Skip to content
The COVID Project

The Record

The Orders Library

13,511 instruments indexed by The COVID Project: the orders of the fifty States and the District, forty metros, the federal layer and the agencies; the standing duties; the organizers' notices; the legal authorities. Filter by kind, State, limitation type, quarter and more; open the exhibit; download what you find.

Results

The COVID Projectcovidproject.com/library
149 instruments · showing 1–25
Download
ExhibitInstrumentIssuerJurisdictionIssuedQuartersLimitationsGradeFile
Ex. AGY-FED-FINANCIAL-074FINRA Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory ReliefFINRAUnited States; Financial Industry Regulatory Authority (self-regulatory organization registered under Exchange Act § 15A, 15 U.S.C. § 78o-3, subject to SEC oversight)Sector regulatorMar. 9, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Context (guidance or announcement)Telework mandateWorkplace rulesOtherPrimary source read
Ex. SEC-13-028Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory ReliefFinancial Industry Regulatory Authority (self-regulatory organization under SEC oversight)United StatesSector regulatorMar. 9, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Telework mandateOtherPrimary source read
Ex. AGY-ST-TRADE-BOARDS-007Press release: TDLR Takes Action in Response to COVID-19 Threat (temporary distance education; cancellation of licensed combative sports events; advisory board meetings cancelled)TDLR Takes Action in Response to COVID-19 Threat: Agency Approves Temporary Distance Learning, Cancels Events and MeetingsTexas Department of Licensing and Regulation (Executive Director Brian E. Francis)Texas; Texas Department of Licensing and RegulationSector regulatorMar. 13, 20202020 Q22020 Q3Context (guidance or announcement)Gathering capSchools and child careEvents and venuesOtherPrimary source read
Ex. AGY-ST-TRADE-BOARDS-024Temporary Waiver of Regulations that Prohibit or Limit Online, Electronic, or Distance Theoretical Instruction (effective Mar. 13, 2020; amended May 27, 2020)Temporary Waiver of Regulations that Prohibit or Limit Online, Electronic, or Distance Theoretical InstructionDPOR Director Mary Broz-VaughanVirginia; DPOR (all regulatory boards, including the Board for Barbers and Cosmetology)Sector regulatorMar. 13, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Schools and child careOtherPrimary source read
Ex. DC-083OSSE, Child Care Provider Closures and Public Funding (issued March 13, 2020)Child Care Provider Closures and Public FundingOffice of the State Superintendent of Education (OSSE)District of ColumbiaSector regulatorMar. 13, 20202020 Q2Business closureSchools and child carePrimary source read
Ex. FL-083Informational Memorandum OIR-20-03MGuidance for Business Continuity and Continuity of Operations PlansOffice of Insurance Regulation, Commissioner David AltmaierFloridaSector regulatorMar. 16, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Telework mandateWorkplace rulesPrimary source read
Ex. AGY-ST-TRADE-BOARDS-008Press release: TDLR moving employees to remote work in response to COVID-19 (customer service lobby closed to the public; PSI practical exams unavailable in Amarillo and McAllen; reduced seats at other centers)TDLR moving employees to remote work in response to COVID-19Texas Department of Licensing and RegulationTexas; Texas Department of Licensing and RegulationSector regulatorMar. 17, 20202020 Q2Context (guidance or announcement)Telework mandateCourts and public officesOtherPrimary source read
