| Ex. AGY-FED-FINANCIAL-074 | FINRA Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | FINRA | United States; Financial Industry Regulatory Authority (self-regulatory organization registered under Exchange Act § 15A, 15 U.S.C. § 78o-3, subject to SEC oversight)Sector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. SEC-13-028 | Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | Financial Industry Regulatory Authority (self-regulatory organization under SEC oversight) | United StatesSector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-007 | Press release: TDLR Takes Action in Response to COVID-19 Threat (temporary distance education; cancellation of licensed combative sports events; advisory board meetings cancelled)TDLR Takes Action in Response to COVID-19 Threat: Agency Approves Temporary Distance Learning, Cancels Events and Meetings | Texas Department of Licensing and Regulation (Executive Director Brian E. Francis) | Texas; Texas Department of Licensing and RegulationSector regulator | Mar. 13, 2020 | 2020 Q22020 Q3 | Context (guidance or announcement)Gathering capSchools and child careEvents and venuesOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-024 | Temporary Waiver of Regulations that Prohibit or Limit Online, Electronic, or Distance Theoretical Instruction (effective Mar. 13, 2020; amended May 27, 2020)Temporary Waiver of Regulations that Prohibit or Limit Online, Electronic, or Distance Theoretical Instruction | DPOR Director Mary Broz-Vaughan | Virginia; DPOR (all regulatory boards, including the Board for Barbers and Cosmetology)Sector regulator | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Schools and child careOther | Primary source read | |
| Ex. DC-083 | OSSE, Child Care Provider Closures and Public Funding (issued March 13, 2020)Child Care Provider Closures and Public Funding | Office of the State Superintendent of Education (OSSE) | District of ColumbiaSector regulator | Mar. 13, 2020 | 2020 Q2 | Business closureSchools and child care | Primary source read | |
| Ex. FL-083 | Informational Memorandum OIR-20-03MGuidance for Business Continuity and Continuity of Operations Plans | Office of Insurance Regulation, Commissioner David Altmaier | FloridaSector regulator | Mar. 16, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateWorkplace rules | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-008 | Press release: TDLR moving employees to remote work in response to COVID-19 (customer service lobby closed to the public; PSI practical exams unavailable in Amarillo and McAllen; reduced seats at other centers)TDLR moving employees to remote work in response to COVID-19 | Texas Department of Licensing and Regulation | Texas; Texas Department of Licensing and RegulationSector regulator | Mar. 17, 2020 | 2020 Q2 | Context (guidance or announcement)Telework mandateCourts and public officesOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-053 | Press release: IDFPR Announces Measures to Assist Licensees and Education Providers During the COVID-19 Pandemic (five variances: renewals due Mar. 1-July 31, 2020 extended to Sept. 30, 2020; CE deadlines extended; live-attendance requirement waived; massage-school online instruction; cosmetology-school online theory above the 10 percent limit)Illinois Department of Financial and Professional Regulation Announces Measures to Assist Licensees and Education Providers During the… | Illinois Department of Financial and Professional Regulation, Secretary Deborah Hagan | Illinois; Department of Financial and Professional Regulation (Division of Professional Regulation and Division of Real Estate)Sector regulator | Mar. 18, 2020 | 2020 Q22020 Q3 | Schools and child careOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-054 | Division of Professional Regulation Variances (Mar. 20, 2020; 13 pages): renewal extension, CE extension, live-attendance waiver, massage-school and cosmetology-school online instructionDPR Variances (Mar. 20, 2020) | IDFPR Division of Professional Regulation | Illinois; IDFPR Division of Professional RegulationSector regulator | Mar. 20, 2020 | 2020 Q22020 Q3 | Schools and child careOther | Confirmed from a secondary source | |
| Ex. AGY-ST-TRADE-BOARDS-065 | Coronavirus - Child Care page (archived Apr. 2, 2020): list of child care providers 'approved to operate during the COVID-19 public health emergency' for personnel in life-sustaining positionsChild Care Centers - providers approved to operate during the COVID-19 public health emergency | Pennsylvania DHS / OCDEL | Pennsylvania; Department of Human Services, Office of Child Development and Early Learning (child-care licensing)Sector regulator | Mar. 17, 2020 | 2020 Q2 | Context (guidance or announcement)Business closureSchools and child careOther | Primary source read | |
| Ex. PA-083 | DHS Coronavirus - Child Care page: list of child care providers approved by waiver to operate during the closure (archived Mar. 29, 2020)Coronavirus (COVID-19) - Child Care (Child Care Centers approved to operate) | Department of Human Services, Office of Child Development and Early Learning (OCDEL) | PennsylvaniaSector regulator | Mar. 29, 2020 | 2020 Q2 | Business closureSchools and child care | Primary source read | |
