| Ex. AGY-FED-FINANCIAL-050 | Release No. 34-88318, Order Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules ThereunderOrder Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain… | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 4, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-001 | Interagency Statement on Pandemic Planning (SR 20-3 / CA 20-2)Interagency Statement on Pandemic Planning | FFIEC (transmitted by Federal Reserve SR 20-3 / CA 20-2, OCC Bulletin 2020-13, FDIC FIL-14-2020) | United States; Federal Financial Institutions Examination Council on behalf of the Federal Reserve Board, FDIC, OCC, NCUA, CFPB and State Liaison Committee (federal interagency)Federal | Mar. 6, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. AGY-DEFENSE-GUARD-039 | Civilian Personnel Guidance for DoD Components in Responding to Coronavirus Disease 2019 (Mar. 8, 2020), with Questions and AnswersDoD Civilian Workforce Guidance (COVID-19) | Office of the Under Secretary of Defense for Personnel and Readiness | Department of Defense civilian workforceFederal | Mar. 8, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Telework mandateWorkplace rulesQuarantine and isolation | Primary source read | |
| Ex. AGY-FED-HEALTH-OTHER-064 | VA announcement of Mar. 10, 2020: 'No Visitor' stance and suspension of new admissions at all VA nursing homes (community living centers) and spinal cord injury and disorder centersVA announces safeguards to protect nursing home and spinal cord injury patients | Department of Veterans Affairs (Secretary Robert Wilkie) | United States (federal); Department of Veterans Affairs, Veterans Health AdministrationFederal | Mar. 10, 2020 | 2020 Q22020 Q3 | Context (guidance or announcement)Gathering capHealth care orders | Primary source read | |
| Ex. AGY-FED-LANDS-SCIENCE-COURTS-097 | Closure notice of Mar. 12, 2020 carried in press release PRN 20-020 (revised Mar. 12, 2020): Library closed to the public until Apr. 1, 2020; all public programs postponed or cancelled2020 Earth and Space Science Talks (revised March 12, 2020, carrying the Library's closure notice) | Library of Congress (Librarian Carla Hayden) | Library of Congress (all buildings, Washington, D.C.)Federal | Mar. 12, 2020 | 2020 Q2 | Context (guidance or announcement)Business closureGathering capEvents and venues | Primary source read | |
| Ex. FED-262 | OMB Memorandum M-20-13Updated Guidance on Telework Flexibilities in Response to Coronavirus | Office of Management and Budget (Acting Director Russell T. Vought) | United States (executive branch)Federal | Mar. 12, 2020 | 2020 Q2 | Telework mandate | Primary source read | |
| Ex. SEC-12-001 | OMB Memorandum M-20-13Updated Guidance on Telework Flexibilities in Response to Coronavirus | Office of Management and Budget (Acting Director Russell T. Vought) | United StatesFederal | Mar. 12, 2020 | 2020 Q2 | Telework mandateWorkplace rules | Primary source read | |
| Ex. AGY-FED-FINANCIAL-030 | Letter to Federal Credit Unions 20-FCU-02NCUA Actions Related to COVID-19 - Annual Meeting Flexibility | NCUA Chairman Rodney E. Hood | United States; National Credit Union Administration (federal)Federal | Mar. 1, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-051 | Investment Company Act Release No. 33817, Order Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement… | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 13, 2020 | 2020 Q2 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-052 | Investment Advisers Act Release No. 5463, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderOrder Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 13, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-053 | Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (issued March 13, 2020; updated April 7, 2020; further updated January 19, 2022)Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns | SEC Division of Corporation Finance | United States; Securities and Exchange Commission, Division of Corporation Finance (federal staff guidance)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-057 | Investment Company Act Release No. 33824, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Under Section 6(c) and Section 38(a) of the Investment Company Act Granting Exemptions from Specified Provisions and Commission… | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 25, 2020 | 2020 Q22020 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-058 | Investment Advisers Act Release No. 5469, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderOrder Under Section 206A of the Investment Advisers Act Granting Exemptions from Specified Provisions and Certain Rules Thereunder | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 25, 2020 | 2020 Q22020 