| Ex. AGY-FED-FINANCIAL-074 | FINRA Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | FINRA | United States; Financial Industry Regulatory Authority (self-regulatory organization registered under Exchange Act § 15A, 15 U.S.C. § 78o-3, subject to SEC oversight)Sector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. SEC-13-028 | Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | Financial Industry Regulatory Authority (self-regulatory organization under SEC oversight) | United StatesSector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. FL-083 | Informational Memorandum OIR-20-03MGuidance for Business Continuity and Continuity of Operations Plans | Office of Insurance Regulation, Commissioner David Altmaier | FloridaSector regulator | Mar. 16, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateWorkplace rules | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-008 | Press release: TDLR moving employees to remote work in response to COVID-19 (customer service lobby closed to the public; PSI practical exams unavailable in Amarillo and McAllen; reduced seats at other centers)TDLR moving employees to remote work in response to COVID-19 | Texas Department of Licensing and Regulation | Texas; Texas Department of Licensing and RegulationSector regulator | Mar. 17, 2020 | 2020 Q2 | Context (guidance or announcement)Telework mandateCourts and public officesOther | Primary source read | |
| Ex. IA-071 | Regulatory Guidance for Working from Residence or Other Company Designated LocationGuidance allowing licensed mortgage bankers, brokers, servicers and loan originators, regulated and industrial loan licensees, delayed… | Iowa Division of Banking (Finance Bureau Chief Rodney Reed) | IowaSector regulator | Mar. 18, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. NJ-104 | Department of Banking and Insurance Bulletin No. 20-06No-action position regarding temporarily working from home due to COVID-19 (branch office licensure for mortgage lenders, brokers, loan… | Marlene Caride, Commissioner of Banking and Insurance | New JerseySector regulator | Mar. 19, 2020 | 2020 Q22020 Q32020 Q4 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-064 | Temporary Licensing Order, Case Number 2020-CDS-007Temporary Relief for Registrants Affected by the COVID-19 Outbreak | Tung Chan, Securities Commissioner | Colorado; Division of Securities, Department of Regulatory Agencies (State securities regulator)Sector regulator | Mar. 20, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-088 | Bulletin 2020-08-INSTemporary Regulatory Flexibility Re: COVID-19 | Anita G. Fox, Director | Michigan; Department of Insurance and Financial ServicesSector regulator | Mar. 20, 2020 | 2020 Q22020 Q32020 Q4 | Context (guidance or announcement)Telework mandateGathering capOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-015 | COVID-19 - Effects on CSLB Services (web page as of Mar. 20-22, 2020)COVID-19 - Effects on CSLB Services | Contractors State License Board | California; Contractors State License BoardSector regulator | Mar. 20, 2020 | 2020 Q2 | Context (guidance or announcement)Telework mandateCourts and public officesOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-056 | IDFPR Statement on Security Staff as Essential Operations (Mar. 25, 2020)Illinois Department of Financial and Professional Regulation Statement on Security Staff as Essential Operations | IDFPR, Secretary Deborah Hagan | Illinois; IDFPR Division of Professional Regulation (Private Detective, Private Alarm, Private Security, Fingerprint Vendor and Locksmith Board)Sector regulator | Mar. 25, 2020 | 2020 Q2 | Stay-at-homeBusiness closureOther | Primary source read | |
| Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-067 | Duluth Seaway Port Authority notice, Mar. 19, 2020: 'IMPORTANT NOTICE ON COVID-19 AND OFFICE CLOSURE - As of MARCH 21, The Duluth Seaway Port Authority Office will be closed in response to the Coronavirus'Important Notice on COVID-19 and Office Closure (office closed as of March 21, 2020) | Duluth Seaway Port Authority | Minnesota (Duluth; Port of Duluth-Superior)Sector regulator | Mar. 19, 2020 | 2020 Q2 | Context (guidance or announcement)Business closureTelework mandate | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-024 | Bulletin No. 20-11COVID-19 State of Emergency: Remote Claim Handling | Insurance Commissioner | Maryland; Maryland Insurance AdministrationSector regulator | Mar. 23, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateWorkplace rules | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-060 | Emergency Order: Temporary Relief for Registrants Affected by the COVID-19 OutbreakEmergency Order granting temporary relief to displaced broker-dealers, investment advisers and their agents and representatives | Commissioner of Securities (State Auditor J.B. McCuskey) | West Virginia; Securities Commission, Office of the State Auditor (State securities regulator)Sector regulator | Mar. 23, 2020 | 2020 Q22020 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-084 | Industry Notice 2020-04Treasury