| Ex. IA-071 | Regulatory Guidance for Working from Residence or Other Company Designated LocationGuidance allowing licensed mortgage bankers, brokers, servicers and loan originators, regulated and industrial loan licensees, delayed… | Iowa Division of Banking (Finance Bureau Chief Rodney Reed) | IowaSector regulator | Mar. 18, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. NJ-104 | Department of Banking and Insurance Bulletin No. 20-06No-action position regarding temporarily working from home due to COVID-19 (branch office licensure for mortgage lenders, brokers, loan… | Marlene Caride, Commissioner of Banking and Insurance | New JerseySector regulator | Mar. 19, 2020 | 2020 Q22020 Q32020 Q4 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-064 | Temporary Licensing Order, Case Number 2020-CDS-007Temporary Relief for Registrants Affected by the COVID-19 Outbreak | Tung Chan, Securities Commissioner | Colorado; Division of Securities, Department of Regulatory Agencies (State securities regulator)Sector regulator | Mar. 20, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-088 | Bulletin 2020-08-INSTemporary Regulatory Flexibility Re: COVID-19 | Anita G. Fox, Director | Michigan; Department of Insurance and Financial ServicesSector regulator | Mar. 20, 2020 | 2020 Q22020 Q32020 Q4 | Context (guidance or announcement)Telework mandateGathering capOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-015 | COVID-19 - Effects on CSLB Services (web page as of Mar. 20-22, 2020)COVID-19 - Effects on CSLB Services | Contractors State License Board | California; Contractors State License BoardSector regulator | Mar. 20, 2020 | 2020 Q2 | Context (guidance or announcement)Telework mandateCourts and public officesOther | Primary source read | |
| Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-067 | Duluth Seaway Port Authority notice, Mar. 19, 2020: 'IMPORTANT NOTICE ON COVID-19 AND OFFICE CLOSURE - As of MARCH 21, The Duluth Seaway Port Authority Office will be closed in response to the Coronavirus'Important Notice on COVID-19 and Office Closure (office closed as of March 21, 2020) | Duluth Seaway Port Authority | Minnesota (Duluth; Port of Duluth-Superior)Sector regulator | Mar. 19, 2020 | 2020 Q2 | Context (guidance or announcement)Business closureTelework mandate | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-024 | Bulletin No. 20-11COVID-19 State of Emergency: Remote Claim Handling | Insurance Commissioner | Maryland; Maryland Insurance AdministrationSector regulator | Mar. 23, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateWorkplace rules | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-060 | Emergency Order: Temporary Relief for Registrants Affected by the COVID-19 OutbreakEmergency Order granting temporary relief to displaced broker-dealers, investment advisers and their agents and representatives | Commissioner of Securities (State Auditor J.B. McCuskey) | West Virginia; Securities Commission, Office of the State Auditor (State securities regulator)Sector regulator | Mar. 23, 2020 | 2020 Q22020 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-063 | Memorandum to registrants of March 24, 2020Regarding the ongoing developments related to the coronavirus (COVID-19) situation (Division operations; telework; remote examinations) | Benjamin Schrope, Interim Director, Securities Division | New Mexico; Securities Division, Regulation and Licensing Department (State securities regulator)Sector regulator | Mar. 24, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-069 | Temporary No-Action Relief for Registrants Affected by the COVID-19 Outbreak (announcement of March 24, 2020)Temporary No-action Relief for Registrants Affected by the COVID-19 Outbreak | Washington State Department of Financial Institutions, Securities Division | Washington; Department of Financial Institutions, Securities Division (State securities regulator)Sector regulator | Mar. 24, 2020 | 2020 Q22020 Q32020 Q4 | Context (guidance or announcement)Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-079 | Bulletin 2020-11-BT/CF/CUExecutive Order 2020-21: Essential Financial Services | Anita G. Fox, Director, Department of Insurance and Financial Services | Michigan; Department of Insurance and Financial Services (State banking, credit union, consumer finance and insurance regulator)Sector regulator | Mar. 30, 2020 | 2020 Q2 | Stay-at-homeBusiness closureTelework mandateWorkplace rules | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-089 | Bulletin 2020-12-INSExecutive Order 2020-21 (application to insurance entities) | Anita G. Fox, Director | Michigan; Department of Insurance and Financial ServicesSector regulator | Mar. 30, 2020 | 2020 Q2 | Stay-at-homeBusiness closureTelework mandateWorkplace rules | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-016 | Industry Bulletin 20-08: Contractors State License Board Provides COVID-19 Service Update and Answers to Frequently Asked QuestionsCSLB #20-08 (Mar. 24, 2020) | Contractors State License Board | California; Contractors State License BoardSector regulator | Mar. 24, 2020 | 2020 Q2 | Context (guidance or announcement)Telework mandateCourts and public officesOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-021 | DPOR 'Novel Coronavirus (COVID-19) Information and Resources' page (Governor Northam orders statewide closure of certain non-essential businesses; DPOR-regulated businesses that must close; offices closed; waivers; examination services updates), as archived Apr. 4, 2020Novel Coronavirus (COVID-19) Information and Resources | Virginia DPOR | Virginia; Department of Professional and Occupational Regulation (DPOR) and its eighteen regulatory boardsSector regulator | Mar. 24, 2020 | 2020 Q2 | Business closureTelework mandateCourts and public officesOther | Primary source read | |