| Ex. SEC-09-018 | Directive DIR 2021-01 (CPL-03), National Emphasis Program - Coronavirus Disease 2019 (COVID-19)OSHA COVID-19 National Emphasis Program | Occupational Safety and Health Administration | United StatesFederal | Mar. 12, 2021 | 2021 Q12021 Q22021 Q3 | Workplace rules | Primary source read | |
| Ex. SEC-09-019 | Directive DIR 2021-03 (CPL 03), Revised National Emphasis Program - Coronavirus Disease 2019 (COVID-19)OSHA Revised COVID-19 NEP | Occupational Safety and Health Administration | United StatesFederal | July 7, 2021 | 2021 Q3 | Workplace rules | Primary source read | |
| Ex. SEC-09-020 | OSHA Alert 4000-03R 2021, COVID-19 Guidance for Construction Workers (original alert April 2020)OSHA construction alert | Occupational Safety and Health Administration | United StatesFederal | Mar. 1, 2021 | | Other | Primary source read | |
| Ex. SEC-09-043 | 16VAC25-220, Final Permanent Standard for Infectious Disease Prevention of the SARS-CoV-2 Virus That Causes COVID-19Virginia Permanent COVID-19 Standard | Virginia Safety and Health Codes Board | VirginiaSector regulator | Jan. 13, 2021 | 2021 Q12021 Q22021 Q3 | Face-covering requirementWorkplace rulesQuarantine and isolation | Primary source read | |
| Ex. SEC-09-047 | Model Airborne Infectious Disease Exposure Prevention Plan for Construction Industry (P765B)NY HERO Act construction industry model plan | New York State Department of Labor | New YorkState | July 6, 2021 | 2021 Q3 | Face-covering requirementWorkplace rulesQuarantine and isolation | Primary source read | |
| Ex. SEC-09-048 | COVID-19 Prevention Emergency Temporary Standards, 8 CCR ss. 3205-3205.4, text as readopted with amendments (Board consideration June 17, 2021)Cal/OSHA ETS readoption text (June 17, 2021) | Occupational Safety and Health Standards Board | CaliforniaSector regulator | June 17, 2021 | 2021 Q22021 Q3 | Face-covering requirementWorkplace rulesVaccination or testingQuarantine and isolation | Primary source read | |
| Ex. SEC-09-GM-006 | OSHA, National Safety Stand-Down to Prevent Falls in Construction: Postponed due to COVID-19 (page as captured May 14, 2020, citing the OSHA Trade Release of Mar. 27, 2020)OSHA National Safety Stand-Down to Prevent Falls in Construction (annual nationwide week of employer-led safety meetings) | Occupational Safety and Health Administration, U.S. Department of Labor (with NIOSH and CPWR) | Nationwide (every participating job site), USOrganizer | Mar. 27, 2020 | 2020 Q2 | Organizer notice | Primary source read | |
| Ex. SEC-10-039 | Title 8, California Code of Regulations, § 3205 COVID-19 Prevention (DIR page as archived June 23, 2021, linking the June 17, 2021 readoption text)§ 3205. COVID-19 Prevention (dir.ca.gov/title8/3205.html) | Cal/OSHA; Occupational Safety and Health Standards Board (DIR title 8 page) | CaliforniaSector regulator | Nov. 30, 2020 | 2020 Q42021 Q12021 Q22021 Q3 | Face-covering requirementWorkplace rulesQuarantine and isolation | Primary source read | |
| Ex. SEC-10-041 | COVID-19 Prevention Emergency Temporary Standards, 8 CCR §§ 3205, 3205.1, 3205.2, 3205.3, 3205.4, readoption approved text (June 17, 2021)Title 8, §§ 3205-3205.4, COVID-19 Prevention (readopted June 17, 2021) | Occupational Safety and Health Standards Board; Cal/OSHA | CaliforniaSector regulator | June 17, 2021 | 2021 Q22021 Q3 | Face-covering requirementWorkplace rulesQuarantine and isolation | Primary source read | |
| Ex. SEC-10-042 | 16VAC25-220, Emergency Temporary Standard, Infectious Disease Prevention: SARS-CoV-2 Virus That Causes COVID-1916VAC25-220 ETS (adopted July 15, 2020; effective July 27, 2020) | Virginia Safety and Health Codes Board; Department of Labor and Industry | VirginiaSector regulator | July 27, 2020 | 2020 Q32020 Q42021 Q1 | Face-covering requirementWorkplace rulesQuarantine and isolation | Primary source read | |
