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The Orders Library

Name: The COVID Project Orders Library
Creator: The COVID Project

13,511 instruments indexed by The COVID Project: the orders of the fifty States and the District, forty metros, the federal layer and the agencies; the standing duties; the organizers' notices; the legal authorities. Filter by kind, State, limitation type, quarter and more; open the exhibit; download what you find.

Double quotes make a phrase ("stay at home"). An exhibit ID (TX-004) opens its record first.

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Filters:Level: Sector regulator Telework mandate 2020 Q3 Clear all

29 instruments · showing 1–25

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Exhibit	Instrument	Issuer	Jurisdiction	Issued	Quarters	Limitations	Grade
Ex. AGY-FED-FINANCIAL-074	FINRA Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief	FINRA	United States; Financial Industry Regulatory Authority (self-regulatory organization registered under Exchange Act § 15A, 15 U.S.C. § 78o-3, subject to SEC oversight)Sector regulator	Mar. 9, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Telework mandateWorkplace rulesOther	Primary source read
Ex. SEC-13-028	Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief	Financial Industry Regulatory Authority (self-regulatory organization under SEC oversight)	United StatesSector regulator	Mar. 9, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Telework mandateOther	Primary source read
Ex. FL-083	Informational Memorandum OIR-20-03MGuidance for Business Continuity and Continuity of Operations Plans	Office of Insurance Regulation, Commissioner David Altmaier	FloridaSector regulator	Mar. 16, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Telework mandateWorkplace rules	Primary source read
Ex. IA-071	Regulatory Guidance for Working from Residence or Other Company Designated LocationGuidance allowing licensed mortgage bankers, brokers, servicers and loan originators, regulated and industrial loan licensees, delayed…	Iowa Division of Banking (Finance Bureau Chief Rodney Reed)	IowaSector regulator	Mar. 18, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Telework mandateOther	Primary source read
Ex. NJ-104	Department of Banking and Insurance Bulletin No. 20-06No-action position regarding temporarily working from home due to COVID-19 (branch office licensure for mortgage lenders, brokers, loan…	Marlene Caride, Commissioner of Banking and Insurance	New JerseySector regulator	Mar. 19, 2020	2020 Q22020 Q32020 Q4	Telework mandateOther	Primary source read
Ex. AGY-ST-INSURANCE-BANKING-088	Bulletin 2020-08-INSTemporary Regulatory Flexibility Re: COVID-19	Anita G. Fox, Director	Michigan; Department of Insurance and Financial ServicesSector regulator	Mar. 20, 2020	2020 Q22020 Q32020 Q4	Context (guidance or announcement)Telework mandateGathering capOther	Primary source read
Ex. AGY-ST-INSURANCE-BANKING-024	Bulletin No. 20-11COVID-19 State of Emergency: Remote Claim Handling	Insurance Commissioner	Maryland; Maryland Insurance AdministrationSector regulator	Mar. 23, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Telework mandateWorkplace rules	Primary source read
Ex. AGY-ST-INSURANCE-BANKING-060	Emergency Order: Temporary Relief for Registrants Affected by the COVID-19 OutbreakEmergency Order granting temporary relief to displaced broker-dealers, investment advisers and their agents and representatives	Commissioner of Securities (State Auditor J.B. McCuskey)	West Virginia; Securities Commission, Office of the State Auditor (State securities regulator)Sector regulator	Mar. 23, 2020	2020 Q22020 Q3	Telework mandateOther	Primary source read
