| Ex. DUT-PA-018 | Statute (Liquor Code, Act of Apr. 12, 1951, P.L. 90, No. 21, sec. 471)Liquor Code section 471, Revocation and Suspension of Licenses; Fines | General Assembly of the Commonwealth of Pennsylvania | PennsylvaniaState | Apr. 12, 1951 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Standing dutyBusiness closureAlcohol and barsStanding duty | Primary source read | |
| Ex. DUT-OK-009 | 11 O.S. 22-120 (with 22-121), in the Legislature's complete Title 11 (page 182 of the exhibit)Public health, hospitals, quarantine, and environmental hazards; Nuisances | Oklahoma Legislature (Oklahoma Municipal Code, Title 11) | OklahomaState | July 1, 1978 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Standing dutyCapacity limitFace-covering requirementWorkplace rulesQuarantine and isolationStanding duty | Primary source read | |
| Ex. DUT-DC-001 | D.C. Official Code sec. 7-2304Issuance of emergency executive order | Council of the District of Columbia | District of ColumbiaState | Mar. 5, 1981 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Standing dutyEmergency declarationCurfew and hoursQuarantine and isolationSupply chainStanding duty | Primary source read | |
| Ex. DUT-TX-011 | Tex. Gov't Code §§ 418.018(c) and 418.108(g)Movement of People; Declaration of Local Disaster (control of movement of persons and occupancy of premises) | Texas Legislature (Government Code ch. 418) | TexasState | Sept. 1, 1987 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Standing dutyStay-at-homeBusiness closureCapacity limitTravel and quarantineStanding duty | Primary source read | |
| Ex. DUT-NH-002 | RSA 141-C:11Isolation and Quarantine | New Hampshire General Court | New HampshireState | July 1, 2002 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Standing dutyQuarantine and isolationSupply chainStanding duty | Primary source read | |
| Ex. DUT-OH-004 | Statute (effective September 10, 2012, Am. Sub. H.B. 487, 129th G.A.)Prohibition against violating pandemic, epidemic or bioterrorism rule or order | General Assembly of Ohio (Ohio Revised Code, Chapter 3701) | OhioState | Sept. 10, 2012 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Standing dutyEmergency declarationBusiness closureCapacity limitGathering capFace-covering requirementCurfew and hoursWorkplace rulesQuarantine and isolationStanding duty | Primary source read | |
| Ex. DUT-MO-003 | RSMo 192.300Counties may make additional health rules -- fees, deposit in county treasury, purpose -- individuals unable to pay not to be denied health… | Missouri General Assembly (Revised Statutes of Missouri, chapter 192) | MissouriState | Aug. 28, 2019 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Standing dutyBusiness closureCapacity limitGathering capFace-covering requirementWorkplace rulesStanding duty | Primary source read | |
| Ex. FOR-023 | Notice No. 1 (Jan. 23, 2020): suspension of public transport and outbound travel from Wuhan; Hubei provincial lockdown; State Council extension of the Spring Festival holiday (Jan. 26-27, 2020) and staggered work resumption (Feb. 2020)Wuhan lockdown notice | Wuhan Municipal Novel Coronavirus Pneumonia Prevention and Control Headquarters (reported by Xinhua) | China - Hubei Province / WuhanForeign government | Jan. 23, 2020 | 2020 Q2 | Context (guidance or announcement)Business closureTravel and quarantineSupply chain | Confirmed from a secondary source | |
| Ex. AGY-FED-HEALTH-OTHER-038 | Determination of Public Health Emergency and Declaration that circumstances exist justifying emergency use of in vitro diagnostics, 85 Fed. Reg. 7316 (Feb. 7, 2020)Determination of Public Health Emergency | Alex M. Azar II, Secretary of Health and Human Services | United States (federal); Department of Health and Human Services, Office of the SecretaryFederal | Feb. 4, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Emergency declarationSupply chain | Primary source read | |
| Ex. WA-018 | Proclamation 20-26Washington State Liquor and Cannabis Board - Penalties (statutory waivers and enforcement prohibition) | Governor Jay Inslee (directed to the Washington State Liquor and Cannabis Board) | WashingtonSector regulator | Mar. 24, 2020 | 2020 Q22020 Q3 | Alcohol and barsOther | Primary source read | |
| Ex. DUT-IN-015 | Ind. Code Title 10, Article 14 (2020 edition): section 10-14-3-34 (Offenses) as in force from the recodification of 2003 through April 14, 2021, with sections 10-14-3-11, -12 and -22Emergency Management and Disaster Law, 2020 edition: the Class B misdemeanor for knowing, intentional or reckless violation, recited in… | Indiana General Assembly (Indiana Code 2020 edition) | IndianaState | Apr. 14, 2021 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Standing dutyEmergency declarationStay-at-homeCapacity limitStanding duty | Primary source read | |
| Ex. AGY-FED-HEALTH-OTHER-039 | Emergency Use Declaration (personal respiratory protective devices), 85 Fed. Reg. 13907 (Mar. 10, 2020)Emergency Use Declaration | Alex M. Azar II, Secretary of Health and Human Services | United States (federal); Department of Health and Human Services, Office of the SecretaryFederal | Mar. 2, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Emergency declarationSupply chain | Primary source read | |
| Ex. AGY-FED-HEALTH-OTHER-052 | Emergency Use Authorization: NIOSH-approved air purifying respirators for health care personnel (issued Mar. 2, 2020; reissued Mar. 28, 2020 and July 12, 2021)Letter of Authorization to CDC, NIOSH-Approved Air Purifying Respirators (reissued July 12, 2021) | Jacqueline A. O'Shaughnessy, Acting Chief Scientist, FDA (letter to CDC) | United States (federal); Food and Drug AdministrationFederal | July 12, 2021 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersSupply chain | Primary source read | |
| Ex. FED-182 | Emergency Use Declaration: personal respiratory protective devicesEmergency Use Declaration, 85 Fed. Reg. 13907 (Mar. 10, 2020) | Secretary of Health and Human Services | United StatesFederal | Mar. 2, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Emergency declarationSupply chain | Primary source read | |
| Ex. AGY-FED-FINANCIAL-050 | Release No. 34-88318, Order Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules ThereunderOrder Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain… | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 4, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-001 | Interagency Statement on Pandemic Planning (SR 20-3 / CA 20-2)Interagency Statement on Pandemic Planning | FFIEC (transmitted by Federal Reserve SR 20-3 / CA 20-2, OCC Bulletin 2020-13, FDIC FIL-14-2020) | United States; Federal Financial Institutions Examination Council on behalf of the Federal Reserve Board, FDIC, OCC, NCUA, CFPB and State Liaison Committee (federal interagency)Federal | Mar. 6, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-043 | Joint Statement on Reports of Price-Gouging of Medical Supplies in TexasWarning that price gouging of medical supplies will be prosecuted; the Governor 'has the power to declare Chapter 418,' which 'will give the… | Governor Greg Abbott and Attorney General Ken Paxton | Texas (Governor and Attorney General); State levelState | Mar. 6, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Supply chainOther | Primary source read | |
| Ex. AGY-TERRITORIES-130 | Amended Executive Order No. 2020-03Amended Executive Order No. 2020-03: Declaration of Price Freeze | Governor Ralph DLG. Torres | Commonwealth of the Northern Mariana Islands - GovernorTerritorial | Mar. 6, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Supply chainOther | Primary source read | |
| Ex. AGY-DEFENSE-GUARD-039 | Civilian Personnel Guidance for DoD Components in Responding to Coronavirus Disease 2019 (Mar. 8, 2020), with Questions and AnswersDoD Civilian Workforce Guidance (COVID-19) | Office of the Under Secretary of Defense for Personnel and Readiness | Department of Defense civilian workforceFederal | Mar. 8, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Telework mandateWorkplace rulesQuarantine and isolation | Primary source read | |
| Ex. AGY-FED-FINANCIAL-074 | FINRA Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | FINRA | United States; Financial Industry Regulatory Authority (self-regulatory organization registered under Exchange Act § 15A, 15 U.S.C. § 78o-3, subject to SEC oversight)Sector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. ECO-C-074 | In re Tolling of Time Requirements Imposed by Rules Promulgated by the Supreme Court and Use of Technology, 2020-Ohio-1166Tolling order (retroactive to March 9, 2020) and use of technology in court proceedings | Supreme Court of Ohio | OhioCourt | Mar. 27, 2020 | 2020 Q22020 Q3 | Telework mandateCourts and public offices | Primary source read | |
| Ex. SEC-13-028 | Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | Financial Industry Regulatory Authority (self-regulatory organization under SEC oversight) | United StatesSector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-007 | CDCR 'COVID-19 Response Efforts' chronology (as archived Apr. 30, 2020)Department-wide COVID-19 directives: cancellation of visiting and volunteer entries statewide; suspension of large-scale construction inside… | California Department of Corrections and Rehabilitation (Secretary Ralph Diaz) and CCHCS | California Department of Corrections and Rehabilitation and California Correctional Health Care Services; State levelState | Apr. 30, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capFace-covering requirementHealth care ordersWorkplace rulesSupply chainOther | Primary source read | |
| Ex. DUT-NM-004 | NMSA 1978, Sections 12-10A-5 (Declaring a state of public health emergency) and 12-10A-6 (Special powers during a public health emergency)Public Health Emergency Response Act: the Governor's declaration, the Secretary of Health's coordination of the response, and the special… | Legislature of New Mexico (Public Health Emergency Response Act) | New MexicoState | Mar. 11, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Standing dutyEmergency declarationHealth care ordersSupply chainStanding duty | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-074 | MO DOC 'COVID-19: Department of Corrections Preparation' newsroom page (as archived Mar. 25, 2020)Offender visiting suspended at all State prisons for 30 days from Mar. 12, 2020; screening of any person entering any Department facility… | Missouri Department of Corrections (Director Anne L. Precythe) | Missouri Department of Corrections; State levelState | Mar. 12, 2020 | 2020 Q22020 Q32020 Q4 | Context (guidance or announcement)Telework mandateGathering capWorkplace rulesOther | Primary source read | |