| Ex. SEC-10-043 | 16VAC25-220, Final Permanent Standard for Infectious Disease Prevention of the SARS-CoV-2 Virus That Causes COVID-19 (chapter text as of Sept. 28, 2021, with derivation and amendment history)16VAC25-220 (Va. Reg. vol. 37, issue 13, eff. Jan. 27, 2021; amended vol. 38, issue 3, eff. Sept. 8, 2021) | Virginia Safety and Health Codes Board | VirginiaSector regulator | Jan. 27, 2021 | 2021 Q12021 Q22021 Q3 | Face-covering requirementWorkplace rulesQuarantine and isolation | Primary source read | |
| Ex. SEC-10-046 | Sector-Specific Workplace Safety Standards for Manufacturing to Address COVID-19 (Phase I), with checklistSafety Standards and Checklist: Manufacturing (mass.gov, May 18, 2020) | Governor Charles D. Baker; Department of Public Health; Executive Office of Housing and Economic Development | MassachusettsState | May 18, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Capacity limitFace-covering requirementWorkplace rules | Primary source read | |
| Ex. SEC-10-048 | Director's Stay Safe Ohio OrderDirector's Stay Safe Ohio Order (Apr. 30, 2020): reopening of manufacturing, distribution and construction (May 4), general office (May 4)… | Dr. Amy Acton, Director, Ohio Department of Health | OhioState | Apr. 30, 2020 | 2020 Q2 | Stay-at-homeBusiness closureGathering capFace-covering requirementWorkplace rules | Confirmed from a secondary source | |
| Ex. SEC-10-051 | Healthy at Work Requirements for Manufacturing, Distribution, and Supply Chain Businesses, Version 1.2Requirements for Manufacturing, Distribution, and Supply Chain Businesses (effective May 11, 2020) | Cabinet for Health and Family Services; Governor (Healthy at Work) | KentuckyState | May 11, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Capacity limitFace-covering requirementWorkplace rules | Primary source read | |
| Ex. SEC-11-027 | COVID-19 Prevention Emergency Temporary Standards, 8 C.C.R. §§ 3205-3205.4 (approved text)COVID-19 Prevention (Title 8, Division 1, Chapter 4, Subchapter 7, §§ 3205, 3205.1, 3205.2, 3205.3, 3205.4) | California Occupational Safety and Health Standards Board (Cal/OSHA) | CaliforniaSector regulator | Nov. 30, 2020 | 2020 Q42021 Q12021 Q22021 Q3 | Face-covering requirementWorkplace rulesQuarantine and isolationOther | Primary source read | |
| Ex. SEC-12-059 | MIOSHA Emergency Rules, Coronavirus Disease 2019 (COVID-19)Emergency Rules: Coronavirus Disease 2019 (COVID-19) | Michigan Occupational Safety and Health Administration (Department of Labor and Economic Opportunity), Director Sean Egan | MichiganSector regulator | Oct. 14, 2020 | 2020 Q42021 Q12021 Q2 | Telework mandateFace-covering requirementWorkplace rules | Primary source read | |
| Ex. SEC-12-063 | 16VAC25-220, Emergency Temporary Standard, Infectious Disease Prevention: SARS-CoV-2 Virus That Causes COVID-19Virginia COVID-19 Emergency Temporary Standard (adopted July 15, 2020; effective July 27, 2020) | Virginia Safety and Health Codes Board; Department of Labor and Industry (VOSH) | VirginiaSector regulator | July 15, 2020 | 2020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateFace-covering requirementWorkplace rulesQuarantine and isolation | Primary source read | |
| Ex. SEC-12-065 | Oregon OSHA Administrative Order 3-2020: Temporary Rule OAR 437-001-0744, Addressing COVID-19 Workplace RisksTemporary Rule Addressing COVID-19 Workplace Risks (all workplaces) | Oregon Occupational Safety and Health Division (Oregon OSHA), Administrator Michael Wood | OregonSector regulator | Nov. 6, 2020 | 2020 Q42021 Q12021 Q2 | Face-covering requirementWorkplace rules | Primary source read | |