Ex. AGY-ST-INSURANCE-BANKING-069	Temporary No-Action Relief for Registrants Affected by the COVID-19 Outbreak (announcement of March 24, 2020)Temporary No-action Relief for Registrants Affected by the COVID-19 Outbreak	Washington State Department of Financial Institutions, Securities Division	Washington; Department of Financial Institutions, Securities Division (State securities regulator)Sector regulator	Mar. 24, 2020	2020 Q22020 Q32020 Q4	Context (guidance or announcement)Telework mandateOther	Primary source read
Ex. FL-084	Informational Memorandum OIR-20-04MContinued Guidance for Response to COVID-19 (leniency on premium payments; personal auto delivery use; virtual inspections; telework)	Office of Insurance Regulation, Commissioner David Altmaier	FloridaSector regulator	Mar. 25, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q2	Telework mandateWorkplace rulesOther	Primary source read
Ex. AGY-ST-INSURANCE-BANKING-061	Order Adopting Measures Granting Temporary Relief to Registrants Affected by the COVID-19 OutbreakOrder Adopting Measures Granting Temporary Relief to Registrants Affected by the COVID-19 Outbreak	Investor Protection Director, Delaware Department of Justice	Delaware; Investor Protection Unit, Department of Justice (State securities regulator)Sector regulator	Mar. 27, 2020	2020 Q22020 Q3	Telework mandateOther	Primary source read
Ex. AGY-ST-INSURANCE-BANKING-048	Guidance to Broker-Dealers and Investment Advisers (dated March 30, 2020; file dated March 26, 2020)Guidance to Broker-Dealers and Investment Advisers: temporary relief during the COVID-19 emergency (including relief from FINRA Rule 1010(c)…	Manuel P. Alvarez, Commissioner of Business Oversight	California; Department of Business Oversight (State securities and financial regulator; renamed Department of Financial Protection and Innovation Sept. 29, 2020)Sector regulator	Mar. 30, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Telework mandateOther	Primary source read
Ex. AL-065	Bulletin No. 2020-04, Continuity of OperationsInsurers and producers designated essential operations; employees 'should seek to work remotely or behind closed doors when possible'	Alabama Department of Insurance, Commissioner Jim L. Ridling	AlabamaSector regulator	Mar. 30, 2020	2020 Q22020 Q32020 Q42021 Q1	Business closureTelework mandateWorkplace rules	Primary source read
Ex. MET-PDX-046	TriMet COVID-19 updates, Mar. 11-Apr. 7, 2020: rider limit of 10-15 per bus from 5 p.m. Apr. 2, 2020; temporary service reductions effective Apr. 5, 2020; cash suspended on buses; seats marked off; all non-essential TriMet staff to work remotely; Board meetings by teleconference; ridership down 64.6 percentTriMet COVID-19 updates (April 7, 2020 and prior entries)	TriMet	Tri-County Metropolitan Transportation District of Oregon (TriMet)Sector regulator	Apr. 7, 2020	2020 Q22020 Q3	Telework mandateCapacity limitTravel and quarantineOther	Primary source read
Ex. AGY-ST-INSURANCE-BANKING-062	Emergency Order: Temporary Relief for Registrants Affected by the COVID-19 OutbreakEmergency Order granting temporary registration, filing and supervision relief to displaced financial professionals	N.H. Secretary of State, Bureau of Securities Regulation	New Hampshire; Bureau of Securities Regulation, Department of State (State securities regulator)Sector regulator	Apr. 9, 2020	2020 Q22020 Q3	Telework mandateOther	Primary source read
Ex. AGY-ST-INSURANCE-BANKING-077	Bulletin 2020-09 (Recommendations and Orders)Extension of Financial Filing Deadlines and Procedural Requirements as a Result of COVID-19 - Recommendations and Orders	Superintendent of Insurance	Ohio; Department of InsuranceSector regulator	Apr. 15, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q2	Telework mandateOther	Primary source read
Ex. MET-ATL-053	MARTA COVID-19 essential-service reduction (bus service reduced to 41 routes effective Apr. 20, 2020) and employee telework/hiring freeze (Mar. 17, 2020), as posted on the agency's coronavirus pageMARTA coronavirus page (captured May 1, 2020): 'Effective April 20th, MARTA is reducing bus service to 41 routes to prioritize essential…	MARTA (General Manager/CEO Jeffrey Parker)	Metropolitan Atlanta Rapid Transit Authority (Fulton, DeKalb and Clayton Counties and the City of Atlanta)Sector regulator	Apr. 20, 2020	2020 Q22020 Q3	Telework mandateOther	Primary source read
Ex. CT-078	DECD Sector Rules for May 20th Reopen: General Business (list of business types permitted to reopen)Reopening Processes - Sector Rules for May 20th Reopen (May 18, 2020) - General Business	Department of Economic and Community Development	ConnecticutSector regulator	May 18, 2020	2020 Q22020 Q32020 Q4	Telework mandateCapacity limitGathering capFace-covering requirementWorkplace rules	Primary source read
Ex. AGY-FED-FINANCIAL-075	FINRA Regulatory Notice 20-16FINRA Shares Practices Implemented by Firms to Transition to, and Supervise in, a Remote Work Environment During the COVID-19 Pandemic	FINRA	United States; Financial Industry Regulatory Authority (self-regulatory organization)Sector regulator	May 28, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Telework mandateOther	Primary source read
Ex. NY-119	Office-Based Work Guidelines for Employers and Employees (summary guidance)Reopening New York: Office-Based Work Guidelines for Employers and Employees	New York State Department of Health / Empire State Development (New York Forward)	New YorkSector regulator	May 29, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q2	Telework mandateCapacity limitWorkplace rules	Primary source read
Ex. NY-131	Interim Guidance for Office-Based Work During the COVID-19 Public Health EmergencyInterim Guidance for Office-Based Work During the COVID-19 Public Health Emergency	New York State Department of Health (New York Forward)	New YorkSector regulator	May 29, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q2	Telework mandateCapacity limitFace-covering requirementWorkplace rules	Primary source read
Ex. CT-079	DECD Sector Rules for June 17th Reopen: Offices (July 22, 2020 version, C1 V3)Reopening Processes - Sector Rules for June 17th Reopen - Offices	Department of Economic and Community Development	ConnecticutSector regulator	July 22, 2020	2020 Q22020 Q32020 Q4	Telework mandateCapacity limitFace-covering requirementWorkplace rules	Primary source read
Ex. AGY-ST-GAMING-RACING-087	Responsible RestartOhio: Casinos and Racinos (mandatory and recommended best practices; posted June 8, 2020)Mandatory sector requirements for reopening casinos and racinos on June 19, 2020: six-foot distancing or barriers; telework for employees…	Ohio Casino Control Commission (with the Ohio Lottery Commission), under the Responsible RestartOhio program of the Governor and Director of Health	Ohio Casino Control Commission and Ohio Lottery Commission (State casino and racino regulators)Sector regulator	June 8, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q2	Telework mandateCapacity limitFace-covering requirementHealth care ordersWorkplace rules	Primary source read
Ex. DC-063	DC Health, COVID-19 Guidance for Office Building Reopening, Phase Two (posted June 15, 2020; last updated June 23, 2020)Guidance for Office Building Reopening	DC Health	District of ColumbiaSector regulator	June 15, 2020	2020 Q22020 Q32020 Q4	Telework mandateFace-covering requirementWorkplace rules	Primary source read
Ex. SEC-18-039	Healthy at Work Requirements for Barbers/Cosmetologists/Hair Salons, Version 2.0Requirements for Barbers/Cosmetologists/Hair Salons (Version 2.0 - Effective June 25, 2020)	Governor Andy Beshear and the Cabinet for Health and Family Services (Healthy at Work)	KentuckySector regulator	June 25, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q2	Telework mandateCapacity limitFace-covering requirementWorkplace rules	Primary source read

