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The COVID Project

The Record

The Orders Library

13,511 instruments indexed by The COVID Project: the orders of the fifty States and the District, forty metros, the federal layer and the agencies; the standing duties; the organizers' notices; the legal authorities. Filter by kind, State, limitation type, quarter and more; open the exhibit; download what you find.

Double quotes make a phrase ("stay at home"). An exhibit ID (TX-004) opens its record first.

Results

The COVID Projectcovidproject.com/library
16 instruments · showing 1–16
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ExhibitInstrumentIssuerJurisdictionIssuedQuartersLimitationsGradeFile
Ex. AGY-ST-INSURANCE-BANKING-064Temporary Licensing Order, Case Number 2020-CDS-007Temporary Relief for Registrants Affected by the COVID-19 OutbreakTung Chan, Securities CommissionerColorado; Division of Securities, Department of Regulatory Agencies (State securities regulator)Sector regulatorMar. 20, 20202020 Q2Telework mandateOtherPrimary source read
Ex. AGY-ST-INSURANCE-BANKING-088Bulletin 2020-08-INSTemporary Regulatory Flexibility Re: COVID-19Anita G. Fox, DirectorMichigan; Department of Insurance and Financial ServicesSector regulatorMar. 20, 20202020 Q22020 Q32020 Q4Context (guidance or announcement)Telework mandateGathering capOtherPrimary source read
Ex. AGY-ST-INSURANCE-BANKING-024Bulletin No. 20-11COVID-19 State of Emergency: Remote Claim HandlingInsurance CommissionerMaryland; Maryland Insurance AdministrationSector regulatorMar. 23, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Context (guidance or announcement)Telework mandateWorkplace rulesPrimary source read
Ex. AGY-ST-INSURANCE-BANKING-060Emergency Order: Temporary Relief for Registrants Affected by the COVID-19 OutbreakEmergency Order granting temporary relief to displaced broker-dealers, investment advisers and their agents and representativesCommissioner of Securities (State Auditor J.B. McCuskey)West Virginia; Securities Commission, Office of the State Auditor (State securities regulator)Sector regulatorMar. 23, 20202020 Q22020 Q3Telework mandateOtherPrimary source read
Ex. AGY-ST-INSURANCE-BANKING-063Memorandum to registrants of March 24, 2020Regarding the ongoing developments related to the coronavirus (COVID-19) situation (Division operations; telework; remote examinations)Benjamin Schrope, Interim Director, Securities DivisionNew Mexico; Securities Division, Regulation and Licensing Department (State securities regulator)Sector regulatorMar. 24, 20202020 Q2Telework mandateOtherPrimary source read
Ex. AGY-ST-INSURANCE-BANKING-069Temporary No-Action Relief for Registrants Affected by the COVID-19 Outbreak (announcement of March 24, 2020)Temporary No-action Relief for Registrants Affected by the COVID-19 OutbreakWashington State Department of Financial Institutions, Securities DivisionWashington; Department of Financial Institutions, Securities Division (State securities regulator)Sector regulatorMar. 24, 20202020 Q22020 Q32020 Q4Context (guidance or announcement)Telework mandateOtherPrimary source read
Ex. AGY-ST-INSURANCE-BANKING-079Bulletin 2020-11-BT/CF/CUExecutive Order 2020-21: Essential Financial ServicesAnita G. Fox, Director, Department of Insurance and Financial ServicesMichigan; Department of Insurance and Financial Services (State banking, credit union, consumer finance and insurance regulator)Sector regulatorMar. 30, 20202020 Q2Stay-at-homeBusiness closureTelework mandateWorkplace rulesPrimary source read
