| Ex. AGY-ST-INSURANCE-BANKING-107 | Bulletin 2020-05COVID-19 Testing and Treatment: Out-of-Network Coverage | Jillian Froment, Superintendent of Insurance | Ohio; Department of InsuranceSector regulator | Mar. 20, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Context (guidance or announcement)Health care orders | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-014 | Commissioner's Bulletin # B-0007-20COVID-19: Claim-handling deadlines and premium payments | Commissioner of Insurance Kent Sullivan | Texas; Texas Department of InsuranceSector regulator | Mar. 23, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-024 | Bulletin No. 20-11COVID-19 State of Emergency: Remote Claim Handling | Insurance Commissioner | Maryland; Maryland Insurance AdministrationSector regulator | Mar. 23, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateWorkplace rules | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-056 | OCI Bulletin of March 23, 2020 (updated June 18, 2020)Coverage for Delivery Drivers for Restaurants during the COVID-19 Public Health Emergency | Mark V. Afable, Commissioner of Insurance | Wisconsin; Office of the Commissioner of InsuranceSector regulator | Mar. 23, 2020 | 2020 Q22020 Q3 | Context (guidance or announcement)Other | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-060 | Emergency Order: Temporary Relief for Registrants Affected by the COVID-19 OutbreakEmergency Order granting temporary relief to displaced broker-dealers, investment advisers and their agents and representatives | Commissioner of Securities (State Auditor J.B. McCuskey) | West Virginia; Securities Commission, Office of the State Auditor (State securities regulator)Sector regulator | Mar. 23, 2020 | 2020 Q22020 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-084 | Industry Notice 2020-04Treasury Memo Designates Financial Services Sector Essential Critical Infrastructure Workers | Charles G. Cooper, Banking Commissioner | Texas; Texas Department of BankingSector regulator | Mar. 23, 2020 | 2020 Q2 | Context (guidance or announcement)Stay-at-homeOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-101 | Bulletin 2020-05Flexibility in the Issuance and Administration of Insurance during COVID-19 (Coronavirus) Public Health Crisis | Gary D. Anderson, Commissioner of Insurance | Massachusetts; Division of InsuranceSector regulator | Mar. 23, 2020 | 2020 Q22020 Q32020 Q4 | Context (guidance or announcement)Other | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-015 | Commissioner's Bulletin # B-0008-20COVID-19: Suspension of certain licensing requirements and fees | Commissioner of Insurance | Texas; Texas Department of InsuranceSector regulator | Mar. 24, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Other | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-063 | Memorandum to registrants of March 24, 2020Regarding the ongoing developments related to the coronavirus (COVID-19) situation (Division operations; telework; remote examinations) | Benjamin Schrope, Interim Director, Securities Division | New Mexico; Securities Division, Regulation and Licensing Department (State securities regulator)Sector regulator | Mar. 24, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-069 | Temporary No-Action Relief for Registrants Affected by the COVID-19 Outbreak (announcement of March 24, 2020)Temporary No-action Relief for Registrants Affected by the COVID-19 Outbreak | Washington State Department of Financial Institutions, Securities Division | Washington; Department of Financial Institutions, Securities Division (State securities regulator)Sector regulator | Mar. 24, 2020 | 2020 Q22020 Q32020 Q4 | Context (guidance or announcement)Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-075 | Bulletin 2020-06Coverage for Individuals with Expired Driver Licenses | Superintendent of Insurance | Ohio; Department of InsuranceSector regulator | Mar. 24, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Courts and public officesOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-079 | Bulletin 2020-11-BT/CF/CUExecutive Order 2020-21: Essential Financial Services | Anita G. Fox, Director, Department of Insurance and Financial Services | Michigan; Department of Insurance and Financial Services (State banking, credit union, consumer finance and insurance regulator)Sector regulator | Mar. 30, 2020 | 2020 Q2 | Stay-at-homeBusiness closureTelework mandateWorkplace rules | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-089 | Bulletin 2020-12-INSExecutive Order 2020-21 (application to insurance entities) | Anita