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The COVID Project

The Record

The Orders Library

13,511 instruments indexed by The COVID Project: the orders of the fifty States and the District, forty metros, the federal layer and the agencies; the standing duties; the organizers' notices; the legal authorities. Filter by kind, State, limitation type, quarter and more; open the exhibit; download what you find.

Double quotes make a phrase ("stay at home"). An exhibit ID (TX-004) opens its record first.

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The COVID Projectcovidproject.com/library
38 instruments · showing 1–25
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ExhibitInstrumentIssuerJurisdictionIssuedQuartersLimitationsGradeFile
Ex. AGY-FED-FINANCIAL-050Release No. 34-88318, Order Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules ThereunderOrder Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain…Securities and Exchange CommissionUnited States; Securities and Exchange Commission (federal)FederalMar. 4, 20202020 Q2Telework mandateOtherPrimary source read
Ex. AGY-FED-FINANCIAL-001Interagency Statement on Pandemic Planning (SR 20-3 / CA 20-2)Interagency Statement on Pandemic PlanningFFIEC (transmitted by Federal Reserve SR 20-3 / CA 20-2, OCC Bulletin 2020-13, FDIC FIL-14-2020)United States; Federal Financial Institutions Examination Council on behalf of the Federal Reserve Board, FDIC, OCC, NCUA, CFPB and State Liaison Committee (federal interagency)FederalMar. 6, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Telework mandateWorkplace rulesOtherPrimary source read
Ex. AGY-FED-FINANCIAL-074FINRA Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory ReliefFINRAUnited States; Financial Industry Regulatory Authority (self-regulatory organization registered under Exchange Act § 15A, 15 U.S.C. § 78o-3, subject to SEC oversight)Sector regulatorMar. 9, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Context (guidance or announcement)Telework mandateWorkplace rulesOtherPrimary source read
Ex. AGY-FED-FINANCIAL-003SR 20-4 / CA 20-3Supervisory Practices Regarding Financial Institutions Affected by CoronavirusBoard of Governors of the Federal Reserve System, Division of Supervision and Regulation and Division of Consumer and Community AffairsUnited States; Board of Governors of the Federal Reserve System (federal)FederalMar. 13, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Context (guidance or announcement)Business closureOtherPrimary source read
Ex. AGY-FED-FINANCIAL-004OCC Bulletin 2020-15Pandemic Planning: Working With Customers Affected by Coronavirus and Regulatory AssistanceOffice of the Comptroller of the CurrencyUnited States; Office of the Comptroller of the Currency (federal)FederalMar. 13, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Context (guidance or announcement)Business closureOtherPrimary source read
Ex. AGY-FED-FINANCIAL-005FIL-17-2020Regulatory Relief: Working with Customers Affected by the CoronavirusFederal Deposit Insurance CorporationUnited States; Federal Deposit Insurance Corporation (federal)FederalMar. 13, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Business closureOtherPrimary source read
Ex. AGY-FED-FINANCIAL-006Frequently Asked Questions for Financial Institutions Affected by the Coronavirus Disease 2019 (transmitted by FIL-18-2020, updated through 2020)Frequently Asked Questions for Financial Institutions Affected by the Coronavirus Disease 2019 (Referred to as COVID-19)Federal Deposit Insurance CorporationUnited States; Federal Deposit Insurance Corporation (federal)FederalMar. 13, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Context (guidance or announcement)Business closureOtherPrimary source read
Ex. AGY-FED-FINANCIAL-030Letter to Federal Credit Unions 20-FCU-02NCUA Actions Related to COVID-19 - Annual Meeting FlexibilityNCUA Chairman Rodney E. HoodUnited States; National Credit Union Administration (federal)FederalMar. 1, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Context (guidance or announcement)Gathering capOtherPrimary source read
Ex. AGY-FED-FINANCIAL-051Investment Company Act Release No. 33817, Order Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement…Securities and Exchange CommissionUnited States; Securities and Exchange Commission (federal)FederalMar. 13, 20202020 Q2Gathering capOtherPrimary source read
Ex. AGY-FED-FINANCIAL-052Investment Advisers Act Release No. 5463, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderOrder Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderSecurities and Exchange CommissionUnited States; Securities and Exchange Commission (federal)FederalMar. 13, 20202020 Q2Telework mandateOtherPrimary source read
Ex. AGY-FED-FINANCIAL-053Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (issued March 13, 2020; updated April 7, 2020; further updated January 19, 2022)Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 ConcernsSEC Division of Corporation FinanceUnited States; Securities and Exchange Commission, Division of Corporation Finance (federal staff guidance)FederalMar. 13, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Gathering capOtherPrimary source read
Ex. AGY-FED-FINANCIAL-057Investment Company Act Release No. 33824, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Under Section 6(c) and Section 38(a) of the Investment Company Act Granting Exemptions from Specified Provisions and Commission…Securities and Exchange CommissionUnited States; Securities and Exchange Commission (federal)FederalMar. 25, 20202020 Q22020 Q3Gathering capOtherPrimary source read