Ex. AGY-ST-INSURANCE-BANKING-089Bulletin 2020-12-INSExecutive Order 2020-21 (application to insurance entities)Anita G. Fox, DirectorMichigan; Department of Insurance and Financial ServicesSector regulatorMar. 30, 20202020 Q2Stay-at-homeBusiness closureTelework mandateWorkplace rulesPrimary source read
Ex. AGY-ST-INSURANCE-BANKING-065Order No. 2020-11, Order Addressing DisruptionsOrder Addressing Disruptions caused by the COVID-19 pandemic (temporary licensing exemption for displaced professionals; filing and delivery…Judith M. Shaw, Securities AdministratorMaine; Office of Securities, Department of Professional and Financial Regulation (State securities regulator)Sector regulatorMar. 25, 20202020 Q2Telework mandateOtherPrimary source read
Ex. AGY-ST-INSURANCE-BANKING-061Order Adopting Measures Granting Temporary Relief to Registrants Affected by the COVID-19 OutbreakOrder Adopting Measures Granting Temporary Relief to Registrants Affected by the COVID-19 OutbreakInvestor Protection Director, Delaware Department of JusticeDelaware; Investor Protection Unit, Department of Justice (State securities regulator)Sector regulatorMar. 27, 20202020 Q22020 Q3Telework mandateOtherPrimary source read
Ex. AGY-ST-INSURANCE-BANKING-048Guidance to Broker-Dealers and Investment Advisers (dated March 30, 2020; file dated March 26, 2020)Guidance to Broker-Dealers and Investment Advisers: temporary relief during the COVID-19 emergency (including relief from FINRA Rule 1010(c)…Manuel P. Alvarez, Commissioner of Business OversightCalifornia; Department of Business Oversight (State securities and financial regulator; renamed Department of Financial Protection and Innovation Sept. 29, 2020)Sector regulatorMar. 30, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Telework mandateOtherPrimary source read
Ex. AGY-ST-INSURANCE-BANKING-062Emergency Order: Temporary Relief for Registrants Affected by the COVID-19 OutbreakEmergency Order granting temporary registration, filing and supervision relief to displaced financial professionalsN.H. Secretary of State, Bureau of Securities RegulationNew Hampshire; Bureau of Securities Regulation, Department of State (State securities regulator)Sector regulatorApr. 9, 20202020 Q22020 Q3Telework mandateOtherPrimary source read
Ex. AGY-ST-INSURANCE-BANKING-090Bulletin 2020-13-BT/CF/CUExecutive Order 2020-42: Essential Financial ServicesAnita G. Fox, DirectorMichigan; Department of Insurance and Financial ServicesSector regulatorApr. 10, 20202020 Q2Stay-at-homeBusiness closureTelework mandateWorkplace rulesPrimary source read
Ex. AGY-ST-INSURANCE-BANKING-091Bulletin 2020-14-INSExecutive Order 2020-42 (application to insurance entities; supersedes Bulletin 2020-12-INS)Anita G. Fox, DirectorMichigan; Department of Insurance and Financial ServicesSector regulatorApr. 10, 20202020 Q2Stay-at-homeBusiness closureTelework mandateWorkplace rulesPrimary source read
Ex. AGY-ST-INSURANCE-BANKING-077Bulletin 2020-09 (Recommendations and Orders)Extension of Financial Filing Deadlines and Procedural Requirements as a Result of COVID-19 - Recommendations and OrdersSuperintendent of InsuranceOhio; Department of InsuranceSector regulatorApr. 15, 20202020 Q22020 Q32020 Q42021 Q12021 Q2Telework mandateOtherPrimary source read
Ex. AGY-ST-INSURANCE-BANKING-080Bulletin 2020-21-BT/CF/CUExecutive Order 2020-59: Essential Financial ServicesAnita G. Fox, DirectorMichigan; Department of Insurance and Financial ServicesSector regulatorApr. 30, 20202020 Q2Stay-at-homeBusiness closureTelework mandateWorkplace rulesPrimary source read

Counts are what The COVID Project has retrieved and indexed, not a count of every order that existed. Every exhibit ID resolves at covidproject.com/library/ID. Not legal advice.