent), under the Mayor's Declaration of Local Disaster of March 6, 2020 ratified by the City Council March 12, 2020 | City of Austin Utilities (Austin Energy; Austin Water), Texas (municipally owned utilities)City | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Emergency declarationOther | Primary source read | |
| Ex. AGY-LOCAL-DISTRICTS-AUTHORITIES-072 | 'Utility Updates Related to COVID-19' page (updates of Mar. 13, 16 and 17, 2020; captured Mar. 22, 2020)Running utility updates: disconnects suspended; customer service and program changes | Austin Energy | Austin Energy (City of Austin), TexasCity | Mar. 22, 2020 | 2020 Q2 | Business closureOther | Confirmed from a secondary source | |
| Ex. AGY-ST-ALCOHOL-077 | VA ABC Bureau of Law Enforcement COVID-19 Response, Licensee Topics (version 15, September 29, 2020)Bureau of Law Enforcement responses on procedural and regulatory matters for licensed businesses affected by COVID-19 (Topics 1 onward… | Virginia Alcoholic Beverage Control Authority, Bureau of Law Enforcement (Travis G. Hill, Chief Executive Officer) | Virginia (State alcoholic-beverage regulator)Sector regulator | Sept. 29, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Alcohol and barsWorkplace rulesSupply chainOther | Primary source read | |
| Ex. AGY-ST-ALCOHOL-107 | LED Bulletin 20-02, Lawful Product Returns for Event Cancellations Attributable to COVID-19 ConcernsBulletin 20-02: Lawful Product Returns For Event Cancellations Attributable to COVID-19 Concerns | Colorado Department of Revenue, Liquor Enforcement Division | Colorado (State alcoholic-beverage regulator)Sector regulator | Mar. 13, 2020 | 2020 Q2 | Context (guidance or announcement)Events and venuesSupply chainOther | Confirmed from a secondary source | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-013 | PA DOC COVID-19 page (as archived Mar. 21, 2020), with the Mar. 13, 2020 release 'Department of Corrections Cancels Visits Statewide, Begins Enhanced Screenings of ALL Employees'All visitation suspended effective Mar. 13, 2020; enhanced screening of every person entering a facility; inmates with flu-like symptoms… | Pennsylvania Department of Corrections (Secretary John E. Wetzel) | Pennsylvania Department of Corrections; State levelState | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Gathering capHealth care ordersWorkplace rulesOther | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-015 | WI DOC COVID-19 Announcements page (as archived Apr. 4, 2020)Visits at all DOC institutions suspended Mar. 13, 2020; transfers from State-contracted county jail beds suspended Mar. 19, 2020; all… | Wisconsin Department of Corrections (Secretary Kevin A. Carr) | Wisconsin Department of Corrections (Division of Adult Institutions); State levelState | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Gathering capHealth care ordersOther | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-017 | VADOC 'COVID-19 Updates' page (as archived Mar. 23, 2020; last updated Mar. 20, 2020)Visitation and volunteer activities cancelled until further notice; daily employee self-assessment; screening of offenders on release… | Virginia Department of Corrections | Virginia Department of Corrections; State levelState | Mar. 20, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Context (guidance or announcement)Gathering capHealth care ordersWorkplace rules | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-029 | Memorandum to All Interested Parties, 'First confirmed staff case of COVID-19 at MCC' (Mar. 13, 2020)Close contacts of a positive employee directed to self-quarantine 14 days; two housing units at the Monroe Correctional Complex placed in… | Washington State Department of Corrections (Secretary Stephen Sinclair) | Washington State Department of Corrections (Office of the Secretary); State levelState | Mar. 13, 2020 | 2020 Q2 | Context (guidance or announcement)Health care ordersWorkplace rulesQuarantine and isolation | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-030 | Memorandum to Work Release Staff, 'Operational Changes in Response to COVID-19' (Mar. 13, 2020)Work-release residents permitted to leave facilities only for approved education or programming and 'personal essential business' (hygiene… | Washington State Department of Corrections, Reentry Division (Senior Administrator) | Washington State Department of Corrections (Reentry Division; work release); State levelState | Mar. 13, 2020 | 2020 Q2 | Stay-at-homeOther | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-032 | ADCRR release, 'Arizona Department of Corrections, Reentry and Rehabilitation Announces New Actions To Mitigate COVID-19 Risk'Visitation at all Arizona prison complexes suspended 30 days effective immediately, including non-contact visits, at Department-operated and… | Arizona Department of Corrections, Rehabilitation and Reentry (Director David Shinn) | Arizona Department of Corrections, Rehabilitation and Reentry; State levelState | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Context (guidance or announcement)Gathering cap | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-044 | VT DOC release, 'Vermont Department of Corrections Suspends In-Person Visitation'All in-person visitation services suspended for two weeks at all six Vermont correctional facilities from Mar. 13, 2020 | Vermont Department of Corrections (Commissioner Jim Baker) | Vermont Department of Corrections; State levelState | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Context (guidance or announcement)Gathering cap | Primary source read | |