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-064 | Investment Company Act Release No. 33897, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder [In-Person Board Relief]Order Extending the In-Person Board Meeting Relief for Registered Management Investment Companies and Business Development Companies | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | June 19, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-HEALTH-OTHER-072 | Federal Bureau of Prisons COVID-19 Action Plan, Phase Two: agency-wide modified operations (Mar. 13, 2020)Federal Bureau of Prisons COVID-19 Action Plan: Agency-wide Modified Operations | Federal Bureau of Prisons (Director), after coordination with DOJ and the White House | United States (federal); Federal Bureau of PrisonsFederal | Mar. 13, 2020 | 2020 Q2 | Business closureGathering capTravel and quarantineWorkplace rules | Primary source read | |
| Ex. AGY-FED-LANDS-SCIENCE-COURTS-082 | Statement on NASA Goddard's Coronavirus Prep Actions (visitor centers closed; non-mission-essential visits cancelled)Statement on NASA Goddard's Coronavirus Prep Actions | NASA Goddard Space Flight Center | NASA Goddard Space Flight Center (Greenbelt, MD; Wallops Flight Facility, VA; and four other campuses)Federal | Mar. 13, 2020 | 2020 Q2 | Context (guidance or announcement)Business closureTelework mandateGathering cap | Primary source read | |
| Ex. AGY-FED-LANDS-SCIENCE-COURTS-090 | Press release nr20-47, 'National Archives Research Rooms and Presidential Libraries Nationwide to Close March 14'National Archives Research Rooms and Presidential Libraries Nationwide to Close March 14 | National Archives and Records Administration (Archivist David S. Ferriero) | National Archives and Records Administration (all facilities nationwide, including the National Archives Museum and the Presidential Libraries)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q4 | Context (guidance or announcement)Business closureGathering capEvents and venues | Primary source read | |
| Ex. FED-097 | QSO-20-14-NH, Guidance for Infection Control and Prevention of Coronavirus Disease 2019 (COVID-19) in Nursing Homes (Mar. 9, 2020; REVISED Mar. 13, 2020)QSO-20-14-NH (REVISED) | CMS, Quality, Safety & Oversight Group | United States (Medicare and Medicaid nursing homes)Federal | Mar. 13, 2020 | 2020 Q22020 Q3 | Business closureGathering capHealth care orders | Primary source read | |
| Ex. SEC-13-025 | Investment Advisers Act Release No. IA-5463 and Investment Company Act Release No. IC-33817 (Mar. 13, 2020) (conditional exemptive orders)Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions From Specified Provisions of the Investment Advisers Act… | Securities and Exchange Commission | United StatesFederal | Mar. 13, 2020 | 2020 Q2 | Gathering capOther | Confirmed from a secondary source | |
| Ex. SEC-16-095 | BOP COVID-19 Action Plan (Phase Two)Federal Bureau of Prisons COVID-19 Action Plan (updated 3:09 p.m. ET, March 13, 2020) | Federal Bureau of Prisons, U.S. Department of Justice | United States (federal prisons)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capCourts and public officesOther | Primary source read | |
| Ex. FED-263 | OMB Memorandum M-20-15Updated Guidance for the National Capital Region on Telework Flexibilities in Response to Coronavirus | Office of Management and Budget (Acting Director Russell T. Vought) | United States (National Capital Region)Federal | Mar. 15, 2020 | 2020 Q2 | Telework mandate | Primary source read | |
| Ex. SEC-12-002 | OMB Memorandum M-20-15Updated Guidance for the National Capital Region on Telework Flexibilities in Response to Coronavirus | Office of Management and Budget | United States (National Capital Region)Federal | Mar. 15, 2020 | 2020 Q2 | Telework mandate | Confirmed from a secondary source | |
| Ex. AGY-FED-FINANCIAL-029 | Letter to Credit Unions 20-CU-02NCUA Actions Related to COVID-19 | NCUA Chairman Rodney E. Hood | United States; National Credit Union Administration (federal)Federal | Mar. 1, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Business closureGathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-032 | Letter to Credit Unions 20-CU-05Offsite Examination and Supervision Approach | NCUA | United States; National Credit Union Administration (federal)Federal | Mar. 1, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-054 | Release No. 34-88448, Order Under Sections 17A and 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder [for Registered Transfer Agents and Certain Other Persons]Conditional Exemptive Order: Relief for Registered Transfer Agents and Certain Other Persons Affected by COVID-19 | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 20, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |