| Ex. AGY-FED-FINANCIAL-074 | FINRA Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | FINRA | United States; Financial Industry Regulatory Authority (self-regulatory organization registered under Exchange Act § 15A, 15 U.S.C. § 78o-3, subject to SEC oversight)Sector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. SEC-04-011 | QSO-20-16-HospiceGuidance for Infection Control and Prevention Concerning Coronavirus Disease 2019 (COVID-19) in Hospice Agencies | Centers for Medicare & Medicaid Services | United States (Medicare hospices)Sector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersWorkplace rules | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-001 | Insurance Circular Letter No. 5 (2020)Guidance to DFS Regulated Insurance Entities and Request for Assurance Relating to Operational and Financial Risk Arising from the Outbreak… | Linda A. Lacewell, Superintendent of Financial Services | New York; Department of Financial Services (State insurance and banking regulator)Sector regulator | Mar. 10, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Workplace rulesOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-007 | Industry Letter of March 10, 2020Guidance to New York State Regulated Institutions on Operational Risk Arising from the Outbreak of the Novel Coronavirus | Superintendent of Financial Services | New York; Department of Financial Services (banking division)Sector regulator | Mar. 10, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Workplace rulesOther | Primary source read | |
| Ex. SEC-04-010 | QSO-20-18-HHAGuidance for Infection Control and Prevention Concerning Coronavirus Disease 2019 (COVID-19) in Home Health Agencies (HHAs) | Centers for Medicare & Medicaid Services, Quality, Safety & Oversight Group | United States (Medicare- and Medicaid-participating home health agencies)Sector regulator | Mar. 10, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersWorkplace rules | Primary source read | |
| Ex. CO-002 | Notice of Public Health Order 20-20Restricting Visitors at All Colorado Skilled Nursing Facilities, Assisted Living Residences and Intermediate Care Facilities | Colorado Department of Public Health and Environment (CDPHE), Executive Director Jill Hunsaker Ryan | ColoradoSector regulator | Mar. 12, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersWorkplace rulesQuarantine and isolation | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-033 | Bulletin of March 13, 2020Coronavirus: COVID-19 - Emergency and Disaster Preparation Information for Maryland Licensed Mortgage Brokers, Lenders and Servicers | Antonio P. Salazar, Commissioner of Financial Regulation | Maryland; Office of the Commissioner of Financial Regulation, Department of Labor (State banking and mortgage regulator)Sector regulator | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Workplace rulesOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-083 | Industry Notice 2020-03 (with the Commissioner's Proclamation of March 16, 2020 authorizing emergency closings)Texas Department of Banking Provides Support and Guidance for Coronavirus Disease 2019 (COVID-19) | Charles G. Cooper, Banking Commissioner | Texas; Texas Department of Banking (State banking regulator)Sector regulator | Mar. 16, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Business closureWorkplace rulesOther | Primary source read | |
| Ex. FL-083 | Informational Memorandum OIR-20-03MGuidance for Business Continuity and Continuity of Operations Plans | Office of Insurance Regulation, Commissioner David Altmaier | FloridaSector regulator | Mar. 16, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateWorkplace rules | Primary source read | |
| Ex. WV-076 | Emergency Order 20-EO-02Insurers to accommodate premium collection, cancellations, nonrenewals and claim documentation; workers' compensation premium audits for… | Insurance Commissioner James A. Dodrill | West VirginiaSector regulator | Mar. 18, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Workplace rulesOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-034 | Industry Advisory of March 19, 2020Statement on Financial Institutions Working with Customers Affected by the Coronavirus and Regulatory Assistance | Commissioner of Financial Regulation | Maryland; Office of the Commissioner of Financial RegulationSector regulator | Mar. 19, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Business closureWorkplace rulesOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-068 | Further Guidance on COVID-19 - Lending, Operations, Borrowing, and ORE (March 19, 2020)Further Guidance on COVID-19 - Lending, Operations, Borrowing, and ORE | Mike Hill, Superintendent of Banks | Alabama; State Banking DepartmentSector regulator | Mar. 19, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Workplace rulesOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-024 | Bulletin No. 20-11COVID-19 State of Emergency: Remote Claim Handling | Insurance Commissioner | Maryland; Maryland Insurance AdministrationSector regulator | Mar. 23, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateWorkplace rules | Primary source read | |
| Ex. WV-077 | Emergency Order 20-EO-03Workers' compensation: claim-handling time standards suspended; no termination of temporary total disability for missed examinations or… | Insurance Commissioner James A. Dodrill | West VirginiaSector regulator | Mar. 23, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersWorkplace rulesOther | Primary source read | |