FINRA, FINRA Regulatory Notice 20-08 (Mar. 9, 2020) (Ex. AGY-FED-FINANCIAL-074)
Financial Industry Regulatory Authority (self-regulatory organization under SEC oversight), Regulatory Notice 20-08 (Mar. 9, 2020) (Ex. SEC-13-028)
Office of Insurance Regulation, Commissioner David Altmaier, Informational Memorandum OIR-20-03M (Mar. 16, 2020) (Ex. FL-083)
Iowa Division of Banking (Finance Bureau Chief Rodney Reed), Regulatory Guidance for Working from Residence or Other Company Designated Location (Mar. 18, 2020) (Ex. IA-071)
Marlene Caride, Commissioner of Banking and Insurance, Department of Banking and Insurance Bulletin No. 20-06 (Mar. 19, 2020) (Ex. NJ-104)
Anita G. Fox, Director, Bulletin 2020-08-INS (Mar. 20, 2020) (Ex. AGY-ST-INSURANCE-BANKING-088)
Insurance Commissioner, Bulletin No. 20-11 (Mar. 23, 2020) (Ex. AGY-ST-INSURANCE-BANKING-024)
Commissioner of Securities (State Auditor J.B. McCuskey), Emergency Order: Temporary Relief for Registrants Affected by the COVID-19 Outbreak (Mar. 23, 2020) (Ex. AGY-ST-INSURANCE-BANKING-060)
Washington State Department of Financial Institutions, Securities Division, Temporary No-Action Relief for Registrants Affected by the COVID-19 Outbreak (announcement of March 24, 2020) (Mar. 24, 2020) (Ex. AGY-ST-INSURANCE-BANKING-069)
Office of Insurance Regulation, Commissioner David Altmaier, Informational Memorandum OIR-20-04M (Mar. 25, 2020) (Ex. FL-084)
Investor Protection Director, Delaware Department of Justice, Order Adopting Measures Granting Temporary Relief to Registrants Affected by the COVID-19 Outbreak (Mar. 27, 2020) (Ex. AGY-ST-INSURANCE-BANKING-061)
Manuel P. Alvarez, Commissioner of Business Oversight, Guidance to Broker-Dealers and Investment Advisers (dated March 30, 2020; file dated March 26, 2020) (Mar. 30, 2020) (Ex. AGY-ST-INSURANCE-BANKING-048)
Alabama Department of Insurance, Commissioner Jim L. Ridling, Bulletin No. 2020-04, Continuity of Operations (Mar. 30, 2020) (Ex. AL-065)
TriMet, TriMet COVID-19 updates, Mar. 11-Apr. 7, 2020: rider limit of 10-15 per bus from 5 p.m. Apr. 2, 2020; temporary service reductions effective Apr. 5, 2020; cash suspended on buses; seats marked off; all non-essential TriMet staff to work remotely; Board meetings by teleconference; ridership down 64.6 percent (Ex. MET-PDX-046)
N.H. Secretary of State, Bureau of Securities Regulation, Emergency Order: Temporary Relief for Registrants Affected by the COVID-19 Outbreak (Apr. 9, 2020) (Ex. AGY-ST-INSURANCE-BANKING-062)
Superintendent of Insurance, Bulletin 2020-09 (Recommendations and Orders) (Apr. 15, 2020) (Ex. AGY-ST-INSURANCE-BANKING-077)
MARTA (General Manager/CEO Jeffrey Parker), MARTA COVID-19 essential-service reduction (bus service reduced to 41 routes effective Apr. 20, 2020) and employee telework/hiring freeze (Mar. 17, 2020), as posted on the agency's coronavirus page (Ex. MET-ATL-053)
Department of Economic and Community Development, DECD Sector Rules for May 20th Reopen: General Business (list of business types permitted to reopen) (May 18, 2020) (Ex. CT-078)
FINRA, FINRA Regulatory Notice 20-16 (May 28, 2020) (Ex. AGY-FED-FINANCIAL-075)
New York State Department of Health / Empire State Development (New York Forward), Office-Based Work Guidelines for Employers and Employees (summary guidance) (May 29, 2020) (Ex. NY-119)
New York State Department of Health (New York Forward), Interim Guidance for Office-Based Work During the COVID-19 Public Health Emergency (May 29, 2020) (Ex. NY-131)
Department of Economic and Community Development, DECD Sector Rules for June 17th Reopen: Offices (July 22, 2020 version, C1 V3) (Ex. CT-079)
Ohio Casino Control Commission (with the Ohio Lottery Commission), under the Responsible RestartOhio program of the Governor and Director of Health, Responsible RestartOhio: Casinos and Racinos (mandatory and recommended best practices; posted June 8, 2020) (Ex. AGY-ST-GAMING-RACING-087)
DC Health, DC Health, COVID-19 Guidance for Office Building Reopening, Phase Two (posted June 15, 2020; last updated June 23, 2020) (Ex. DC-063)
Governor Andy Beshear and the Cabinet for Health and Family Services (Healthy at Work), Healthy at Work Requirements for Barbers/Cosmetologists/Hair Salons, Version 2.0 (June 25, 2020) (Ex. SEC-18-039)

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