| Ex. SEC-12-067 | NY HERO Act: Airborne Infectious Disease Exposure Prevention Standard and Model Plans (July 6, 2021); designation of COVID-19 as a highly contagious communicable disease (Sept. 6, 2021)NYS HERO Act - Protecting Workers from Airborne Disease (DOL page as of Sept. 10, 2021) | New York State Department of Labor; Commissioner of Health (designation); Governor Kathy Hochul | New YorkState | Sept. 6, 2021 | 2021 Q3 | Face-covering requirementWorkplace rulesQuarantine and isolation | Primary source read | |
| Ex. SEC-13-022 | FAQs About COBRA Premium Assistance Under the American Rescue Plan Act of 2021 (with ARPA sec. 9501)FAQs About COBRA Premium Assistance Under the American Rescue Plan Act of 2021 | Department of Labor, EBSA (implementing ARPA sec. 9501, Pub. L. 117-2) | United StatesFederal | Apr. 7, 2021 | 2021 Q22021 Q3 | Other | Primary source read | |
| Ex. SEC-13-GM-026 | Office of the Comptroller of the Currency, interim final rule, Director, Shareholder, and Member Meetings, 85 Fed. Reg. 31943 (May 28, 2020) (RIN 1557-AE94), effective May 28, 2020 (same instrument as Ex. AGY-FED-FINANCIAL-020)Annual and special meetings of shareholders of national banks, federal savings associations, State banks and bank holding companies (class) | each institution's board, under the OCC's rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules | every State (headquarters, branches, hotels), ALLOrganizer | May 28, 2020 | 2020 Q2 | Organizer notice | Primary source read | |
| Ex. SEC-13-GM-027 | ABA Banking Journal, 'OCC Rule Clarifies Virtual Meeting Options for National Banks, Federal Thrifts' (May 27, 2020)Annual and special meetings of shareholders of national banks, federal savings associations, State banks and bank holding companies (class) | each institution's board, under the OCC's rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules | every State (headquarters, branches, hotels), ALLOrganizer | May 27, 2020 | 2020 Q2 | Organizer notice | Confirmed from a secondary source | |
| Ex. SEC-13-GM-029 | SEC Division of Corporation Finance and Division of Investment Management, Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (Mar. 13, 2020; updated Apr. 7, 2020) (same instrument as Ex. AGY-FED-FINANCIAL-053)Annual and special meetings of shareholders of national banks, federal savings associations, State banks and bank holding companies (class) | each institution's board, under the OCC's rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules | every State (headquarters, branches, hotels), ALLOrganizer | Apr. 7, 2020 | 2020 Q2 | Organizer notice | Primary source read | |
| Ex. SEC-13-GM-126 | SEC Division of Corporation Finance and Division of Investment Management, 'Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns' (Mar. 13, 2020, as updated Apr. 7, 2020): changes of date, time or location; 'virtual' and 'hybrid' meetings 'governed by state law, where permitted, and the issuer's governing documents' (second capture; see also SEC-13-GM-029)Annual and special meetings of shareholders of national banks, federal savings associations, State banks and bank holding companies (class) | each institution's board, under the OCC's rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules | every State (headquarters, branches, hotels), ALLOrganizer | Apr. 7, 2020 | 2020 Q2 | Organizer notice | Primary source read | |
| Ex. SEC-14-027 | Director's Stay at Home OrderDirector's Order that All Persons Stay at Home Unless Engaged in Essential Work or Activity | Amy Acton, M.D., Director, Ohio Department of Health | OhioState | Mar. 22, 2020 | 2020 Q2 | Stay-at-homeBusiness closureTelework mandateGathering capWorkplace rules | Primary source read | |