Ex. AGY-FED-FINANCIAL-058Investment Advisers Act Release No. 5469, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderOrder Under Section 206A of the Investment Advisers Act Granting Exemptions from Specified Provisions and Certain Rules ThereunderSecurities and Exchange CommissionUnited States; Securities and Exchange Commission (federal)FederalMar. 25, 20202020 Q22020 Q3Telework mandateOtherPrimary source read
Ex. AGY-FED-FINANCIAL-064Investment Company Act Release No. 33897, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder [In-Person Board Relief]Order Extending the In-Person Board Meeting Relief for Registered Management Investment Companies and Business Development CompaniesSecurities and Exchange CommissionUnited States; Securities and Exchange Commission (federal)FederalJune 19, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Gathering capOtherPrimary source read
Ex. AGY-FED-FINANCIAL-029Letter to Credit Unions 20-CU-02NCUA Actions Related to COVID-19NCUA Chairman Rodney E. HoodUnited States; National Credit Union Administration (federal)FederalMar. 1, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Context (guidance or announcement)Business closureGathering capOtherPrimary source read
Ex. AGY-FED-FINANCIAL-032Letter to Credit Unions 20-CU-05Offsite Examination and Supervision ApproachNCUAUnited States; National Credit Union Administration (federal)FederalMar. 1, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Context (guidance or announcement)Telework mandateOtherPrimary source read
Ex. AGY-FED-FINANCIAL-054Release No. 34-88448, Order Under Sections 17A and 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder [for Registered Transfer Agents and Certain Other Persons]Conditional Exemptive Order: Relief for Registered Transfer Agents and Certain Other Persons Affected by COVID-19Securities and Exchange CommissionUnited States; Securities and Exchange Commission (federal)FederalMar. 20, 20202020 Q2Telework mandateOtherPrimary source read
Ex. AGY-FED-FINANCIAL-067CFTC Staff Letter No. 20-02 (No-Action)No-Action Positions for Certain Members of Designated Contract Markets and Swap Execution Facilities to Facilitate Physical Separation in…CFTC Division of Swap Dealer and Intermediary Oversight (Director Joshua B. Sterling) and Division of Market OversightUnited States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight (federal staff no-action letter)FederalMar. 17, 20202020 Q22020 Q32020 Q42021 Q1Telework mandateWorkplace rulesOtherPrimary source read
Ex. AGY-FED-FINANCIAL-068CFTC Staff Letter No. 20-03 (No-Action)Temporary Relief for Futures Commission Merchants and Introducing Brokers to Facilitate Physical Separation in Derivatives Industry Response…CFTC Division of Swap Dealer and Intermediary OversightUnited States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight (federal staff no-action letter)FederalMar. 17, 20202020 Q22020 Q32020 Q42021 Q12021 Q2Telework mandateWorkplace rulesOtherPrimary source read
Ex. AGY-FED-FINANCIAL-069CFTC Staff Letter No. 20-06 (No-Action)No-Action Positions for Swap Dealers to Facilitate Physical Separation in Derivatives Industry Response to COVID-19CFTC Division of Swap Dealer and Intermediary OversightUnited States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight (federal staff no-action letter)FederalMar. 17, 20202020 Q22020 Q32020 Q42021 Q1Telework mandateWorkplace rulesOtherPrimary source read
Ex. AGY-FED-FINANCIAL-011Board statement of March 24, 2020 on supervisory approach (with SR 20-6 examination adjustments)Federal Reserve provides additional information to financial institutions on how its supervisory approach is adjusting in light of the…Board of Governors of the Federal Reserve SystemUnited States; Board of Governors of the Federal Reserve System (federal)FederalMar. 24, 20202020 Q2Context (guidance or announcement)Telework mandateOtherPrimary source read
Ex. AGY-FED-FINANCIAL-056Release No. 34-88465, Order Under Section 36 of the Securities Exchange Act of 1934 Modifying Exemptions From the Reporting and Proxy Delivery Requirements for Public CompaniesOrder Under Section 36 of the Securities Exchange Act of 1934 Modifying Exemptions From the Reporting and Proxy Delivery Requirements for…Securities and Exchange CommissionUnited States; Securities and Exchange Commission (federal)FederalMar. 25, 20202020 Q22020 Q3Telework mandateOtherPrimary source read
Ex. AGY-FED-FINANCIAL-036Letter to Credit Unions 20-CU-09Temporary Regulatory Relief in Response to the COVID-19 PandemicNCUAUnited States; National Credit Union Administration (federal)FederalApr. 1, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Context (guidance or announcement)Business closureOtherPrimary source read
Ex. AGY-FED-FINANCIAL-039Temporary final rule, Temporary Regulatory Relief in Response to COVID-19, 85 Fed. Reg. 22010 (Apr. 21, 2020)Temporary Regulatory Relief in Response to COVID-19NCUA BoardUnited States; National Credit Union Administration (federal)FederalApr. 21, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Business closureOtherPrimary source read
Ex. AGY-FED-FINANCIAL-043Letter to Credit Unions 20-CU-17Update to Offsite Examination and Supervision ApproachNCUAUnited States; National Credit Union Administration (federal)FederalMay 1, 20202020 Q22020 Q3Context (guidance or announcement)Telework mandateOtherPrimary source read

Counts are what The COVID Project has retrieved and indexed, not a count of every order that existed. Every exhibit ID resolves at covidproject.com/library/ID. Not legal advice.