| Ex. NH-075 | Exhibit U to Emergency Order #29 (OPLC, Oct. 15, 2020)Certain licensing-board modifications continued in force for the duration of the State of Emergency | Governor Christopher T. Sununu; Office of Professional Licensure and Certification (OPLC) | New HampshireSector regulator | Oct. 15, 2020 | 2020 Q42021 Q12021 Q2 | Health care ordersOther | Primary source read | |
| Ex. WV-078 | Emergency Order 20-EO-09Modification and partial rescission of Emergency Orders 20-EO-01, 02, 03, 04 and 06a; door-to-door insurance solicitation permitted with PPE | Insurance Commissioner James A. Dodrill | West VirginiaSector regulator | Oct. 15, 2020 | 2020 Q42021 Q12021 Q22021 Q3 | Workplace rulesOther | Primary source read | |
| Ex. AGY-ST-HEALTH-BOARDS-013 | DOH Emergency Order 20-014In re: Suspension of Statutes, Rules and Orders Made Necessary by COVID-19 (pharmacists and pharmacy interns may administer vaccines to… | Scott A. Rivkees, M.D., State Surgeon General | Florida Department of Health, Office of the State Surgeon General (Board of Pharmacy; EMS); State levelSector regulator | Oct. 16, 2020 | 2020 Q42021 Q12021 Q2 | Health care ordersOther | Primary source read | |
| Ex. AGY-ST-ALCOHOL-105 | Iowa ABD release, Clear Lake Establishment Ordered to Serve 21-Day Suspension for Violating Iowa's Liquor Laws (Roll Grill)Clear Lake Establishment Ordered to Serve 21-Day Suspension for Violating Iowa's Liquor Laws (October 19, 2020) | Iowa Alcoholic Beverages Division | Iowa (State alcoholic-beverage regulator)Sector regulator | Oct. 19, 2020 | 2020 Q4 | Business closureAlcohol and bars | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-095 | Bulletin 2020-41-INS/BT/CF/CU (supersedes Bulletin 2020-38-INS/BT/CF/CU of October 2, 2020)Compliance with House of Representatives, MDHHS Emergency Order, MIOSHA Emergency Rules, and Legislation Relating to COVID-19 | Anita G. Fox, Director | Michigan; Department of Insurance and Financial ServicesSector regulator | Oct. 19, 2020 | 2020 Q42021 Q12021 Q22021 Q3 | Gathering capFace-covering requirementWorkplace rulesOther | Primary source read | |
| Ex. MET-DFW-093 | Release: TRE returns to regular weekday service on Oct. 19TRE pre-pandemic weekday service restored Oct. 19, 2020; face coverings still required | Trinity Metro and DART | Trinity Railway ExpressSector regulator | Oct. 15, 2020 | 2020 Q4 | Face-covering requirementTravel and quarantine | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-048 | DCA Waiver DCA-20-70, Order Waiving License Renewal Requirements (Division 3 licenses expiring Mar. 31-Dec. 31, 2020; withdraws and consolidates the May 4, June 1, July 28 and Sept. 3, 2020 orders)Order Waiving License Renewal Requirements (Division 3), Oct. 22, 2020 | California DCA, Director Kimberly Kirchmeyer | California; Department of Consumer Affairs (Division 3 boards)Sector regulator | Oct. 22, 2020 | 2020 Q4 | Other | Primary source read | |
| Ex. AGY-ST-ALCOHOL-120 | ILCC release, Updated COVID-19 Mitigation Efforts to Take Effect in Region 7: Non-compliance may result in liquor license suspensionILCC: Updated COVID-19 Mitigation Efforts to Take Effect in Region 7 (Will and Kankakee Counties) (October 21, 2020) | Illinois Liquor Control Commission | Illinois (State alcoholic-beverage regulator)Sector regulator | Oct. 21, 2020 | 2020 Q42021 Q1 | Context (guidance or announcement)Business closureCapacity limitGathering capCurfew and hoursAlcohol and bars | Primary source read | |
| Ex. AGY-ST-EDUCATION-HIGHER-ED-022 | The Big Ten Conference Adopts Stringent Medical Protocols; Football Season to Resume October 23-24, 2020 (September 16, 2020)Reinstatement of the football season under daily antigen testing and cardiac protocols | Big Ten Conference Council of Presidents and Chancellors | Big Ten Conference; multistate; context onlySector regulator | Sept. 16, 2020 | 2020 Q32020 Q4 | Events and venuesWorkplace rules | Confirmed from a secondary source | |
| Ex. CO-059 | Third Amended Public Health Order 20-35Safer at Home Dial | CDPHE, Executive Director Jill Hunsaker Ryan | ColoradoSector regulator | Oct. 23, 2020 | 2020 Q4 | Capacity limitGathering capFace-covering requirementCurfew and hoursAlcohol and barsEvents and venuesWorkplace rulesQuarantine and isolation | Primary source read | |
| Ex. ID-049 | Guidelines for Safe Visitation in Long-term Care FacilitiesGuidelines for Safe Visitation in Long-term Care Facilities, October 23, 2020 | Idaho Department of Health and Welfare | IdahoSector regulator | Oct. 23, 2020 | 2020 Q42021 Q1 | Face-covering requirementHealth care ordersQuarantine and isolation | Primary source read | |
| Ex. NY-118 | Interim Guidance for Movie Theaters During the COVID-19 Public Health EmergencyInterim Guidance for Movie Theaters During the COVID-19 Public Health Emergency | New York State Department of Health (New York Forward) | New YorkSector regulator | Oct. 23, 2020 | 2020 Q42021 Q12021 Q2 | Business closureCapacity limitFace-covering requirementWorkplace rules | Primary source read | |
| Ex. VT-068 | Emergency Rule H-2020-06-EAccess to Health Care Services During the COVID-19 Pandemic (testing, treatment and prevention without cost-sharing; telehealth… | Department of Financial Regulation | VermontSector regulator | Oct. 23, 2020 | 2020 Q42021 Q12021 Q2 | Health care ordersOther | Primary source read | |
| Ex. AGY-ST-ALCOHOL-119 | ILCC release, Tier 2 COVID-19 Mitigation Efforts to Take Effect in Region 1: Non-compliance may result in liquor license suspensionILCC: Tier 2 COVID-19 Mitigation Efforts to Take Effect in Region 1 (October 26, 2020) | Illinois Liquor Control Commission | Illinois (State alcoholic-beverage regulator)Sector regulator | Oct. 26, 2020 | 2020 Q42021 Q1 | Context (guidance or announcement)Business closureCapacity limitGathering capCurfew and hoursAlcohol and bars | Primary source read | |
| Ex. ID-048 | Mandatory Use of Face Coverings in Long-term Care Facilities in Idaho (notice to licensed facilities)Mandatory Use of Face Coverings in Long-term Care Facilities in Idaho | Idaho Department of Health and Welfare (Division of Licensing and Certification) | IdahoSector regulator | Oct. 28, 2020 | 2020 Q42021 Q12021 Q22021 Q3 | Face-covering requirementHealth care orders | Primary source read | |
| Ex. AL-036 | Emergency Rule 20-X-6-.21ER, Enforcement of State Health Officer Orders on ABC Licensed Premises (readopted)Readoption of the enforcement rule effective October 29, 2020 | Alabama Alcoholic Beverage Control Board | AlabamaSector regulator | Oct. 29, 2020 | 2020 Q42021 Q1 | Capacity limitFace-covering requirementAlcohol and barsWorkplace rules | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-066 | Order in Response to COVID-19 (October 30, 2020)Order extending through December 31, 2020 the Order Implementing Investment Adviser Annual Update Amendment to Form ADV Deadline (Mar. 17… | Brad Raffensperger, Secretary of State and Commissioner of Securities | Georgia; Securities Division, Office of the Secretary of State (State securities regulator)Sector regulator | Oct. 30, 2020 | 2020 Q4 | Other | Primary source read | |
