| Ex. AGY-FED-FINANCIAL-074 | FINRA Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | FINRA | United States; Financial Industry Regulatory Authority (self-regulatory organization registered under Exchange Act § 15A, 15 U.S.C. § 78o-3, subject to SEC oversight)Sector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. SEC-13-028 | Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | Financial Industry Regulatory Authority (self-regulatory organization under SEC oversight) | United StatesSector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-058 | Canaveral Port Authority statement, Mar. 14, 2020: port at normal operations; 'Yesterday's decision by cruise lines to voluntarily and temporarily suspend cruise ship operations from U.S. ports will have profound impact, especially for a cruise port like ours'; coordination with the Coast Guard, CBP, CDC and Florida Department of HealthCanaveral Port Authority Issues Statement on Port Canaveral Operations | Canaveral Port Authority | Florida (Port Canaveral)Sector regulator | Mar. 14, 2020 | 2020 Q2 | Context (guidance or announcement)Travel and quarantine | Primary source read | |
| Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-076 | DRBA home page (captured Mar. 18, 2020) with Media Advisory of Mar. 16, 2020: Cape May-Lewes Ferry transitions to vehicle-only travel; travelers urged to remain inside vehicles; foot passenger travel suspended; DRBA administrative offices at the bridge and ferry closed to the public through Apr. 5, 2020; E-ZPass Customer Service Center closed through Apr. 3, 2020MEDIA ADVISORY: Cape May-Lewes Ferry Transitions to Vehicle-only Travel - Travelers Urged to Remain inside Vehicle; Foot Passenger Travel… | Delaware River and Bay Authority (DRBA) | Delaware and New Jersey (Cape May-Lewes Ferry; Delaware Memorial Bridge administrative offices)Sector regulator | Mar. 16, 2020 | 2020 Q2 | Context (guidance or announcement)Business closureTravel and quarantineCourts and public offices | Primary source read | |
| Ex. FL-083 | Informational Memorandum OIR-20-03MGuidance for Business Continuity and Continuity of Operations Plans | Office of Insurance Regulation, Commissioner David Altmaier | FloridaSector regulator | Mar. 16, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateWorkplace rules | Primary source read | |
| Ex. MET-DET-035 | SMART COVID-19 Updates (running notice, Mar. 14 to Sept. 2, 2020)Free rides on all service from March 16-17, 2020 until further notice; service reduction plan from March 23; further reductions March 31… | Suburban Mobility Authority for Regional Transportation (SMART) | Wayne, Oakland and Macomb Counties (SMART service area)Sector regulator | Mar. 16, 2020 | 2020 Q22020 Q3 | Travel and quarantineOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-008 | Press release: TDLR moving employees to remote work in response to COVID-19 (customer service lobby closed to the public; PSI practical exams unavailable in Amarillo and McAllen; reduced seats at other centers)TDLR moving employees to remote work in response to COVID-19 | Texas Department of Licensing and Regulation | Texas; Texas Department of Licensing and RegulationSector regulator | Mar. 17, 2020 | 2020 Q2 | Context (guidance or announcement)Telework mandateCourts and public officesOther | Primary source read | |
| Ex. MET-BOS-090 | MBTA schedule revisions: all services on a reduced schedule effective March 17, 2020 until further noticeMBTA Announces Schedule Revisions to Take Effect Tuesday, March 17 (posted March 16, 2020) | MBTA (General Manager Steve Poftak) | Massachusetts Bay Transportation Authority (Boston metropolitan transit)Sector regulator | Mar. 16, 2020 | 2020 Q2 | Travel and quarantineOther | Primary source read | |
| Ex. MET-MSY-033 | RTA service reduction: Saturday schedule on all bus and streetcar routes, essential travel onlyRTA Encourages Essential Travel Only; Agency Will Implement Reduced Service Plans in COVID-19 Response | New Orleans Regional Transit Authority (RTA), announced through the City's NOLA Ready emergency site | New Orleans Regional Transit Authority (Orleans Parish)Sector regulator | Mar. 15, 2020 | 2020 Q2 | Travel and quarantineOther | Primary source read | |
| Ex. IA-071 | Regulatory Guidance for Working from Residence or Other Company Designated LocationGuidance allowing licensed mortgage bankers, brokers, servicers and loan originators, regulated and industrial loan licensees, delayed… | Iowa Division of Banking (Finance Bureau Chief Rodney Reed) | IowaSector regulator | Mar. 18, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. MET-BAL-105 | MDOT MTA COVID-19 service reductions, boarding rules and face-covering requirement (agency web notice, captured Apr. 17, 2020)MDOT MTA Coronavirus (COVID-19) page: service status and face-covering requirement | Maryland Department of Transportation, Maryland Transit Administration | Baltimore region (MDOT Maryland Transit Administration: Local Bus, Light RailLink, Metro SubwayLink, MobilityLink, Commuter Bus, MARC)Sector regulator | Apr. 17, 2020 | 2020 Q22020 Q3 | Face-covering requirementTravel and quarantineOther | Primary source read | |
| Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-032 | RTC press-release index (captured 2020) listing: Mar. 18, 2020 'RTC pauses operation of Strip & Downtown Express route' beginning Mar. 19; Mar. 23, 2020 'RTC to reduce residential transit service March 25 - All routes to operate on Sunday schedule, two express services suspended, RTC Call Center and Bonneville Transit Center sales booth hours reduced'; Mar. 26, 2020 Silver STAR senior service expanded; Apr. 15, 2020 #SoundTheHornPress Releases Archives - Newsroom (RTC to reduce residential transit service March 25; RTC pauses operation of Strip & Downtown Express… | Regional Transportation Commission of Southern Nevada (RTC) | Nevada (Clark County: Las Vegas, Henderson, North Las Vegas, Boulder City)Sector regulator | Mar. 23, 2020 | 2020 Q2 | Context (guidance or announcement)Travel and quarantineCourts and public offices | Confirmed from a secondary source | |
| Ex. MET-CMH-032 | COTA fare suspension and rear-door boarding (Mar. 19, 2020) and focused service reductions (Mar. 16-23, 2020), as described in COTA's release 'COTA will return to fares beginning January 11' (Dec. 2020)COTA Will Return to Fares Beginning January 11 | Central Ohio Transit Authority | COTA service area (Franklin County and portions of adjoining counties)Sector regulator | Mar. 19, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Capacity limitTravel and quarantineOther | Confirmed from a secondary source | |
| Ex. NJ-104 | Department of Banking and Insurance Bulletin No. 20-06No-action position regarding temporarily working from home due to COVID-19 (branch office licensure for mortgage lenders, brokers, loan… | Marlene Caride, Commissioner of Banking and Insurance | New JerseySector regulator | Mar. 19, 2020 | 2020 Q22020 Q32020 Q4 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-064 | Temporary Licensing Order, Case Number 2020-CDS-007Temporary Relief for Registrants Affected by the COVID-19 Outbreak | Tung Chan, Securities Commissioner | Colorado; Division of Securities, Department of Regulatory Agencies (State securities regulator)Sector regulator | Mar. 20, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-088 | Bulletin 2020-08-INSTemporary Regulatory Flexibility Re: COVID-19 | Anita G. Fox, Director | Michigan; Department of Insurance and Financial ServicesSector regulator | Mar. 20, 2020 | 2020 Q22020 Q32020 Q4 | Context (guidance or announcement)Telework mandateGathering capOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-015 | COVID-19 - Effects on CSLB Services (web page as of Mar. 20-22, 2020)COVID-19 - Effects on CSLB Services | Contractors State License Board | California; Contractors State License BoardSector regulator | Mar. 20, 2020 | 2020 Q2 | Context (guidance or announcement)Telework mandateCourts and public officesOther | Primary source read | |
| Ex. MET-DFW-089 | Release: DART Continues Full Services for North Texas Riders; Emphasizes Social Distancing (with note of the Apr. 6 modified service)DART social-distancing directives to riders (Mar. 20, 2020) | Dallas Area Rapid Transit | Dallas Area Rapid Transit service area (13 cities)Sector regulator | Mar. 20, 2020 | 2020 Q2 | Travel and quarantineOther | Primary source read | |
| Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-067 | Duluth Seaway Port Authority notice, Mar. 19, 2020: 'IMPORTANT NOTICE ON COVID-19 AND OFFICE CLOSURE - As of MARCH 21, The Duluth Seaway Port Authority Office will be closed in response to the Coronavirus'Important Notice on COVID-19 and Office Closure (office closed as of March 21, 2020) | Duluth Seaway Port Authority | Minnesota (Duluth; Port of Duluth-Superior)Sector regulator | Mar. 19, 2020 | 2020 Q2 | Context (guidance or announcement)Business closureTelework mandate | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-024 | Bulletin No. 20-11COVID-19 State of Emergency: Remote Claim Handling | Insurance Commissioner | Maryland; Maryland Insurance AdministrationSector regulator | Mar. 23, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateWorkplace rules | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-060 | Emergency Order: Temporary Relief for Registrants Affected by the COVID-19 OutbreakEmergency Order granting temporary relief to displaced broker-dealers, investment advisers and their agents and representatives | Commissioner of Securities (State Auditor J.B. McCuskey) | West Virginia; Securities Commission, Office of the State Auditor (State securities regulator)Sector regulator | Mar. 23, 2020 | 2020 Q22020 Q3 | Telework mandateOther | Primary source read | |
| Ex. KS-053 | KDHE Travel Related Quarantine Table (Mar. 23, 2020)Travel Related Quarantine Table: locations after travel to which Kansans must home-quarantine for 14 days | Kansas Department of Health and Environment | KansasSector regulator | Mar. 23, 2020 | 2020 Q2 | Travel and quarantineQuarantine and isolation | Primary source read | |
| Ex. MET-BOS-091 | MBTA notice: MBTA discourages all non-essential travelMBTA Discourages All Non-Essential Travel (posted March 23, 2020) | MBTA | Massachusetts Bay Transportation AuthoritySector regulator | Mar. 23, 2020 | 2020 Q2 | Travel and quarantineOther | Confirmed from a secondary source | |
| Ex. MET-DFW-088 | Release: Trinity Railway Express Begins Modified Weekday ServiceTRE modified weekday schedule from Mar. 23, 2020 | DART and Trinity Metro (joint owners of the TRE) | Dallas-Fort Worth (Trinity Railway Express)Sector regulator | Mar. 19, 2020 | 2020 Q22020 Q32020 Q4 | Travel and quarantine | Primary source read | |
| Ex. MET-DFW-090 | A-train and Denton Connect COVID-19 Modified Service Changes effective Monday, March 23, 2020DCTA modified service (schedule and map) from Mar. 23, 2020 | Denton County Transportation Authority | Denton County Transportation Authority service areaSector regulator | Mar. 23, 2020 | 2020 Q22020 Q3 | Travel and quarantine | Primary source read | |