| Ex. SEC-15-053 | COVID-19 Industry Guidance: Schools and School-Based Programs (July 17, 2020)COVID-19 Industry Guidance: Schools and School-Based Programs | California Department of Public Health (with Cal/OSHA), under the Governor's July 17, 2020 framework | CaliforniaSector regulator | July 17, 2020 | 2020 Q32020 Q4 | Face-covering requirementSchools and child careWorkplace rules | Primary source read | |
| Ex. AGY-ST-ALCOHOL-064 | Fourth Notice of Regulatory ReliefFourth Notice of Regulatory Relief (adds Expansion of Licensed Footprint and relief for club licenses Types 50-52; items 14-15) | California Department of Alcoholic Beverage Control | California (State alcoholic-beverage regulator)Sector regulator | May 15, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Capacity limitAlcohol and barsOther | Primary source read | |
| Ex. AGY-ST-ALCOHOL-063 | Third Notice of Regulatory ReliefThird Notice of Regulatory Relief (adds virtual wine tastings; item 13) | California Department of Alcoholic Beverage Control | California (State alcoholic-beverage regulator)Sector regulator | Apr. 24, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Alcohol and barsOther | Primary source read | |
| Ex. AGY-ST-ALCOHOL-065 | Fifth Notice of Regulatory ReliefFifth Notice of Regulatory Relief (adds item 16: On-Sale Licensees Without Kitchen Facilities) | California Department of Alcoholic Beverage Control | California (State alcoholic-beverage regulator)Sector regulator | June 12, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Business closureAlcohol and barsOther | Primary source read | |
| Ex. AGY-ST-ALCOHOL-068 | Guidance to Licensees on Limitations of On-Sale PrivilegesGuidance to Licensees on Limitations of On-Sale Privileges (prevention of COVID-19 transmission in restaurants, bars, wineries and… | California Department of Alcoholic Beverage Control | California (State alcoholic-beverage regulator)Sector regulator | Mar. 16, 2020 | 2020 Q2 | Context (guidance or announcement)Business closureGathering capAlcohol and bars | Primary source read | |
| Ex. AGY-ST-HEALTH-BOARDS-020 | DCA Waiver DCA-20-01, Order Waiving License Renewal RequirementsOrder Waiving License Renewal Requirements (continuing education and renewal examinations waived for Division 2 licenses expiring Mar. 31… | Kimberly Kirchmeyer, Director, Department of Consumer Affairs | California Department of Consumer Affairs, Director (umbrella agency for the Medical Board, Osteopathic Medical Board, Board of Registered Nursing, Board of Vocational Nursing and Psychiatric Technicians, Board of Pharmacy, State Board of Optometry, Board of Chiropractic Examiners, Physical Therapy Board, Occupational Therapy Board, Board of Psychology, Board of Behavioral Sciences, Veterinary Medical Board, Cemetery and Funeral Bureau and the other Division 2 boards); State levelSector regulator | Mar. 31, 2020 | 2020 Q2 | Health care ordersOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-048 | Guidance to Broker-Dealers and Investment Advisers (dated March 30, 2020; file dated March 26, 2020)Guidance to Broker-Dealers and Investment Advisers: temporary relief during the COVID-19 emergency (including relief from FINRA Rule 1010(c)… | Manuel P. Alvarez, Commissioner of Business Oversight | California; Department of Business Oversight (State securities and financial regulator; renamed Department of Financial Protection and Innovation Sept. 29, 2020)Sector regulator | Mar. 30, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-042 | DCA Waiver DCA-20-17, Order Waiving Requalification Requirements for Private Investigators, Private Patrol Operators, and Alarm Company Agents (firearm permits expiring Mar. 31-May 29, 2020)Order Waiving Requalification Requirements for Private Investigators, Private Patrol Operators, and Alarm Company Agents | California Department of Consumer Affairs, Director Kimberly Kirchmeyer | California; Department of Consumer Affairs, Bureau of Security and Investigative Services (BSIS)Sector regulator | May 29, 2020 | 2020 Q22020 Q3 | Workplace rulesOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-045 | DCA Waiver DCA-20-54, Order Waiving License Renewal Requirements (Division 3 licenses