| Ex. AGY-TERRITORIES-105 | Notice 2021-20, Question and Answer 4Guidance on the Employee Retention Credit under Section 2301 of the CARES Act: Q&A-4, Are employers in U.S. Territories eligible for the… | Internal Revenue Service | United States - Internal Revenue Service (eligibility authority for territorial employers)Federal | Mar. 1, 2021 | | Other | Primary source read | |
| Ex. CT-065 | PURA order establishing a State of Emergency Utility Shut-off MoratoriumDocket No. 20-03-15, Emergency Petition of William Tong, Attorney General, for a Proceeding to Establish a State of Emergency Utility… | Public Utilities Regulatory Authority | ConnecticutSector regulator | Mar. 12, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. DUT-NV-003 | Nevada Revised Statutes chapter 414 (Emergency Management), NRS 414.010 to 414.360NRS Chapter 414 - Emergency Management (chapter page as published by the Nevada Legislature) | Nevada Legislature; powers exercised by the Governor and the Division of Emergency Management | NevadaState | Mar. 12, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Standing dutyEmergency declarationStanding dutyOther | Primary source read | |
| Ex. IA-070 | Notice to Bank Presidents and CEOs regarding temporary closure of branch offices (COVID-19)Guidance that State-chartered banks need no permission to close branches temporarily but must notify the Division, and may be authorized to… | Iowa Division of Banking | IowaSector regulator | Mar. 12, 2020 | 2020 Q2 | Other | Confirmed from a secondary source | |
| Ex. LA-055 | Emergency Rule 40 - Moratorium on Policy Cancellations and Non-Renewals for Policyholders in Louisiana during the Outbreak of Coronavirus Disease (COVID-19)Emergency Rule 40 (re-issued; original of March 26, 2020 rescinded) | Louisiana Department of Insurance, Office of the Commissioner (James J. Donelon) | LouisianaSector regulator | Mar. 27, 2020 | 2020 Q2 | Other | Primary source read | |
| Ex. MD-098 | Order of the Governor (Mar. 12, 2020) Extending Certain Licenses, Permits, RegistrationsExtending Certain Licenses, Permits, Registrations, and Other Governmental Authorizations, and Authorizing Suspension of Legal Time… | Governor Lawrence J. Hogan, Jr. | MarylandState | Mar. 12, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Courts and public officesOther | Primary source read | |
| Ex. ME-002 | Proclamation of Insurance EmergencyProclamation of Insurance Emergency | Governor Janet T. Mills | MaineState | Mar. 12, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Emergency declarationOther | Primary source read | |
| Ex. ME-076 | Bulletin 442Emergency Measures Responding to the Coronavirus Pandemic | Superintendent of Insurance Eric A. Cioppa, Bureau of Insurance | MaineSector regulator | Mar. 12, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. MET-SLC-021 | Salt Lake City Emergency Proclamation No. 2 of 2020Mayor's Exercise of Emergency Powers: Mass Gatherings prohibited; electronic public meetings; water service | Mayor Erin Mendenhall | Salt Lake City, UtahCity | Mar. 12, 2020 | 2020 Q22020 Q3 | Gathering capEvents and venuesOther | Primary source read | |
| Ex. MET-TPA-034 | An Order of the Mayor Initiating Certain Emergency Powers Pursuant to City Code Chapter 2 (Mar. 12, 2020)An Order of the Mayor Initiating Certain Emergency Powers Pursuant to City Code Chapter 2, Article VI | Mayor Rick Kriseman | City of St. Petersburg, FloridaCity | Mar. 12, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Emergency declarationOther | Primary source read | |
| Ex. AGY-AVIATION-SURFACE-073 | FRA Administrator's Declaration of Emergency Situation: Novel Coronavirus 2019 (COVID-19) (Mar. 13, 2020), Docket FRA-2020-0002 (as posted on the FRA website, updated Mar. 23, 2020)FRA Administrator's Declaration of Emergency Situation: Novel Coronavirus 2019 (COVID-19) | Federal Railroad Administration, Administrator Ronald L. Batory | United States (Federal Railroad Administration; all railroads)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Emergency declarationOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-003 | SR 20-4 / CA 20-3Supervisory Practices Regarding Financial Institutions Affected by Coronavirus | Board of Governors of the Federal Reserve System, Division of Supervision and Regulation and Division of Consumer and Community Affairs | United States; Board of Governors of the Federal Reserve System (federal)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Business closureOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-004 | OCC Bulletin 2020-15Pandemic Planning: Working With Customers Affected by Coronavirus and Regulatory Assistance | Office of the Comptroller of the Currency | United States; Office of the Comptroller of the Currency (federal)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Business closureOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-005 | FIL-17-2020Regulatory Relief: Working with Customers Affected by the Coronavirus | Federal Deposit Insurance Corporation | United States; Federal Deposit Insurance Corporation (federal)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Business closureOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-006 | Frequently Asked Questions for Financial Institutions Affected by the Coronavirus Disease 2019 (transmitted by FIL-18-2020, updated through 2020)Frequently Asked Questions for Financial Institutions Affected by the Coronavirus Disease 2019 (Referred to as COVID-19) | Federal Deposit Insurance Corporation | United States; Federal Deposit Insurance Corporation (federal)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Business closureOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-030 | Letter to Federal Credit Unions 20-FCU-02NCUA Actions Related to COVID-19 - Annual Meeting Flexibility | NCUA Chairman Rodney E. Hood | United States; National Credit Union Administration (federal)Federal | Mar. 1, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-051 | Investment Company Act Release No. 33817, Order Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement… | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 13, 2020 | 2020 Q2 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-052 | Investment Advisers Act Release No. 5463, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderOrder Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 13, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-053 | Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (issued March 13, 2020; updated April 7, 2020; further updated January 19, 2022)Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns | SEC Division of Corporation Finance | United States; Securities and Exchange Commission, Division of Corporation Finance (federal staff guidance)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-057 | Investment Company Act Release No. 33824, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Under Section 6(c) and Section 38(a) of the Investment Company Act Granting Exemptions from Specified Provisions and Commission… | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 25, 2020 | 2020 Q22020 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-058 | Investment Advisers Act Release No. 5469, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderOrder Under Section 206A of the Investment Advisers Act Granting Exemptions from Specified Provisions and Certain Rules Thereunder | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 25, 2020 | 2020 Q22020 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-064 | Investment Company Act Release No. 33897, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder [In-Person Board Relief]Order Extending the In-Person Board Meeting Relief for Registered Management Investment Companies and Business Development Companies | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | June 19, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-LANDS-SCIENCE-COURTS-003 | Memorandum, 'COVID-19 Implications for EPA's Enforcement and Compliance Assurance Program' (temporary policy)COVID-19 Implications for EPA's Enforcement and Compliance Assurance Program | Susan Parker Bodine, Assistant Administrator for Enforcement and Compliance Assurance | United States Environmental Protection Agency (nationwide)Federal | Mar. 26, 2020 | 2020 Q22020 Q3 | Workplace rulesOther | Primary source read | |
| Ex. AGY-LOCAL-DISTRICTS-AUTHORITIES-019 | News release, 'SMUD suspends power shutoffs for non-payment' (Mar. 13, 2020)Suspension of disconnections for non-payment, residential and commercial; reconnection of disconnected customers | SMUD (Board of Directors and CEO and General Manager Arlen Orchard) | Sacramento Municipal Utility District (SMUD), California (municipal utility district; Sacramento County and parts of Placer and Yolo Counties)County | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Context (guidance or announcement)Emergency declarationOther | Primary source read | |
| Ex. AGY-LOCAL-DISTRICTS-AUTHORITIES-071 | News release, 'City of Austin Utilities suspends disconnects amid COVID-19' (Mar. 13, 2020)Suspension of all utility disconnects for non-payment (electric, water, wastewater, solid waste) | City of Austin (Mayor Steve Adler; Austin Energy General Manager Jackie Sargent), under the Mayor's Declaration of Local Disaster of March 6, 2020 ratified by the City Council March 12, 2020 | City of Austin Utilities (Austin Energy; Austin Water), Texas (municipally owned utilities)City | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Emergency declarationOther | Primary source read | |