| Ex. AGY-FED-HEALTH-OTHER-038 | Determination of Public Health Emergency and Declaration that circumstances exist justifying emergency use of in vitro diagnostics, 85 Fed. Reg. 7316 (Feb. 7, 2020)Determination of Public Health Emergency | Alex M. Azar II, Secretary of Health and Human Services | United States (federal); Department of Health and Human Services, Office of the SecretaryFederal | Feb. 4, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Emergency declarationSupply chain | Primary source read | |
| Ex. AGY-FED-HEALTH-OTHER-039 | Emergency Use Declaration (personal respiratory protective devices), 85 Fed. Reg. 13907 (Mar. 10, 2020)Emergency Use Declaration | Alex M. Azar II, Secretary of Health and Human Services | United States (federal); Department of Health and Human Services, Office of the SecretaryFederal | Mar. 2, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Emergency declarationSupply chain | Primary source read | |
| Ex. AGY-FED-HEALTH-OTHER-052 | Emergency Use Authorization: NIOSH-approved air purifying respirators for health care personnel (issued Mar. 2, 2020; reissued Mar. 28, 2020 and July 12, 2021)Letter of Authorization to CDC, NIOSH-Approved Air Purifying Respirators (reissued July 12, 2021) | Jacqueline A. O'Shaughnessy, Acting Chief Scientist, FDA (letter to CDC) | United States (federal); Food and Drug AdministrationFederal | July 12, 2021 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersSupply chain | Primary source read | |
| Ex. FED-182 | Emergency Use Declaration: personal respiratory protective devicesEmergency Use Declaration, 85 Fed. Reg. 13907 (Mar. 10, 2020) | Secretary of Health and Human Services | United StatesFederal | Mar. 2, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Emergency declarationSupply chain | Primary source read | |
| Ex. AGY-FED-HEALTH-OTHER-064 | VA announcement of Mar. 10, 2020: 'No Visitor' stance and suspension of new admissions at all VA nursing homes (community living centers) and spinal cord injury and disorder centersVA announces safeguards to protect nursing home and spinal cord injury patients | Department of Veterans Affairs (Secretary Robert Wilkie) | United States (federal); Department of Veterans Affairs, Veterans Health AdministrationFederal | Mar. 10, 2020 | 2020 Q22020 Q3 | Context (guidance or announcement)Gathering capHealth care orders | Primary source read | |
| Ex. AGY-FED-LANDS-SCIENCE-COURTS-097 | Closure notice of Mar. 12, 2020 carried in press release PRN 20-020 (revised Mar. 12, 2020): Library closed to the public until Apr. 1, 2020; all public programs postponed or cancelled2020 Earth and Space Science Talks (revised March 12, 2020, carrying the Library's closure notice) | Library of Congress (Librarian Carla Hayden) | Library of Congress (all buildings, Washington, D.C.)Federal | Mar. 12, 2020 | 2020 Q2 | Context (guidance or announcement)Business closureGathering capEvents and venues | Primary source read | |
| Ex. AGY-FED-FINANCIAL-030 | Letter to Federal Credit Unions 20-FCU-02NCUA Actions Related to COVID-19 - Annual Meeting Flexibility | NCUA Chairman Rodney E. Hood | United States; National Credit Union Administration (federal)Federal | Mar. 1, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-051 | Investment Company Act Release No. 33817, Order Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement… | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 13, 2020 | 2020 Q2 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-053 | Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (issued March 13, 2020; updated April 7, 2020; further updated January 19, 2022)Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns | SEC Division of Corporation Finance | United States; Securities and Exchange Commission, Division of Corporation Finance (federal staff guidance)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-057 | Investment Company Act Release No. 33824, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Under Section 6(c) and Section 38(a) of the Investment Company Act Granting Exemptions from Specified Provisions and Commission… | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 25, 2020 | 2020 Q22020 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-064 | Investment Company Act Release No. 33897, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder [In-Person Board Relief]Order Extending the In-Person Board Meeting Relief for Registered Management Investment Companies and Business Development Companies | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | June 19, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-HEALTH-OTHER-072 | Federal Bureau of Prisons COVID-19 Action Plan, Phase Two: agency-wide modified operations (Mar. 13, 2020)Federal Bureau of Prisons COVID-19 Action Plan: Agency-wide Modified Operations | Federal Bureau of Prisons (Director), after coordination with DOJ and the White House | United States (federal); Federal Bureau of PrisonsFederal | Mar. 13, 2020 | 2020 Q2 | Business closureGathering capTravel and quarantineWorkplace rules | Primary source read | |
| Ex. AGY-FED-LANDS-SCIENCE-COURTS-082 | Statement on NASA Goddard's Coronavirus Prep Actions (visitor centers closed; non-mission-essential visits cancelled)Statement on NASA Goddard's Coronavirus Prep Actions | NASA Goddard Space Flight Center | NASA Goddard Space Flight Center (Greenbelt, MD; Wallops Flight Facility, VA; and four other campuses)Federal | Mar. 13, 2020 | 2020 Q2 | Context (guidance or announcement)Business closureTelework mandateGathering cap | Primary source read | |