expiring Aug. 30-Oct. 31, 2020: continuing education waived; six months to complete)Order Waiving License Renewal Requirements (Division 3) | California DCA, Director Kimberly Kirchmeyer | California; Department of Consumer Affairs (all Division 3 boards and bureaus: accountancy, architects, barbering and cosmetology, contractors, engineers and surveyors, funeral, security, automotive repair, pest control and others)Sector regulator | Sept. 3, 2020 | 2020 Q32020 Q4 | Other | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-047 | DCA Waiver DCA-20-25, Order Extending Time To Satisfy Examination Requirements (applications deemed abandoned Mar. 31-July 1, 2020 for failure to take or pass licensing examinations)Order Extending Time To Satisfy Examination Requirements | California DCA, Director Kimberly Kirchmeyer | California; Department of Consumer Affairs (Division 2 health boards: dental, dental hygiene and others)Sector regulator | Mar. 31, 2020 | 2020 Q22020 Q3 | Other | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-051 | DCA Waiver DCA-21-176, Order Waiving License Renewal Requirements (Division 3 licenses expiring Mar. 31, 2020-Sept. 30, 2021; supersedes DCA-21-153)Order Waiving License Renewal Requirements (Division 3), July 2021 | California DCA, Director Kimberly Kirchmeyer | California; Department of Consumer Affairs (Division 3 boards)Sector regulator | July 26, 2021 | 2021 Q3 | Other | Primary source read | |
| Ex. SEC-05-009 | COVID-19 regulatory relief index page listing the First through Fifth Notices of Regulatory Relief and fee relief (as captured June 2, 2020)Coronavirus (COVID-19) - Notices of Regulatory Relief | Department of Alcoholic Beverage Control | CaliforniaSector regulator | Mar. 19, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Alcohol and barsOther | Primary source read | |
| Ex. SEC-05-010 | ABC Director Announces Second Notice of Regulatory Relief for ABC Licensed Businesses (release of Apr. 1, 2020)Second Notice of Regulatory Relief | Department of Alcoholic Beverage Control | CaliforniaSector regulator | Apr. 1, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Alcohol and bars | Primary source read | |
| Ex. SEC-05-012 | Fourth Notice of Regulatory ReliefFourth Notice of Regulatory Relief | Department of Alcoholic Beverage Control | CaliforniaSector regulator | May 15, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Capacity limitAlcohol and bars | Primary source read | |
| Ex. SEC-24-003 | Provider Information Notice (PIN) 20-33-ASC, Adult Day Programs COVID-19 Guidelines (with Addenda A-F)Adult Day Programs COVID-19 Guidelines | California Department of Social Services, Community Care Licensing Division, Adult and Senior Care Program | California (licensed Adult Day Programs, Health & Safety Code div. 2, ch. 3; regional-center-vendored day programs)Sector regulator | Sept. 30, 2020 | 2020 Q32020 Q42021 Q12021 Q2 | Capacity limitFace-covering requirementHealth care ordersWorkplace rules | Primary source read | |
| Ex. SEC-24-006 | PIN 20-23-ASC, Updated Guidance on COVID-19 Related to the Critical Role of Testing, Modification of Visitation Guidelines, Need for Infection Prevention and Control, and Use of Face Coverings in Adult and Senior Care FacilitiesUpdated Guidance On Coronavirus Disease 2019 (COVID-19) Related To The Critical Role Of Testing, Modification Of Visitation Guidelines, Need… | California Department of Social Services, Community Care Licensing Division | California (Adult and Senior Care facilities, including adult residential facilities for adults with developmental disabilities)Sector regulator | June 26, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Capacity limitFace-covering requirementHealth care ordersWorkplace rules | Primary source read | |
| Ex. SEC-24-007 | PIN 20-08-ASC, Statewide Waivers for Licensing Requirements Due to Coronavirus 2019 (COVID-19)Statewide Waivers for Licensing Requirements Due to Coronavirus 2019 (COVID-19) | California Department of Social Services, Community Care Licensing Division | California (Adult and Senior Care facilities)Sector regulator | Mar. 18, 2020 | 2020 Q22020 Q3 | Health care ordersWorkplace rulesOther | Primary source read | |