G. Fox, Director | Michigan; Department of Insurance and Financial ServicesSector regulator | Mar. 30, 2020 | 2020 Q2 | Stay-at-homeBusiness closureTelework mandateWorkplace rules | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-005 | Insurance Circular Letter No. 9 (2020)Coronavirus and Insurance Producer Licensing Requirements | Superintendent of Financial Services | New York; Department of Financial ServicesSector regulator | Mar. 25, 2020 | 2020 Q2 | Context (guidance or announcement)Other | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-016 | Commissioner's Bulletin # B-0010-20Coronavirus (COVID-19) - workers' compensation issues | Cassie Brown, Commissioner of Workers' Compensation | Texas; Texas Department of Insurance, Division of Workers' CompensationSector regulator | Mar. 25, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Health care ordersOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-065 | Order No. 2020-11, Order Addressing DisruptionsOrder Addressing Disruptions caused by the COVID-19 pandemic (temporary licensing exemption for displaced professionals; filing and delivery… | Judith M. Shaw, Securities Administrator | Maine; Office of Securities, Department of Professional and Financial Regulation (State securities regulator)Sector regulator | Mar. 25, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-039 | Bulletin Number IC-41Extension of Coverage for Personal Delivery Drivers During the Coronavirus (COVID-19) Pandemic | Andrew N. Mais, Insurance Commissioner | Connecticut; Connecticut Insurance DepartmentSector regulator | Mar. 26, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Context (guidance or announcement)Other | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-057 | OCI Bulletin of March 26, 2020Small Employer Coverage | Mark V. Afable, Commissioner of Insurance | Wisconsin; Office of the Commissioner of InsuranceSector regulator | Mar. 26, 2020 | 2020 Q22020 Q3 | Context (guidance or announcement)Other | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-017 | Commissioner's Bulletin # B-0012-20Coronavirus (COVID-19) - Suspension of Certain Provisions of the Labor Code and DWC Rules Related to Workers' Compensation | Cassie Brown, Commissioner of Workers' Compensation | Texas; Texas Department of Insurance, Division of Workers' CompensationSector regulator | Mar. 27, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-018 | Commissioner's Bulletin # B-0015-20COVID-19: Claim-submission deadlines | Commissioner of Insurance | Texas; Texas Department of InsuranceSector regulator | Mar. 27, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-035 | Industry Advisory of March 27, 2020Guidance Regarding Consumer Credit: Borrowers Impacted by the COVID-19 Health Emergency | Commissioner of Financial Regulation | Maryland; Office of the Commissioner of Financial RegulationSector regulator | Mar. 27, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Other | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-061 | Order Adopting Measures Granting Temporary Relief to Registrants Affected by the COVID-19 OutbreakOrder Adopting Measures Granting Temporary Relief to Registrants Affected by the COVID-19 Outbreak | Investor Protection Director, Delaware Department of Justice | Delaware; Investor Protection Unit, Department of Justice (State securities regulator)Sector regulator | Mar. 27, 2020 | 2020 Q22020 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-025 | Bulletin No. 20-16Conducting Mobile Settlements | Insurance Commissioner | Maryland; Maryland Insurance AdministrationSector regulator | Mar. 30, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Courts and public officesOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-048 | Guidance to Broker-Dealers and Investment Advisers (dated March 30, 2020; file dated March 26, 2020)Guidance to Broker-Dealers and Investment Advisers: temporary relief during the COVID-19 emergency (including relief from FINRA Rule 1010(c)… | Manuel P. Alvarez, Commissioner of Business Oversight | California; Department of Business Oversight (State securities and financial regulator; renamed Department of Financial Protection and Innovation Sept. 29, 2020)Sector regulator | Mar. 30, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-085 | Industry Notice 2020-05Business Continuity Planning Considerations - COVID-19 | Charles G. Cooper, Banking Commissioner | Texas; Texas Department of BankingSector regulator | Mar. 30, 2020 | 2020 Q22020 Q3 | Context (guidance or announcement)Workplace rules | Primary source read | |