| Ex. DUT-PA-018 | Statute (Liquor Code, Act of Apr. 12, 1951, P.L. 90, No. 21, sec. 471)Liquor Code section 471, Revocation and Suspension of Licenses; Fines | General Assembly of the Commonwealth of Pennsylvania | PennsylvaniaState | Apr. 12, 1951 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Standing dutyBusiness closureAlcohol and barsStanding duty | Primary source read | |
| Ex. DUT-OK-009 | 11 O.S. 22-120 (with 22-121), in the Legislature's complete Title 11 (page 182 of the exhibit)Public health, hospitals, quarantine, and environmental hazards; Nuisances | Oklahoma Legislature (Oklahoma Municipal Code, Title 11) | OklahomaState | July 1, 1978 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Standing dutyCapacity limitFace-covering requirementWorkplace rulesQuarantine and isolationStanding duty | Primary source read | |
| Ex. DUT-TX-011 | Tex. Gov't Code §§ 418.018(c) and 418.108(g)Movement of People; Declaration of Local Disaster (control of movement of persons and occupancy of premises) | Texas Legislature (Government Code ch. 418) | TexasState | Sept. 1, 1987 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Standing dutyStay-at-homeBusiness closureCapacity limitTravel and quarantineStanding duty | Primary source read | |
| Ex. DUT-OH-004 | Statute (effective September 10, 2012, Am. Sub. H.B. 487, 129th G.A.)Prohibition against violating pandemic, epidemic or bioterrorism rule or order | General Assembly of Ohio (Ohio Revised Code, Chapter 3701) | OhioState | Sept. 10, 2012 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Standing dutyEmergency declarationBusiness closureCapacity limitGathering capFace-covering requirementCurfew and hoursWorkplace rulesQuarantine and isolationStanding duty | Primary source read | |
| Ex. DUT-MO-003 | RSMo 192.300Counties may make additional health rules -- fees, deposit in county treasury, purpose -- individuals unable to pay not to be denied health… | Missouri General Assembly (Revised Statutes of Missouri, chapter 192) | MissouriState | Aug. 28, 2019 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Standing dutyBusiness closureCapacity limitGathering capFace-covering requirementWorkplace rulesStanding duty | Primary source read | |
| Ex. WA-018 | Proclamation 20-26Washington State Liquor and Cannabis Board - Penalties (statutory waivers and enforcement prohibition) | Governor Jay Inslee (directed to the Washington State Liquor and Cannabis Board) | WashingtonSector regulator | Mar. 24, 2020 | 2020 Q22020 Q3 | Alcohol and barsOther | Primary source read | |
| Ex. DUT-IN-015 | Ind. Code Title 10, Article 14 (2020 edition): section 10-14-3-34 (Offenses) as in force from the recodification of 2003 through April 14, 2021, with sections 10-14-3-11, -12 and -22Emergency Management and Disaster Law, 2020 edition: the Class B misdemeanor for knowing, intentional or reckless violation, recited in… | Indiana General Assembly (Indiana Code 2020 edition) | IndianaState | Apr. 14, 2021 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Standing dutyEmergency declarationStay-at-homeCapacity limitStanding duty | Primary source read | |
| Ex. AGY-FED-FINANCIAL-050 | Release No. 34-88318, Order Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules ThereunderOrder Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain… | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 4, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-001 | Interagency Statement on Pandemic Planning (SR 20-3 / CA 20-2)Interagency Statement on Pandemic Planning | FFIEC (transmitted by Federal Reserve SR 20-3 / CA 20-2, OCC Bulletin 2020-13, FDIC FIL-14-2020) | United States; Federal Financial Institutions Examination Council on behalf of the Federal Reserve Board, FDIC, OCC, NCUA, CFPB and State Liaison Committee (federal interagency)Federal | Mar. 6, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. AGY-DEFENSE-GUARD-039 | Civilian Personnel Guidance for DoD Components in Responding to Coronavirus Disease 2019 (Mar. 8, 2020), with Questions and AnswersDoD Civilian Workforce Guidance (COVID-19) | Office of the Under Secretary of Defense for Personnel and Readiness | Department of Defense civilian workforceFederal | Mar. 8, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Telework mandateWorkplace rulesQuarantine and isolation | Primary source read | |
| Ex. AGY-FED-FINANCIAL-074 | FINRA Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | FINRA | United States; Financial Industry Regulatory Authority (self-regulatory organization registered under Exchange Act § 15A, 15 U.S.C. § 78o-3, subject to SEC oversight)Sector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. ECO-C-074 | In re Tolling of Time Requirements Imposed by Rules Promulgated by the Supreme Court and Use of Technology, 2020-Ohio-1166Tolling order (retroactive to March 9, 2020) and use of technology in court proceedings | Supreme Court of Ohio | OhioCourt | Mar. 27, 2020 | 2020 Q22020 Q3 | Telework mandateCourts and public offices | Primary source read | |