| Ex. KY-060 | DFI Guidance on Relief: Temporary Relief for Registrants Affected by the COVID-19 OutbreakRelief from physical-signature and in-person requirements for broker-dealers, investment advisers and their agents | Public Protection Cabinet, Department of Financial Institutions (Commissioner Charles A. Vice) | KentuckySector regulator | Mar. 24, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Workplace rulesOther | Primary source read | |
| Ex. PA-094 | Department of State summary: Pennsylvania Waives Certain Requirements for Cosmetologists and Barbers During COVID-19 EmergencyRegulation Waiver - Barbers and Cosmetologists (Mar. 26, 2020) | Department of State, BPOA / State Board of Cosmetology and State Board of Barber Examiners (suspension granted by Governor Wolf) | PennsylvaniaSector regulator | Mar. 26, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Workplace rulesOther | Primary source read | |
| Ex. HI-072 | Commissioner's Memorandum 2020-4A, Waivers of Certain Requirements for Insurers, Instructions, and GuidelinesInsurance Commissioner's Memorandum 2020-4A (COVID-19 accommodations not treated as unfair trade practices; virtual inspections; electronic… | Hawaii Insurance Commissioner Colin M. Hayashida | HawaiiSector regulator | Apr. 27, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Workplace rulesOther | Primary source read | |
| Ex. AL-083 | Dental Protocol for Return to Practice in Response to COVID-19 Mandates (Board opinion issued April 29, 2020; revised May 7, May 30 and June 11, 2020, February 11, 2021 and April 9, 2021)Return-to-practice protocol: teledentistry and pre-visit screening, temperature checks, masked escort, PPE and operatory rules, made a… | Board of Dental Examiners of Alabama | AlabamaSector regulator | Apr. 9, 2021 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersWorkplace rules | Primary source read | |
| Ex. RI-069 | 216-RICR-50-15-7 (emergency regulation, original filing)Safe Activities By Covered Entities During the COVID-19 Emergency | Rhode Island Department of Health (Director Nicole Alexander-Scott, M.D.) | Rhode IslandSector regulator | May 8, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Business closureCapacity limitFace-covering requirementWorkplace rules | Primary source read | |
| Ex. SEC-04-007 | QSO-20-29-NHInterim Final Rule Updating Requirements for Notification of Confirmed and Suspected COVID-19 Cases Among Residents and Staff in Nursing… | Centers for Medicare & Medicaid Services | United StatesSector regulator | May 6, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersWorkplace rules | Primary source read | |
| Ex. AGY-ST-LABOR-WORKPLACE-057 | Emergency rule WAC 296-307-16102, Additional requirements to protect occupants from 2019 novel coronavirus (COVID-19) exposure in temporary worker housing, CR-103E Rule-making Order AO20-09 (adopted May 13, 2020; effective May 18, 2020)CR-103E: temporary worker housing COVID-19 requirements (physical distancing, cohorts of 15, bunk spacing, isolation, cleaning, face… | Department of Labor and Industries (with the Department of Health) | Washington; Department of Labor and Industries with the Department of Health (joint temporary worker housing rule)Sector regulator | May 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Face-covering requirementWorkplace rulesQuarantine and isolationSupply chain | Primary source read | |
| Ex. AGY-ST-LABOR-WORKPLACE-079 | WAC 296-307-16102 (new section), text as adopted May 13, 2020 (AO20-09)WAC 296-307-16102 Additional requirements to protect occupants from 2019 novel coronavirus (COVID-19) exposure | Department of Labor and Industries | Washington; Department of Labor and Industries with the Department of HealthSector regulator | May 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Face-covering requirementWorkplace rulesQuarantine and isolation | Primary source read | |
| Ex. NJ-066 | Executive Directive No. 20-013 (Revised)COVID-19 testing at licensed long-term care facilities, assisted living residences, comprehensive personal care homes, residential health… | Judith M. Persichilli, Commissioner of Health | New JerseySector regulator | May 20, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersWorkplace rulesQuarantine and isolation | Primary source read | |
| Ex. AGY-ST-LABOR-WORKPLACE-050 | Emergency rule WAC 296-800-14035, 2019 novel coronavirus prohibited business activities and compliance with conditions for operations, CR-103E Rule-making Order AO20-10 (adopted May 26, 2020; effective immediately upon filing)CR-103E: WAC 296-800-14035 (original emergency adoption) | Department of Labor and Industries (Joel Sacks, Director) | Washington; Department of Labor and Industries, Division of Occupational Safety and Health (State-plan OSHA agency, statewide)Sector regulator | May 26, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Business closureCapacity limitGathering capFace-covering requirementWorkplace rules | Primary source read | |
| Ex. AGY-ST-LABOR-WORKPLACE-078 | WAC 296-800-14035 (new section), text as adopted May 26, 2020 (AO20-10)WAC 296-800-14035, 2019 Novel coronavirus prohibited business activities and compliance with conditions for operations | Department of Labor and Industries | Washington; Department of Labor and IndustriesSector regulator | May 26, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Business closureCapacity limitGathering capFace-covering requirementWorkplace rules | Primary source read | |