Memo Designates Financial Services Sector Essential Critical Infrastructure Workers | Charles G. Cooper, Banking Commissioner | Texas; Texas Department of BankingSector regulator | Mar. 23, 2020 | 2020 Q2 | Context (guidance or announcement)Stay-at-homeOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-063 | Memorandum to registrants of March 24, 2020Regarding the ongoing developments related to the coronavirus (COVID-19) situation (Division operations; telework; remote examinations) | Benjamin Schrope, Interim Director, Securities Division | New Mexico; Securities Division, Regulation and Licensing Department (State securities regulator)Sector regulator | Mar. 24, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-069 | Temporary No-Action Relief for Registrants Affected by the COVID-19 Outbreak (announcement of March 24, 2020)Temporary No-action Relief for Registrants Affected by the COVID-19 Outbreak | Washington State Department of Financial Institutions, Securities Division | Washington; Department of Financial Institutions, Securities Division (State securities regulator)Sector regulator | Mar. 24, 2020 | 2020 Q22020 Q32020 Q4 | Context (guidance or announcement)Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-079 | Bulletin 2020-11-BT/CF/CUExecutive Order 2020-21: Essential Financial Services | Anita G. Fox, Director, Department of Insurance and Financial Services | Michigan; Department of Insurance and Financial Services (State banking, credit union, consumer finance and insurance regulator)Sector regulator | Mar. 30, 2020 | 2020 Q2 | Stay-at-homeBusiness closureTelework mandateWorkplace rules | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-089 | Bulletin 2020-12-INSExecutive Order 2020-21 (application to insurance entities) | Anita G. Fox, Director | Michigan; Department of Insurance and Financial ServicesSector regulator | Mar. 30, 2020 | 2020 Q2 | Stay-at-homeBusiness closureTelework mandateWorkplace rules | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-016 | Industry Bulletin 20-08: Contractors State License Board Provides COVID-19 Service Update and Answers to Frequently Asked QuestionsCSLB #20-08 (Mar. 24, 2020) | Contractors State License Board | California; Contractors State License BoardSector regulator | Mar. 24, 2020 | 2020 Q2 | Context (guidance or announcement)Telework mandateCourts and public officesOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-021 | DPOR 'Novel Coronavirus (COVID-19) Information and Resources' page (Governor Northam orders statewide closure of certain non-essential businesses; DPOR-regulated businesses that must close; offices closed; waivers; examination services updates), as archived Apr. 4, 2020Novel Coronavirus (COVID-19) Information and Resources | Virginia DPOR | Virginia; Department of Professional and Occupational Regulation (DPOR) and its eighteen regulatory boardsSector regulator | Mar. 24, 2020 | 2020 Q2 | Business closureTelework mandateCourts and public officesOther | Primary source read | |
| Ex. CO-011 | Public Health Order 20-24Implementing Fifty Percent Reduction in Nonessential Business In-Person Work and Extreme Social Distancing | CDPHE, Executive Director Jill Hunsaker Ryan | ColoradoSector regulator | Mar. 22, 2020 | 2020 Q2 | Business closureTelework mandateWorkplace rules | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-065 | Order No. 2020-11, Order Addressing DisruptionsOrder Addressing Disruptions caused by the COVID-19 pandemic (temporary licensing exemption for displaced professionals; filing and delivery… | Judith M. Shaw, Securities Administrator | Maine; Office of Securities, Department of Professional and Financial Regulation (State securities regulator)Sector regulator | Mar. 25, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. FL-084 | Informational Memorandum OIR-20-04MContinued Guidance for Response to COVID-19 (leniency on premium payments; personal auto delivery use; virtual inspections; telework) | Office of Insurance Regulation, Commissioner David Altmaier | FloridaSector regulator | Mar. 25, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. ME-009 | FAQs: Business Closures, Executive Order Number 19 (V2)Governor's Executive Order Number 19 Issued March 24, 2020 FAQs | Office of the Governor / DECD | MaineSector regulator | Mar. 25, 2020 | 2020 Q2 | Business closureTelework mandate | Primary source read | |
| Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-061 | PCCA news release, Mar. 25, 2020: port continues normal operations under the Nueces County stay-at-home order; access limited to port employees and enumerated maritime classes; Administration Building closed until Apr. 6, 2020; all non-operational on-site personnel working from home since Mar. 20, 2020Port of Corpus Christi to Remain Open During Stay-at-Home Order | Port of Corpus Christi Authority (PCCA) | Texas (Port of Corpus Christi; Nueces County)Sector regulator | Mar. 25, 2020 | 2020 Q2 | Context (guidance or announcement)Stay-at-homeBusiness closureTelework mandateSupply chain | Primary source read | |