| Ex. SEC-13-028 | Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | Financial Industry Regulatory Authority (self-regulatory organization under SEC oversight) | United StatesSector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-074 | MO DOC 'COVID-19: Department of Corrections Preparation' newsroom page (as archived Mar. 25, 2020)Offender visiting suspended at all State prisons for 30 days from Mar. 12, 2020; screening of any person entering any Department facility… | Missouri Department of Corrections (Director Anne L. Precythe) | Missouri Department of Corrections; State levelState | Mar. 12, 2020 | 2020 Q22020 Q32020 Q4 | Context (guidance or announcement)Telework mandateGathering capWorkplace rulesOther | Primary source read | |
| Ex. FED-262 | OMB Memorandum M-20-13Updated Guidance on Telework Flexibilities in Response to Coronavirus | Office of Management and Budget (Acting Director Russell T. Vought) | United States (executive branch)Federal | Mar. 12, 2020 | 2020 Q2 | Telework mandate | Primary source read | |
| Ex. MD-096 | Order of the Governor (Mar. 12, 2020), For the Implementation of Elevated Level II of Pandemic Flu and Other Infectious Diseases Attendance and Leave Policy for Executive Branch State EmployeesFor the Implementation of Elevated Level II of Pandemic Flu and Other Infectious Diseases Attendance and Leave Policy for Executive Branch… | Governor Lawrence J. Hogan, Jr. | MarylandState | Mar. 12, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Telework mandateWorkplace rules | Primary source read | |
| Ex. MET-MIA-085 | City of Miami Beach Declaration of a State of Emergency (COVID-19)Declaration of a State of Emergency throughout Miami Beach authorizing curfews, alcohol and gasoline sale bans and the closing of places of… | City Manager Jimmy L. Morales | City of Miami Beach, FloridaCity | Mar. 12, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Emergency declarationGathering capCurfew and hoursAlcohol and bars | Primary source read | |
| Ex. SEC-12-001 | OMB Memorandum M-20-13Updated Guidance on Telework Flexibilities in Response to Coronavirus | Office of Management and Budget (Acting Director Russell T. Vought) | United StatesFederal | Mar. 12, 2020 | 2020 Q2 | Telework mandateWorkplace rules | Primary source read | |
| Ex. AGY-FED-FINANCIAL-052 | Investment Advisers Act Release No. 5463, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderOrder Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 13, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-058 | Investment Advisers Act Release No. 5469, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderOrder Under Section 206A of the Investment Advisers Act Granting Exemptions from Specified Provisions and Certain Rules Thereunder | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 25, 2020 | 2020 Q22020 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-FED-LANDS-SCIENCE-COURTS-082 | Statement on NASA Goddard's Coronavirus Prep Actions (visitor centers closed; non-mission-essential visits cancelled)Statement on NASA Goddard's Coronavirus Prep Actions | NASA Goddard Space Flight Center | NASA Goddard Space Flight Center (Greenbelt, MD; Wallops Flight Facility, VA; and four other campuses)Federal | Mar. 13, 2020 | 2020 Q2 | Context (guidance or announcement)Business closureTelework mandateGathering cap | Primary source read | |
| Ex. AGY-ST-ALCOHOL-077 | VA ABC Bureau of Law Enforcement COVID-19 Response, Licensee Topics (version 15, September 29, 2020)Bureau of Law Enforcement responses on procedural and regulatory matters for licensed businesses affected by COVID-19 (Topics 1 onward… | Virginia Alcoholic Beverage Control Authority, Bureau of Law Enforcement (Travis G. Hill, Chief Executive Officer) | Virginia (State alcoholic-beverage regulator)Sector regulator | Sept. 29, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Alcohol and barsWorkplace rulesSupply chainOther | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-078 | Oregon DOC COVID-19 page (as archived Mar. 25, 2020), with releases of Mar. 12, 17 and 24, 2020All visiting suspended at all 14 State prisons effective Mar. 13, 2020, including non-contact visits; institution access limited to… | Oregon Department of Corrections (Director Colette S. Peters) | Oregon Department of Corrections; State levelState | Mar. 12, 2020 | 2020 Q22020 Q32020 Q4 | Context (guidance or announcement)Telework mandateGathering capWorkplace rules | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-009 | TDLR COVID-19 page, 'TDLR Takes Action in Response to COVID-19 Threat' (TDLR Updates Mar. 13-Oct. 13, 2020, with the Governor's executive orders and waivers), as archived Oct. 16, 2020TDLR COVID-19 Information Page (updates through Oct. 13, 2020) | Texas Department of Licensing and Regulation | Texas; Texas Department of Licensing and RegulationSector regulator | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Business closureCapacity limitEvents and venuesWorkplace rulesOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-031 | NCEES COVID-19 exam administration updates (chronology: April 2020 pencil-and-paper exams cancelled; Pearson VUE capacity limits through 2021; masks required at Pearson VUE centers from Dec. 1, 2021)Latest Information on COVID-19 Response (NCEES) | NCEES | All States; National Council of Examiners for Engineering and Surveying (the council of the State engineering and surveying licensing boards, which administers the FE, PE, FS and PS examinations for every board)Sector regulator | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Capacity limitGathering capFace-covering requirementOther | Confirmed from a secondary source | |