Ex. AGY-ST-TRADE-BOARDS-053Press release: IDFPR Announces Measures to Assist Licensees and Education Providers During the COVID-19 Pandemic (five variances: renewals due Mar. 1-July 31, 2020 extended to Sept. 30, 2020; CE deadlines extended; live-attendance requirement waived; massage-school online instruction; cosmetology-school online theory above the 10 percent limit)Illinois Department of Financial and Professional Regulation Announces Measures to Assist Licensees and Education Providers During the…Illinois Department of Financial and Professional Regulation, Secretary Deborah HaganIllinois; Department of Financial and Professional Regulation (Division of Professional Regulation and Division of Real Estate)Sector regulatorMar. 18, 20202020 Q22020 Q3Schools and child careOtherPrimary source read
Ex. AGY-ST-TRADE-BOARDS-054Division of Professional Regulation Variances (Mar. 20, 2020; 13 pages): renewal extension, CE extension, live-attendance waiver, massage-school and cosmetology-school online instructionDPR Variances (Mar. 20, 2020)IDFPR Division of Professional RegulationIllinois; IDFPR Division of Professional RegulationSector regulatorMar. 20, 20202020 Q22020 Q3Schools and child careOtherConfirmed from a secondary source
Ex. AGY-ST-TRADE-BOARDS-065Coronavirus - Child Care page (archived Apr. 2, 2020): list of child care providers 'approved to operate during the COVID-19 public health emergency' for personnel in life-sustaining positionsChild Care Centers - providers approved to operate during the COVID-19 public health emergencyPennsylvania DHS / OCDELPennsylvania; Department of Human Services, Office of Child Development and Early Learning (child-care licensing)Sector regulatorMar. 17, 20202020 Q2Context (guidance or announcement)Business closureSchools and child careOtherPrimary source read
Ex. PA-083DHS Coronavirus - Child Care page: list of child care providers approved by waiver to operate during the closure (archived Mar. 29, 2020)Coronavirus (COVID-19) - Child Care (Child Care Centers approved to operate)Department of Human Services, Office of Child Development and Early Learning (OCDEL)PennsylvaniaSector regulatorMar. 29, 20202020 Q2Business closureSchools and child carePrimary source read
Ex. IA-071Regulatory Guidance for Working from Residence or Other Company Designated LocationGuidance allowing licensed mortgage bankers, brokers, servicers and loan originators, regulated and industrial loan licensees, delayed…Iowa Division of Banking (Finance Bureau Chief Rodney Reed)IowaSector regulatorMar. 18, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Telework mandateOtherPrimary source read
Ex. NJ-104Department of Banking and Insurance Bulletin No. 20-06No-action position regarding temporarily working from home due to COVID-19 (branch office licensure for mortgage lenders, brokers, loan…Marlene Caride, Commissioner of Banking and InsuranceNew JerseySector regulatorMar. 19, 20202020 Q22020 Q32020 Q4Telework mandateOtherPrimary source read
Ex. AGY-ST-INSURANCE-BANKING-064Temporary Licensing Order, Case Number 2020-CDS-007Temporary Relief for Registrants Affected by the COVID-19 OutbreakTung Chan, Securities CommissionerColorado; Division of Securities, Department of Regulatory Agencies (State securities regulator)Sector regulatorMar. 20, 20202020 Q2Telework mandateOtherPrimary source read
Ex. AGY-ST-INSURANCE-BANKING-088Bulletin 2020-08-INSTemporary Regulatory Flexibility Re: COVID-19Anita G. Fox, DirectorMichigan; Department of Insurance and Financial ServicesSector regulatorMar. 20, 20202020 Q22020 Q32020 Q4Context (guidance or announcement)Telework mandateGathering capOtherPrimary source read
Ex. AGY-ST-TRADE-BOARDS-015COVID-19 - Effects on CSLB Services (web page as of Mar. 20-22, 2020)COVID-19 - Effects on CSLB ServicesContractors State License BoardCalifornia; Contractors State License BoardSector regulatorMar. 20, 20202020 Q2Context (guidance or announcement)Telework mandateCourts and public officesOtherPrimary source read
Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-067Duluth Seaway Port Authority notice, Mar. 19, 2020: 'IMPORTANT NOTICE ON COVID-19 AND OFFICE CLOSURE - As of MARCH 21, The Duluth Seaway Port Authority Office will be closed in response to the Coronavirus'Important Notice on COVID-19 and Office Closure (office closed as of March 21, 2020)Duluth Seaway Port AuthorityMinnesota (Duluth; Port of Duluth-Superior)Sector regulatorMar. 19, 20202020 Q2Context (guidance or announcement)Business closureTelework mandatePrimary source read
Ex. AGY-ST-INSURANCE-BANKING-024Bulletin No. 20-11COVID-19 State of Emergency: Remote Claim HandlingInsurance CommissionerMaryland; Maryland Insurance AdministrationSector regulatorMar. 23, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Context (guidance or announcement)Telework mandateWorkplace rulesPrimary source read
Ex. AGY-ST-INSURANCE-BANKING-060Emergency Order: Temporary Relief for Registrants Affected by the COVID-19 OutbreakEmergency Order granting temporary relief to displaced broker-dealers, investment advisers and their agents and representativesCommissioner of Securities (State Auditor J.B. McCuskey)West Virginia; Securities Commission, Office of the State Auditor (State securities regulator)Sector regulatorMar. 23, 20202020 Q22020 Q3Telework mandateOtherPrimary source read
Ex. AGY-ST-INSURANCE-BANKING-063Memorandum to registrants of March 24, 2020Regarding the ongoing developments related to the coronavirus (COVID-19) situation (Division operations; telework; remote examinations)Benjamin Schrope, Interim Director, Securities DivisionNew Mexico; Securities Division, Regulation and Licensing Department (State securities regulator)Sector regulatorMar. 24, 20202020 Q2Telework mandateOtherPrimary source read
Ex. AGY-ST-INSURANCE-BANKING-069Temporary No-Action Relief for Registrants Affected by the COVID-19 Outbreak (announcement of March 24, 2020)Temporary No-action Relief for Registrants Affected by the COVID-19 OutbreakWashington State Department of Financial Institutions, Securities DivisionWashington; Department of Financial Institutions, Securities Division (State securities regulator)Sector regulatorMar. 24, 20202020 Q22020 Q32020 Q4Context (guidance or announcement)Telework mandateOtherPrimary source read
Ex. AGY-ST-INSURANCE-BANKING-079Bulletin 2020-11-BT/CF/CUExecutive Order 2020-21: Essential Financial ServicesAnita G. Fox, Director, Department of Insurance and Financial ServicesMichigan; Department of Insurance and Financial Services (State banking, credit union, consumer finance and insurance regulator)Sector regulatorMar. 30, 20202020 Q2Stay-at-homeBusiness closureTelework mandateWorkplace rulesPrimary source read
Ex. AGY-ST-INSURANCE-BANKING-089Bulletin 2020-12-INSExecutive Order 2020-21 (application to insurance entities)Anita G. Fox, DirectorMichigan; Department of Insurance and Financial ServicesSector regulatorMar. 30, 20202020 Q2Stay-at-homeBusiness closureTelework mandateWorkplace rulesPrimary source read
Ex. AGY-ST-TRADE-BOARDS-016Industry Bulletin 20-08: Contractors State License Board Provides COVID-19 Service Update and Answers to Frequently Asked QuestionsCSLB #20-08 (Mar. 24, 2020)Contractors State License BoardCalifornia; Contractors State License BoardSector regulatorMar. 24, 20202020 Q2Context (guidance or announcement)Telework mandateCourts and public officesOtherPrimary source read
Ex. AGY-ST-TRADE-BOARDS-021DPOR 'Novel Coronavirus (COVID-19) Information and Resources' page (Governor Northam orders statewide closure of certain non-essential businesses; DPOR-regulated businesses that must close; offices closed; waivers; examination services updates), as archived Apr. 4, 2020Novel Coronavirus (COVID-19) Information and ResourcesVirginia DPORVirginia; Department of Professional and Occupational Regulation (DPOR) and its eighteen regulatory boardsSector regulatorMar. 24, 20202020 Q2Business closureTelework mandateCourts and public officesOtherPrimary source read