| Ex. AGY-ST-INSURANCE-BANKING-005 | Insurance Circular Letter No. 9 (2020)Coronavirus and Insurance Producer Licensing Requirements | Superintendent of Financial Services | New York; Department of Financial ServicesSector regulator | Mar. 25, 2020 | 2020 Q2 | Context (guidance or announcement)Other | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-016 | Commissioner's Bulletin # B-0010-20Coronavirus (COVID-19) - workers' compensation issues | Cassie Brown, Commissioner of Workers' Compensation | Texas; Texas Department of Insurance, Division of Workers' CompensationSector regulator | Mar. 25, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Health care ordersOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-065 | Order No. 2020-11, Order Addressing DisruptionsOrder Addressing Disruptions caused by the COVID-19 pandemic (temporary licensing exemption for displaced professionals; filing and delivery… | Judith M. Shaw, Securities Administrator | Maine; Office of Securities, Department of Professional and Financial Regulation (State securities regulator)Sector regulator | Mar. 25, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-039 | Bulletin Number IC-41Extension of Coverage for Personal Delivery Drivers During the Coronavirus (COVID-19) Pandemic | Andrew N. Mais, Insurance Commissioner | Connecticut; Connecticut Insurance DepartmentSector regulator | Mar. 26, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Context (guidance or announcement)Other | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-057 | OCI Bulletin of March 26, 2020Small Employer Coverage | Mark V. Afable, Commissioner of Insurance | Wisconsin; Office of the Commissioner of InsuranceSector regulator | Mar. 26, 2020 | 2020 Q22020 Q3 | Context (guidance or announcement)Other | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-017 | Commissioner's Bulletin # B-0012-20Coronavirus (COVID-19) - Suspension of Certain Provisions of the Labor Code and DWC Rules Related to Workers' Compensation | Cassie Brown, Commissioner of Workers' Compensation | Texas; Texas Department of Insurance, Division of Workers' CompensationSector regulator | Mar. 27, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-018 | Commissioner's Bulletin # B-0015-20COVID-19: Claim-submission deadlines | Commissioner of Insurance | Texas; Texas Department of InsuranceSector regulator | Mar. 27, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-035 | Industry Advisory of March 27, 2020Guidance Regarding Consumer Credit: Borrowers Impacted by the COVID-19 Health Emergency | Commissioner of Financial Regulation | Maryland; Office of the Commissioner of Financial RegulationSector regulator | Mar. 27, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Other | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-061 | Order Adopting Measures Granting Temporary Relief to Registrants Affected by the COVID-19 OutbreakOrder Adopting Measures Granting Temporary Relief to Registrants Affected by the COVID-19 Outbreak | Investor Protection Director, Delaware Department of Justice | Delaware; Investor Protection Unit, Department of Justice (State securities regulator)Sector regulator | Mar. 27, 2020 | 2020 Q22020 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-025 | Bulletin No. 20-16Conducting Mobile Settlements | Insurance Commissioner | Maryland; Maryland Insurance AdministrationSector regulator | Mar. 30, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Courts and public officesOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-048 | Guidance to Broker-Dealers and Investment Advisers (dated March 30, 2020; file dated March 26, 2020)Guidance to Broker-Dealers and Investment Advisers: temporary relief during the COVID-19 emergency (including relief from FINRA Rule 1010(c)… | Manuel P. Alvarez, Commissioner of Business Oversight | California; Department of Business Oversight (State securities and financial regulator; renamed Department of Financial Protection and Innovation Sept. 29, 2020)Sector regulator | Mar. 30, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-085 | Industry Notice 2020-05Business Continuity Planning Considerations - COVID-19 | Charles G. Cooper, Banking Commissioner | Texas; Texas Department of BankingSector regulator | Mar. 30, 2020 | 2020 Q22020 Q3 | Context (guidance or announcement)Workplace rules | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-108 | Bulletin 2020-07Property and Casualty, Life, and Long Term Care Insurance Premium Payments During State of Emergency | Jillian Froment, Superintendent of Insurance | Ohio; Department of InsuranceSector regulator | Mar. 30, 2020 | 2020 Q22020 Q32020 Q4 | Other | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-041 | Emergency Order No. 20-04Emergency Order requiring health carriers and dental plans to allow a premium grace period of not less than sixty days and clarifying… | Mike Kreidler, Insurance Commissioner | Washington; Office of the Insurance CommissionerSector regulator | Apr. 3, 2020 | 2020 Q2 | Health care ordersOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-096 | Company Bulletin 2020-08Use of temporary death certificates as due proof of death in policies covering preneed funeral contracts and prearrangements | Robert H. Muriel, Director of Insurance | Illinois; Department of InsuranceSector regulator | Apr. 3, 2020 | 2020 Q22020 Q3 | Context (guidance or announcement)Courts and public officesOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-097 | Company Bulletin 2020-09Suspension of Cancellation, Non-renewal, and Premium Payment for Consumer Automobile and Home Insurance Policies and Other P&C Policies… | Robert H. Muriel, Director of Insurance | Illinois; Department of InsuranceSector regulator | Apr. 3, 2020 | 2020 Q2 | Context (guidance or announcement)Other | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-086 | Industry Notice 2020-07Increased Cyber Activity During Times of Crisis | Charles G. Cooper, Banking Commissioner | Texas; Texas Department of BankingSector regulator | Apr. 8, 2020 | 2020 Q2 | Context (guidance or announcement)Workplace rules | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-050 | Executive Order 2020-277State of Emergency Relating to Workers' Compensation | Governor Andy Beshear | Kentucky; Governor (workers' compensation order)State | Apr. 9, 2020 | 2020 Q22020 Q32020 Q4 | Workplace rulesOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-062 | Emergency Order: Temporary Relief for Registrants Affected by the COVID-19 OutbreakEmergency Order granting temporary registration, filing and supervision relief to displaced financial professionals | N.H. Secretary of State, Bureau of Securities Regulation | New Hampshire; Bureau of Securities Regulation, Department of State (State securities regulator)Sector regulator | Apr. 9, 2020 | 2020 Q22020 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-090 | Bulletin 2020-13-BT/CF/CUExecutive Order 2020-42: Essential Financial Services | Anita G. Fox, Director | Michigan; Department of Insurance and Financial ServicesSector regulator | Apr. 10, 2020 | 2020 Q2 | Stay-at-homeBusiness closureTelework mandateWorkplace rules | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-091 | Bulletin 2020-14-INSExecutive Order 2020-42 (application to insurance entities; supersedes Bulletin 2020-12-INS) | Anita G. Fox, Director | Michigan; Department of Insurance and Financial ServicesSector regulator | Apr. 10, 2020 | 2020 Q2 | Stay-at-homeBusiness closureTelework mandateWorkplace rules | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-026 | Bulletin No. 20-20Commercial Insurance / COVID-19 | Insurance Commissioner | Maryland; Maryland Insurance AdministrationSector regulator | Apr. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Other | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-092 | Bulletin 2020-17-INSTemporary Flexibility for Regulatory Filing Deadlines | Anita G. Fox, Director | Michigan; Department of Insurance and Financial ServicesSector regulator | Apr. 13, 2020 | 2020 Q22020 Q3 | Context (guidance or announcement)Other | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-093 | Bulletin 2020-18-INSAuto Insurance Refunds Due to COVID-19 | Anita G. Fox, Director | Michigan; Department of Insurance and Financial ServicesSector regulator | Apr. 13, 2020 | 2020 Q22020 Q3 | Context (guidance or announcement)Other | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-019 | Commissioner's Bulletin # B-0020-20COVID-19: Commercial premium adjustments and midterm premium audits | Commissioner of Insurance | Texas; Texas Department of InsuranceSector regulator | Apr. 15, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Other | Primary source read | |