| Ex. AGY-FED-FINANCIAL-030 | Letter to Federal Credit Unions 20-FCU-02NCUA Actions Related to COVID-19 - Annual Meeting Flexibility | NCUA Chairman Rodney E. Hood | United States; National Credit Union Administration (federal)Federal | Mar. 1, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-051 | Investment Company Act Release No. 33817, Order Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement… | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 13, 2020 | 2020 Q2 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-052 | Investment Advisers Act Release No. 5463, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderOrder Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 13, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-053 | Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (issued March 13, 2020; updated April 7, 2020; further updated January 19, 2022)Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns | SEC Division of Corporation Finance | United States; Securities and Exchange Commission, Division of Corporation Finance (federal staff guidance)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-057 | Investment Company Act Release No. 33824, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Under Section 6(c) and Section 38(a) of the Investment Company Act Granting Exemptions from Specified Provisions and Commission… | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 25, 2020 | 2020 Q22020 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-058 | Investment Advisers Act Release No. 5469, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderOrder Under Section 206A of the Investment Advisers Act Granting Exemptions from Specified Provisions and Certain Rules Thereunder | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 25, 2020 | 2020 Q22020 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-064 | Investment Company Act Release No. 33897, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder [In-Person Board Relief]Order Extending the In-Person Board Meeting Relief for Registered Management Investment Companies and Business Development Companies | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | June 19, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-LANDS-SCIENCE-COURTS-003 | Memorandum, 'COVID-19 Implications for EPA's Enforcement and Compliance Assurance Program' (temporary policy)COVID-19 Implications for EPA's Enforcement and Compliance Assurance Program | Susan Parker Bodine, Assistant Administrator for Enforcement and Compliance Assurance | United States Environmental Protection Agency (nationwide)Federal | Mar. 26, 2020 | 2020 Q22020 Q3 | Workplace rulesOther | Primary source read | |
| Ex. AGY-LOCAL-DISTRICTS-AUTHORITIES-019 | News release, 'SMUD suspends power shutoffs for non-payment' (Mar. 13, 2020)Suspension of disconnections for non-payment, residential and commercial; reconnection of disconnected customers | SMUD (Board of Directors and CEO and General Manager Arlen Orchard) | Sacramento Municipal Utility District (SMUD), California (municipal utility district; Sacramento County and parts of Placer and Yolo Counties)County | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Context (guidance or announcement)Emergency declarationOther | Primary source read | |
| Ex. AGY-LOCAL-DISTRICTS-AUTHORITIES-071 | News release, 'City of Austin Utilities suspends disconnects amid COVID-19' (Mar. 13, 2020)Suspension of all utility disconnects for non-payment (electric, water, wastewater, solid waste) | City of Austin (Mayor Steve Adler; Austin Energy General Manager Jackie Sargent), under the Mayor's Declaration of Local Disaster of March 6, 2020 ratified by the City Council March 12, 2020 | City of Austin Utilities (Austin Energy; Austin Water), Texas (municipally owned utilities)City | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Emergency declarationOther | Primary source read | |
| Ex. AGY-LOCAL-DISTRICTS-AUTHORITIES-072 | 'Utility Updates Related to COVID-19' page (updates of Mar. 13, 16 and 17, 2020; captured Mar. 22, 2020)Running utility updates: disconnects suspended; customer service and program changes | Austin Energy | Austin Energy (City of Austin), TexasCity | Mar. 22, 2020 | 2020 Q2 | Business closureOther | Confirmed from a secondary source | |
| Ex. AGY-ST-ALCOHOL-077 | VA ABC Bureau of Law Enforcement COVID-19 Response, Licensee Topics (version 15, September 29, 2020)Bureau of Law Enforcement responses on procedural and regulatory matters for licensed businesses affected by COVID-19 (Topics 1 onward… | Virginia Alcoholic Beverage Control Authority, Bureau of Law Enforcement (Travis G. Hill, Chief Executive Officer) | Virginia (State alcoholic-beverage regulator)Sector regulator | Sept. 29, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Alcohol and barsWorkplace rulesSupply chainOther | Primary source read | |
| Ex. AGY-ST-ALCOHOL-107 | LED Bulletin 20-02, Lawful Product Returns for Event Cancellations Attributable to COVID-19 ConcernsBulletin 20-02: Lawful Product Returns For Event Cancellations Attributable to COVID-19 Concerns | Colorado Department of Revenue, Liquor Enforcement Division | Colorado (State alcoholic-beverage regulator)Sector regulator | Mar. 13, 2020 | 2020 Q2 | Context (guidance or announcement)Events and venuesSupply chainOther | Confirmed from a secondary source | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-013 | PA DOC COVID-19 page (as archived Mar. 21, 2020), with the Mar. 13, 2020 release 'Department of Corrections Cancels Visits Statewide, Begins Enhanced Screenings of ALL Employees'All visitation suspended effective Mar. 13, 2020; enhanced screening of every person entering a facility; inmates with flu-like symptoms… | Pennsylvania Department of Corrections (Secretary John E. Wetzel) | Pennsylvania Department of Corrections; State levelState | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Gathering capHealth care ordersWorkplace rulesOther | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-015 | WI DOC COVID-19 Announcements page (as archived Apr. 4, 2020)Visits at all DOC institutions suspended Mar. 13, 2020; transfers from State-contracted county jail beds suspended Mar. 19, 2020; all… | Wisconsin Department of Corrections (Secretary Kevin A. Carr) | Wisconsin Department of Corrections (Division of Adult Institutions); State levelState | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Gathering capHealth care ordersOther | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-030 | Memorandum to Work Release Staff, 'Operational Changes in Response to COVID-19' (Mar. 13, 2020)Work-release residents permitted to leave facilities only for approved education or programming and 'personal essential business' (hygiene… | Washington State Department of Corrections, Reentry Division (Senior Administrator) | Washington State Department of Corrections (Reentry Division; work release); State levelState | Mar. 13, 2020 | 2020 Q2 | Stay-at-homeOther | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-055 | DAJD News, 'King County jails have quickly reduced the number of people in custody by more than 600 adults, following direction by Executive Constantine' (Apr. 3, 2020; updated May 7, 2020)Jail population reduced from 1,899 (Mar. 13, 2020) to 1,285 (Apr. 3, 2020) by prioritizing jail beds; designated isolation housing; PPE | King County Department of Adult and Juvenile Detention, following direction by County Executive Dow Constantine | King County, Washington (Department of Adult and Juvenile Detention; County Executive); county levelCounty | Apr. 3, 2020 | 2020 Q22020 Q3 | Quarantine and isolationOther | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-083 | DC DOC 'Coronavirus Prevention' page (as archived Mar. 28, 2020)All in-person visits, programming and volunteer activities suspended 'for the entirety of the Public Health Emergency'; modified movement… | DC Department of Corrections (Director Quincy Booth) | District of Columbia Department of Corrections; District (State-level) authorityState | Mar. 27, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Gathering capEvents and venuesOther | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-087 | Alaska DOC COVID-19 page, 'Access to Institutions' (as archived Mar. 29, 2020)All visiting at institutions statewide suspended effective Mar. 13, 2020, including outside volunteers, attorneys and tours; all… | Alaska Department of Corrections (Commissioner Nancy Dahlstrom) | Alaska Department of Corrections; State levelState | Mar. 13, 2020 | 2020 Q22020 Q32020 Q4 | Gathering capCourts and public officesWorkplace rulesOther | Primary source read | |
| Ex. AGY-ST-GAMING-RACING-001 | Industry Notice 2020-17Notice to Licensees: COVID-19 (expectations of licensees; OSHA and CDC workplace guidance; Infectious Disease Outbreak Response Plan) | Nevada Gaming Control Board (Chairwoman Sandra Douglass Morgan) | Nevada Gaming Control Board (State gaming regulator)Sector regulator | Mar. 13, 2020 | 2020 Q2 | Context (guidance or announcement)Workplace rulesOther | Primary source read | |
| Ex. AGY-ST-GAMING-RACING-024 | Directive No. 1-2020Temporary Waiver of Requirement to Renew NJRC-Issued Licenses for 2020 (to minimize person-to-person contact during the COVID-19 outbreak… | New Jersey Racing Commission, Executive Director Judith A. Nason | New Jersey Racing Commission (State racing regulator, Department of Law and Public Safety)Sector regulator | Mar. 13, 2020 | 2020 Q2 | Other | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-033 | Bulletin of March 13, 2020Coronavirus: COVID-19 - Emergency and Disaster Preparation Information for Maryland Licensed Mortgage Brokers, Lenders and Servicers | Antonio P. Salazar, Commissioner of Financial Regulation | Maryland; Office of the Commissioner of Financial Regulation, Department of Labor (State banking and mortgage regulator)Sector regulator | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Workplace rulesOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-007 | Press release: TDLR Takes Action in Response to COVID-19 Threat (temporary distance education; cancellation of licensed combative sports events; advisory board meetings cancelled)TDLR Takes Action in Response to COVID-19 Threat: Agency Approves Temporary Distance Learning, Cancels Events and Meetings | Texas Department of Licensing and Regulation (Executive Director Brian E. Francis) | Texas; Texas Department of Licensing and RegulationSector regulator | Mar. 13, 2020 | 2020 Q22020 Q3 | Context (guidance or announcement)Gathering capSchools and child careEvents and venuesOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-009 | TDLR COVID-19 page, 'TDLR Takes Action in Response to COVID-19 Threat' (TDLR Updates Mar. 13-Oct. 13, 2020, with the Governor's executive orders and waivers), as archived Oct. 16, 2020TDLR COVID-19 Information Page (updates through Oct. 13, 2020) | Texas Department of Licensing and Regulation | Texas; Texas Department of Licensing and RegulationSector regulator | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Business closureCapacity limitEvents and venuesWorkplace rulesOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-024 | Temporary Waiver of Regulations that Prohibit or Limit Online, Electronic, or Distance Theoretical Instruction (effective Mar. 13, 2020; amended May 27, 2020)Temporary Waiver of Regulations that Prohibit or Limit Online, Electronic, or Distance Theoretical Instruction | DPOR Director Mary Broz-Vaughan | Virginia; DPOR (all regulatory boards, including the Board for Barbers and Cosmetology)Sector regulator | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Schools and child careOther | Primary source read | |