| Ex. AGY-FED-LANDS-SCIENCE-COURTS-090 | Press release nr20-47, 'National Archives Research Rooms and Presidential Libraries Nationwide to Close March 14'National Archives Research Rooms and Presidential Libraries Nationwide to Close March 14 | National Archives and Records Administration (Archivist David S. Ferriero) | National Archives and Records Administration (all facilities nationwide, including the National Archives Museum and the Presidential Libraries)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q4 | Context (guidance or announcement)Business closureGathering capEvents and venues | Primary source read | |
| Ex. DUT-FED-065 | Emergency Declaration Under 49 CFR § 390.23 No. 2020-002 (Mar. 13, 2020)Emergency Declaration Under 49 CFR § 390.23 No. 2020-002 | Federal Motor Carrier Safety Administration | United StatesFederal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Standing dutyTravel and quarantineWorkplace rulesSupply chain | Primary source read | |
| Ex. FED-097 | QSO-20-14-NH, Guidance for Infection Control and Prevention of Coronavirus Disease 2019 (COVID-19) in Nursing Homes (Mar. 9, 2020; REVISED Mar. 13, 2020)QSO-20-14-NH (REVISED) | CMS, Quality, Safety & Oversight Group | United States (Medicare and Medicaid nursing homes)Federal | Mar. 13, 2020 | 2020 Q22020 Q3 | Business closureGathering capHealth care orders | Primary source read | |
| Ex. SEC-13-025 | Investment Advisers Act Release No. IA-5463 and Investment Company Act Release No. IC-33817 (Mar. 13, 2020) (conditional exemptive orders)Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions From Specified Provisions of the Investment Advisers Act… | Securities and Exchange Commission | United StatesFederal | Mar. 13, 2020 | 2020 Q2 | Gathering capOther | Confirmed from a secondary source | |
| Ex. SEC-16-095 | BOP COVID-19 Action Plan (Phase Two)Federal Bureau of Prisons COVID-19 Action Plan (updated 3:09 p.m. ET, March 13, 2020) | Federal Bureau of Prisons, U.S. Department of Justice | United States (federal prisons)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capCourts and public officesOther | Primary source read | |
| Ex. AGY-FED-LABOR-IMMIGRATION-015 | Memorandum, Temporary Enforcement Guidance - Healthcare Respiratory Protection Annual Fit-Testing for N95 Filtering Facepieces During the COVID-19 Outbreak (Mar. 14, 2020)Temporary Enforcement Guidance - Healthcare Respiratory Protection Annual Fit-Testing for N95 Filtering Facepieces During the COVID-19… | OSHA, Directorate of Enforcement Programs (Patrick J. Kapust, Acting Director), to Regional Administrators and State Plan Designees | United States Department of Labor, Occupational Safety and Health Administration (federal agency)Federal | Mar. 14, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Health care ordersWorkplace rulesSupply chain | Primary source read | |
| Ex. ECO-C-138 | No Sail Order and Suspension of Further Embarkation, 85 Fed. Reg. 16628No Sail Order and Other Measures Related to Operations (cruise ships) | Centers for Disease Control and Prevention (Director Robert R. Redfield) | United StatesFederal | Mar. 14, 2020 | 2020 Q22020 Q32020 Q4 | Travel and quarantineEvents and venues | Primary source read | |
| Ex. FED-027 | CDC No Sail Order and Suspension of Further EmbarkationNo Sail Order and Suspension of Further Embarkation, 85 Fed. Reg. 16628 (Mar. 24, 2020) | Centers for Disease Control and Prevention, HHS (CDC Director) | United States (all cruise ships in U.S. waters or intending to return; 250+ passenger capacity)Federal | Mar. 14, 2020 | 2020 Q22020 Q32020 Q4 | Business closureTravel and quarantineEvents and venues | Primary source read | |
| Ex. SEC-06-001 | No Sail Order and Suspension of Further Embarkation (Mar. 14, 2020), published 85 Fed. Reg. 16628 (Mar. 24, 2020)No Sail Order and Suspension of Further Embarkation | Centers for Disease Control and Prevention, Department of Health and Human Services | United States (cruise ships with capacity of 250 or more in U.S. waters or intending to return)Federal | Mar. 14, 2020 | 2020 Q22020 Q32020 Q4 | Business closureTravel and quarantineEvents and venues | Primary source read | |
| Ex. AGY-FED-FINANCIAL-029 | Letter to Credit Unions 20-CU-02NCUA Actions Related to COVID-19 | NCUA Chairman Rodney E. Hood | United States; National Credit Union Administration (federal)Federal | Mar. 1, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Business closureGathering capOther | Primary source read | |
| Ex. AGY-FED-LANDS-SCIENCE-COURTS-051 | News release, 'Statue of Liberty National Monument & Ellis Island to Close Temporarily Starting March 16'Statue of Liberty National Monument & Ellis Island to Close Temporarily Starting March 16 | Superintendent, Statue of Liberty National Monument | Statue of Liberty National Monument and Ellis Island (NY/NJ)Federal | Mar. 16, 2020 | 2020 Q22020 Q3 | Context (guidance or announcement)Business closureGathering capTravel and quarantine | Primary source read | |
| Ex. ECO-C-043 | '15 Days to Slow the Spread' (The President's Coronavirus Guidelines for America)15 Days to Slow the Spread | The President's Coronavirus Guidelines for America (White House Coronavirus Task Force) | United StatesFederal | Mar. 16, 2020 | 2020 Q2 | Gathering capOther | Confirmed from a secondary source | |