| Ex. AGY-ST-LABOR-WORKPLACE-034 | Updated Nevada OSHA Enforcement Process during COVID-19 Pandemic (Nov. 2, 2020)Updated enforcement process: changes in counties with elevated disease transmission | Division of Industrial Relations, Nevada OSHA | Nevada; Division of Industrial Relations / Nevada OSHASector regulator | Nov. 2, 2020 | 2020 Q42021 Q1 | Face-covering requirementWorkplace rules | Primary source read | |
| Ex. AGY-ST-ALCOHOL-019 | TABC News Release, Alcohol Permits for Eight Businesses Suspended Following Operation To Protect TexansAlcohol Permits for Eight Businesses Suspended Following Operation To Protect Texans | Texas Alcoholic Beverage Commission | Texas (State alcoholic-beverage regulator)Sector regulator | Nov. 3, 2020 | 2020 Q4 | Context (guidance or announcement)Business closureCapacity limitAlcohol and bars | Primary source read | |
| Ex. AGY-ST-ALCOHOL-086 | ABCC Updated Advisory Regarding Mandatory Closing Period for Retail Alcohol Licensees and Easing of Certain Annual Renewal RequirementsUpdated Advisory Regarding Mandatory Closing Period for Retail Alcohol Licensees and Easing of Certain Annual Renewal Requirements (issued… | Massachusetts Alcoholic Beverages Control Commission | Massachusetts (State alcoholic-beverage regulator)Sector regulator | Nov. 6, 2020 | 2020 Q42021 Q1 | Context (guidance or announcement)Curfew and hoursAlcohol and barsOther | Primary source read | |
| Ex. AGY-ST-GAMING-RACING-034 | Commission votes of November 5, 2020: supplement to the Gaming Guidelines, racing protocols and simulcasting plans to ensure compliance with COVID-19 Order No. 53Gaming licensees to re-comply with requirements implementing Order No. 53 (early closing and limited hours of gaming establishments); racing… | Massachusetts Gaming Commission | Massachusetts Gaming Commission (State gaming and racing regulator)Sector regulator | Nov. 5, 2020 | 2020 Q42021 Q1 | Capacity limitCurfew and hoursWorkplace rules | Primary source read | |
| Ex. CT-086 | DECD Sector Rules: Indoor Dining, Phase 2.1 (Nov. 9, 2020 version)Reopening Processes - Sector Rules for June 17th Reopen - Indoor Dining (Phase 2.1, November 9, 2020) | Department of Economic and Community Development | ConnecticutSector regulator | Nov. 9, 2020 | 2020 Q4 | Capacity limitCurfew and hoursAlcohol and barsWorkplace rules | Primary source read | |
| Ex. CT-087 | DECD Sector Rules: Offices, Phase 2.1 (Nov. 10, 2020 version)Reopening Processes - Sector Rules - Offices (Phase 2.1) | Department of Economic and Community Development | ConnecticutSector regulator | Nov. 10, 2020 | 2020 Q4 | Telework mandateCapacity limitFace-covering requirementCurfew and hoursWorkplace rules | Primary source read | |
| Ex. CT-088 | DECD Sector Rules: Personal Services, Phase 2.1 (Nov. 9, 2020 version)Reopening Processes - Sector Rules for June 17th Reopen - Personal Services (Phase 2.1) | Department of Economic and Community Development | ConnecticutSector regulator | Nov. 10, 2020 | 2020 Q42021 Q1 | Capacity limitFace-covering requirementCurfew and hoursWorkplace rules | Primary source read | |
| Ex. CT-089 | DECD Sector Rules: Indoor Events, Phase 2.1 (Nov. 9, 2020 version)Reopening Processes - Sector Rules for July 20th Reopen - Indoor Events (Phase 2.1) | Department of Economic and Community Development | ConnecticutSector regulator | Nov. 10, 2020 | 2020 Q42021 Q1 | Capacity limitGathering capCurfew and hoursEvents and venues | Primary source read | |